Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2023
Q3 2023
|
Sandy Spring Bank
|
SELL
|
- |
-110- 0.78% |
$26.5K - $31.8K
|
14K
$5.25M
|
|
|
Nov 13, 2023
Q3 2023
|
Evermay Wealth Management LLC
Arlington, VA |
SELL
|
- |
-110- 6.0% |
$26.5K - $31.8K
|
1.72K
$646K
|
|
|
Sep 06, 2024
Q3 2023
|
Ted Buchan & CO
San Diego, CA |
SELL
|
- |
-110- 3.8% |
$26.5K - $31.8K
|
2.79K
$1.04M
|
|
|
Oct 13, 2023
Q3 2023
|
Garrett Investment Advisors LLC
|
SELL
|
- |
-111- 1.53% |
$26.7K - $32K
|
7.16K
$2.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Pinnacle Financial Group, LLC
|
SELL
|
- |
-112- 7.4% |
$26.9K - $32.3K
|
1.4K
$526K
|
|
|
Oct 13, 2023
Q3 2023
|
Strategic Advisors LLC
|
SELL
|
- |
-113- 1.01% |
$27.2K - $32.6K
|
11K
$4.14M
|
|
|
Oct 23, 2023
Q3 2023
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-113- 1.27% |
$27.2K - $32.6K
|
8.76K
$3.28M
|
|
|
Oct 27, 2023
Q3 2023
|
Patten & Patten Inc
|
SELL
|
- |
-114- 2.43% |
$27.4K - $32.9K
|
4.58K
$1.72M
|
|
|
Oct 16, 2023
Q3 2023
|
First Affirmative Financial Network
|
SELL
|
- |
-115- 11.68% |
$27.7K - $33.2K
|
870
$326K
|
|
|
Nov 01, 2023
Q3 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
SELL
|
- |
-116- 7.75% |
$27.9K - $33.5K
|
1.38K
$518K
|
|
|
Nov 13, 2023
Q3 2023
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-116- 11.06% |
$27.9K - $33.5K
|
933
$350K
|
|
|
Nov 08, 2023
Q3 2023
|
Northeast Investment Management
|
SELL
|
- |
-117- 0.58% |
$28.1K - $33.8K
|
19.9K
$7.46M
|
|
|
Oct 26, 2023
Q3 2023
|
Argyle Capital Management Inc.
|
SELL
|
- |
-120- 0.69% |
$28.9K - $34.6K
|
17.3K
$6.5M
|
|
|
Oct 27, 2023
Q3 2023
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-121- 4.6% |
$29.1K - $34.9K
|
2.51K
$941K
|
|
|
Nov 03, 2023
Q3 2023
|
Winthrop Advisory Group LLC
|
SELL
|
- |
-121- 6.06% |
$29.1K - $34.9K
|
1.88K
$703K
|
|
|
Nov 14, 2023
Q3 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
SELL
|
- |
-121- 10.6% |
$29.1K - $34.9K
|
1.02K
$383K
|
|
|
Oct 13, 2023
Q3 2023
|
Avidian Wealth Solutions, LLC
|
SELL
|
- |
-123- 2.0% |
$29.6K - $35.5K
|
6.02K
$2.26M
|
|
|
Oct 18, 2023
Q3 2023
|
Cahaba Wealth Management, Inc.
|
SELL
|
- |
-123- 4.26% |
$29.6K - $35.5K
|
2.76K
$1.04M
|
|
|
Oct 10, 2023
Q3 2023
|
Ims Capital Management
|
SELL
|
- |
-125- 7.81% |
$30.1K - $36.1K
|
1.48K
$553K
|
|
|
Oct 12, 2023
Q3 2023
|
Essex Savings Bank
|
SELL
|
- |
-127- 2.15% |
$30.6K - $36.7K
|
5.77K
$2.16M
|
|
|
Oct 24, 2023
Q3 2023
|
Windsor Group LTD
|
SELL
|
- |
-129- 3.06% |
$31K - $37.2K
|
4.09K
$1.53M
|
|
|
Oct 26, 2023
Q3 2023
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-129- 0.26% |
$31K - $37.2K
|
50.4K
$18.9M
|
|
|
Nov 06, 2023
Q3 2023
|
Capital Wealth Planning, LLC
|
SELL
|
- |
-129- 2.92% |
$31K - $37.2K
|
4.29K
$1.61M
|
|
|
Oct 13, 2023
Q3 2023
|
Worth Financial Advisory Group, LLC
Charlotte, NC |
SELL
|
- |
-131- 5.02% |
$31.5K - $37.8K
|
2.48K
$930K
|
|
|
Oct 13, 2023
Q3 2023
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-133- 10.72% |
$32K - $38.4K
|
1.11K
$415K
|
|
|
Oct 31, 2023
Q3 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-133- 1.14% |
$32K - $38.4K
|
11.6K
$4.33M
|
|
|
Oct 25, 2023
Q3 2023
|
Meag Munich Ergo, Kapitalanlagegesellschaft Mb H
|
SELL
|
- |
-134- 15.19% |
$32.2K - $38.7K
|
748
$280K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
SELL
|
- |
-135- 3.22% |
$32.5K - $39K
|
4.05K
$1.52M
|
|
|
Nov 02, 2023
Q3 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-135- 1.16% |
$32.5K - $39K
|
11.5K
$4.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Duff & Phelps Investment Management CO
Chicago, IL |
SELL
|
- |
-135- 2.34% |
$32.5K - $39K
|
5.64K
$2.11M
|
|
|
Nov 17, 2023
Q3 2023
|
Spartan Planning & Wealth Management
Greensboro, NC |
SELL
|
- |
-135- 14.75% |
$32.5K - $39K
|
780
$292K
|
|
|
Oct 12, 2023
Q3 2023
|
Kentucky Retirement Systems
Frankfort, KY |
SELL
|
- |
-136- 0.33% |
$32.7K - $39.3K
|
41.3K
$15.5M
|
|
|
Nov 14, 2023
Q3 2023
|
West Tower Group, LLC
Richmond, VA |
SELL
|
- |
-136- 72.73% |
$32.7K - $39.3K
|
51
$19.1K
|
|
|
Oct 10, 2023
Q3 2023
|
Act Wealth Management, LLC
|
SELL
|
- |
-137- 14.01% |
$33K - $39.5K
|
841
$315K
|
|
|
Oct 27, 2023
Q3 2023
|
Dt Investment Partners, LLC
|
SELL
|
- |
-137- 0.94% |
$33K - $39.5K
|
14.4K
$5.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Legacy Wealth Asset Management, LLC
|
SELL
|
- |
-137- 4.23% |
$33K - $39.5K
|
3.1K
$1.16M
|
|
|
Nov 08, 2023
Q3 2023
|
Weil Company, Inc.
|
SELL
|
- |
-137- 5.11% |
$33K - $39.5K
|
2.55K
$955K
|
|
|
Nov 14, 2023
Q3 2023
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-137- 2.08% |
$33K - $39.5K
|
6.46K
$2.42M
|
|
|
Nov 13, 2023
Q3 2023
|
Rock Creek Group, LP
|
SELL
|
- |
-138- 35.84% |
$33.2K - $39.8K
|
247
$92.6K
|
|
|
Oct 04, 2023
Q3 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-139- 0.3% |
$33.4K - $40.1K
|
46.5K
$17.4M
|
|
|
Oct 26, 2023
Q3 2023
|
North Star Asset Management Inc
|
SELL
|
- |
-139- 9.79% |
$33.4K - $40.1K
|
1.28K
$480K
|
|
|
Nov 14, 2023
Q3 2023
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-139- 8.73% |
$33.4K - $40.1K
|
1.45K
$545K
|
|
|
Nov 09, 2023
Q3 2023
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-141- 0.22% |
$33.9K - $40.7K
|
64.2K
$24.1M
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-145- 7.23% |
$34.9K - $41.9K
|
1.86K
$697K
|
|
|
Nov 13, 2023
Q3 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-145- 0.62% |
$34.9K - $41.9K
|
23.2K
$8.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Callan Family Office, LLC
Radnor, PA |
SELL
|
- |
-145- 8.55% |
$34.9K - $41.9K
|
1.55K
$581K
|
|
|
Oct 10, 2023
Q3 2023
|
Eagle Rock Investment Company, LLC
Atlanta, GA |
SELL
|
- |
-148- 2.78% |
$35.6K - $42.7K
|
5.18K
$1.94M
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-148- 2.87% |
$35.6K - $42.7K
|
5.02K
$1.88M
|
|
|
Nov 07, 2023
Q3 2023
|
Palisade Asset Management, LLC
|
SELL
|
- |
-148- 1.53% |
$35.6K - $42.7K
|
9.52K
$3.57M
|
|
|
Nov 08, 2023
Q3 2023
|
Desjardins Global Asset Management Inc.
Montreal, A8 |
SELL
|
- |
-148- 5.42% |
$35.6K - $42.7K
|
2.58K
$968K
|