Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2023
Q3 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-44- 1.08% |
$10.6K - $12.7K
|
4.02K
$1.51M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-44- 2.26% |
$10.6K - $12.7K
|
1.9K
$714K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-44- 0.3% |
$10.6K - $12.7K
|
14.6K
$5.47M
|
|
|
Oct 10, 2023
Q3 2023
|
Indiana Trust & Investment Management CO
|
SELL
|
- |
-45- 0.85% |
$10.8K - $13K
|
5.28K
$1.98M
|
|
|
Oct 19, 2023
Q3 2023
|
Ogorek Anthony Joseph
|
SELL
|
- |
-45- 0.36% |
$10.8K - $13K
|
12.6K
$4.72M
|
|
|
Oct 17, 2023
Q3 2023
|
Advisors Management Group Inc
|
SELL
|
- |
-46- 0.88% |
$11.1K - $13.3K
|
5.17K
$1.94M
|
|
|
Nov 09, 2023
Q3 2023
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
SELL
|
- |
-46- 0.77% |
$11.1K - $13.3K
|
5.97K
$2.24M
|
|
|
Nov 15, 2023
Q3 2023
|
Jag Capital Management, LLC
|
SELL
|
- |
-46- 0.47% |
$11.1K - $13.3K
|
9.71K
$3.64M
|
|
|
Nov 14, 2023
Q3 2023
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-47- 1.29% |
$11.3K - $13.6K
|
3.6K
$1.35M
|
|
|
Oct 10, 2023
Q3 2023
|
Carnegie Capital Asset Management, LLC
|
SELL
|
- |
-48- 1.59% |
$11.5K - $13.9K
|
2.96K
$1.11M
|
|
|
Oct 17, 2023
Q3 2023
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-48- 0.93% |
$11.5K - $13.9K
|
5.1K
$1.91M
|
|
|
Oct 24, 2023
Q3 2023
|
Bangor Savings Bank
Bangor, ME |
SELL
|
- |
-48- 3.72% |
$11.5K - $13.9K
|
1.24K
$466K
|
|
|
Nov 09, 2023
Q3 2023
|
Carson Allaria Wealth Management, Ltd.
|
SELL
|
- |
-48- 3.38% |
$11.5K - $13.9K
|
1.37K
$514K
|
|
|
Nov 13, 2023
Q3 2023
|
Pax Financial Group, LLC
San Antonio, TX |
SELL
|
- |
-48- 5.27% |
$11.5K - $13.9K
|
863
$324K
|
|
|
Oct 12, 2023
Q3 2023
|
Patten Group, Inc.
|
SELL
|
- |
-49- 2.43% |
$11.8K - $14.1K
|
1.97K
$739K
|
|
|
Nov 06, 2023
Q3 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-49- 5.49% |
$11.8K - $14.1K
|
844
$316K
|
|
|
Nov 14, 2023
Q3 2023
|
Northern Financial Advisors Inc
Bloomfield Hills, MI |
SELL
|
- |
-49- 0.99% |
$11.8K - $14.1K
|
4.88K
$1.83M
|
|
|
Nov 13, 2023
Q3 2023
|
Cladis Investment Advisory, LLC
Billings, MT |
SELL
|
- |
-50- 1.16% |
$12K - $14.4K
|
4.27K
$1.6M
|
|
|
Oct 05, 2023
Q3 2023
|
West Oak Capital, LLC
|
SELL
|
- |
-50- 1.11% |
$12K - $14.4K
|
4.47K
$1.68M
|
|
|
Oct 10, 2023
Q3 2023
|
Baldwin Brothers LLC
|
SELL
|
- |
-50- 4.33% |
$12K - $14.4K
|
1.11K
$415K
|
|
|
Oct 13, 2023
Q3 2023
|
Hengehold Capital Management LLC
|
SELL
|
- |
-50- 4.5% |
$12K - $14.4K
|
1.06K
$398K
|
|
|
Oct 20, 2023
Q3 2023
|
Atwood & Palmer Inc
|
SELL
|
- |
-50- 1.56% |
$12K - $14.4K
|
3.16K
$1.18M
|
|
|
Oct 31, 2023
Q3 2023
|
Physicians Financial Services, Inc.
Raleigh, NC |
SELL
|
- |
-50- 0.27% |
$12K - $14.4K
|
18.2K
$6.82M
|
|
|
Nov 01, 2023
Q3 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-50- 1.42% |
$12K - $14.4K
|
3.47K
$1.3M
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Counsel, Inc
|
SELL
|
- |
-50- 0.46% |
$12K - $14.4K
|
10.8K
$4.04M
|
|
|
Nov 09, 2023
Q3 2023
|
Wescott Financial Advisory Group, LLC
|
SELL
|
- |
-50- 5.11% |
$12K - $14.4K
|
929
$348K
|
|
|
Nov 09, 2023
Q3 2023
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
SELL
|
- |
-50- 14.29% |
$12K - $14.4K
|
300
$112K
|
|
|
Nov 13, 2023
Q3 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-50- 5.61% |
$12K - $14.4K
|
841
$315K
|
|
|
Nov 14, 2023
Q3 2023
|
Alesco Advisors LLC
Pittsford, NY |
SELL
|
- |
-50- 4.76% |
$12K - $14.4K
|
1K
$375K
|
|
|
Nov 14, 2023
Q3 2023
|
Ncm Capital Management, LLC
Ramsey, NJ |
SELL
|
- |
-50- 2.27% |
$12K - $14.4K
|
2.16K
$808K
|
|
|
Nov 15, 2023
Q3 2023
|
Journey Advisory Group, LLC
|
SELL
|
- |
-50- 1.23% |
$12K - $14.4K
|
4.01K
$1.5M
|
|
|
Oct 19, 2023
Q3 2023
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-51- 3.02% |
$12.3K - $14.7K
|
1.64K
$613K
|
|
|
Oct 25, 2023
Q3 2023
|
Planning Center, Inc.
|
SELL
|
- |
-51- 3.36% |
$12.3K - $14.7K
|
1.47K
$550K
|
|
|
Oct 20, 2023
Q3 2023
|
Avestar Capital, LLC
|
SELL
|
- |
-52- 3.3% |
$12.5K - $15K
|
1.52K
$571K
|
|
|
Nov 08, 2023
Q3 2023
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-52- 1.39% |
$12.5K - $15K
|
3.68K
$1.38M
|
|
|
Jul 09, 2024
Q3 2023
|
Rockingstone Advisors LLC
Great Barrington, MA |
SELL
|
- |
-52- 3.05% |
$12.5K - $15K
|
1.65K
$619K
|
|
|
Oct 05, 2023
Q3 2023
|
Peterson Wealth Advisors, LLC
|
SELL
|
- |
-53- 4.84% |
$12.8K - $15.3K
|
1.04K
$390K
|
|
|
Nov 14, 2023
Q3 2023
|
Pacific Global Investment Management CO
|
SELL
|
- |
-53- 4.22% |
$12.8K - $15.3K
|
1.2K
$451K
|
|
|
Nov 07, 2023
Q3 2023
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-54- 5.5% |
$13K - $15.6K
|
927
$348K
|
|
|
Oct 30, 2023
Q3 2023
|
Exchange Capital Management, Inc.
|
SELL
|
- |
-55- 5.62% |
$13.2K - $15.9K
|
924
$346K
|
|
|
Nov 13, 2023
Q3 2023
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-55- 6.51% |
$13.2K - $15.9K
|
790
$296K
|
|
|
Oct 11, 2023
Q3 2023
|
626 Financial, LLC
|
SELL
|
- |
-56- 2.45% |
$13.5K - $16.2K
|
2.23K
$835K
|
|
|
Nov 15, 2023
Q3 2023
|
Holderness Investments CO
Greensboro, NC |
SELL
|
- |
-56- 0.56% |
$13.5K - $16.2K
|
10K
$3.75M
|
|
|
Nov 13, 2023
Q3 2023
|
American Money Management, LLC
|
SELL
|
- |
-57- 3.5% |
$13.7K - $16.5K
|
1.57K
$590K
|
|
|
Nov 13, 2023
Q3 2023
|
Sargent Investment Group, LLC
|
SELL
|
- |
-58- 0.89% |
$14K - $16.7K
|
6.47K
$2.43M
|
|
|
Oct 24, 2023
Q3 2023
|
Gradient Capital Advisors, LLC
|
SELL
|
- |
-59- 3.33% |
$14.2K - $17K
|
1.72K
$643K
|
|
|
Oct 31, 2023
Q3 2023
|
Vise Technologies, Inc.
New York, NY |
SELL
|
- |
-59- 0.94% |
$14.2K - $17K
|
6.22K
$2.33M
|
|
|
Oct 12, 2023
Q3 2023
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-60- 1.51% |
$14.4K - $17.3K
|
3.91K
$1.47M
|
|
|
Oct 25, 2023
Q3 2023
|
Mastrapasqua Asset Management Inc
|
SELL
|
- |
-60- 0.13% |
$14.4K - $17.3K
|
45.8K
$17.2M
|
|
|
Oct 31, 2023
Q3 2023
|
Adirondack Trust CO
|
SELL
|
- |
-60- 0.64% |
$14.4K - $17.3K
|
9.3K
$3.49M
|