Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2023
Q3 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-13- 0.25% |
$3.13K - $3.75K
|
5.14K
$1.93M
|
|
|
Nov 01, 2023
Q3 2023
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-13- 0.22% |
$3.13K - $3.75K
|
5.89K
$2.21M
|
|
|
Oct 27, 2023
Q3 2023
|
Foster Group, Inc.
|
SELL
|
- |
-14- 1.44% |
$3.37K - $4.04K
|
957
$359K
|
|
|
Nov 14, 2023
Q3 2023
|
Biltmore Family Office, LLC
|
SELL
|
- |
-14- 0.32% |
$3.37K - $4.04K
|
4.4K
$1.65M
|
|
|
Oct 17, 2023
Q3 2023
|
Summit Financial Group, Inc.
|
SELL
|
- |
-15- 0.47% |
$3.61K - $4.33K
|
3.18K
$1.19M
|
|
|
Oct 24, 2023
Q3 2023
|
Htg Investment Advisors, Inc.
New Canaan, CT |
SELL
|
- |
-15- 1.62% |
$3.61K - $4.33K
|
910
$341K
|
|
|
Oct 24, 2023
Q3 2023
|
Bridges Investment Management Inc
|
SELL
|
- |
-15- 0.59% |
$3.61K - $4.33K
|
2.54K
$951K
|
|
|
Oct 24, 2023
Q3 2023
|
Eclectic Associates Inc
|
SELL
|
- |
-15- 1.62% |
$3.61K - $4.33K
|
911
$342K
|
|
|
Oct 25, 2023
Q3 2023
|
Jeppson Wealth Management, LLC
|
SELL
|
- |
-15- 0.88% |
$3.61K - $4.33K
|
1.69K
$634K
|
|
|
Oct 25, 2023
Q3 2023
|
Oak Asset Management, LLC
|
SELL
|
- |
-15- 0.22% |
$3.61K - $4.33K
|
6.81K
$2.55M
|
|
|
Nov 03, 2023
Q3 2023
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-15- 0.09% |
$3.61K - $4.33K
|
16.4K
$6.15M
|
|
|
Nov 03, 2023
Q3 2023
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-15- 1.46% |
$3.61K - $4.33K
|
1.01K
$379K
|
|
|
Nov 13, 2023
Q3 2023
|
West Michigan Advisors, LLC
Holland, MI |
SELL
|
- |
-15- 1.73% |
$3.61K - $4.33K
|
850
$319K
|
|
|
Oct 10, 2023
Q3 2023
|
Northwest Quadrant Wealth Management, LLC
|
SELL
|
- |
-16- 0.37% |
$3.85K - $4.62K
|
4.36K
$1.63M
|
|
|
Oct 11, 2023
Q3 2023
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-16- 1.57% |
$3.85K - $4.62K
|
1.01K
$377K
|
|
|
Oct 30, 2023
Q3 2023
|
Nvwm, LLC
|
SELL
|
- |
-17- 0.56% |
$4.09K - $4.91K
|
3.04K
$1.14M
|
|
|
Nov 08, 2023
Q3 2023
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-17- 0.47% |
$4.09K - $4.91K
|
3.62K
$1.36M
|
|
|
Nov 14, 2023
Q3 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-17- 1.29% |
$4.09K - $4.91K
|
1.3K
$487K
|
|
|
Aug 08, 2024
Q3 2023
|
Abound Wealth Management
Franklin, TN |
SELL
|
- |
-17- 10.12% |
$4.09K - $4.91K
|
151
$56.6K
|
|
|
Oct 19, 2023
Q3 2023
|
Mba Advisors LLC
Hermitage, PA |
SELL
|
- |
-18- 1.0% |
$4.33K - $5.2K
|
1.78K
$666K
|
|
|
Oct 30, 2023
Q3 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-18- 0.92% |
$4.33K - $5.2K
|
1.94K
$726K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Alliance
Mellville, NY |
SELL
|
- |
-18- 1.11% |
$4.33K - $5.2K
|
1.6K
$601K
|
|
|
Nov 09, 2023
Q3 2023
|
Cooper/Haims Advisors, LLC
|
SELL
|
- |
-18- 0.9% |
$4.33K - $5.2K
|
1.99K
$747K
|
|
|
Nov 14, 2023
Q3 2023
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-18- 0.52% |
$4.33K - $5.2K
|
3.42K
$1.28M
|
|
|
Oct 17, 2023
Q3 2023
|
Atlas Brown,Inc.
|
SELL
|
- |
-19- 0.25% |
$4.57K - $5.48K
|
7.56K
$2.84M
|
|
|
Nov 01, 2023
Q3 2023
|
Focused Wealth Management, Inc
|
SELL
|
- |
-19- 0.26% |
$4.57K - $5.48K
|
7.41K
$2.78M
|
|
|
Nov 02, 2023
Q3 2023
|
Avitas Wealth Management LLC
|
SELL
|
- |
-19- 0.22% |
$4.57K - $5.48K
|
8.79K
$3.3M
|
|
|
Nov 03, 2023
Q3 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-19- 0.79% |
$4.57K - $5.48K
|
2.39K
$895K
|
|
|
Nov 06, 2023
Q3 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-19- 0.4% |
$4.57K - $5.48K
|
4.73K
$1.77M
|
|
|
Nov 07, 2023
Q3 2023
|
Dudley Capital Management, LLC
Middleburg, VA |
SELL
|
- |
-19- 1.59% |
$4.57K - $5.48K
|
1.18K
$442K
|
|
|
Oct 26, 2023
Q3 2023
|
Dmg Group, LLC
Birmingham, AL |
SELL
|
- |
-20- 0.57% |
$4.81K - $5.77K
|
3.52K
$1.32M
|
|
|
Oct 26, 2023
Q3 2023
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-20- 0.79% |
$4.81K - $5.77K
|
2.52K
$945K
|
|
|
Nov 06, 2023
Q3 2023
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-20- 0.43% |
$4.81K - $5.77K
|
4.68K
$1.75M
|
|
|
Nov 06, 2023
Q3 2023
|
Hudock, Inc.
|
SELL
|
- |
-20- 0.2% |
$4.81K - $5.77K
|
9.76K
$3.66M
|
|
|
Nov 07, 2023
Q3 2023
|
Ledyard National Bank
|
SELL
|
- |
-20- 1.36% |
$4.81K - $5.77K
|
1.45K
$543K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Quarterback LLC
Toms River, NJ |
SELL
|
- |
-20- 1.05% |
$4.81K - $5.77K
|
1.88K
$705K
|
|
|
Nov 14, 2023
Q3 2023
|
Garner Asset Management Corp
|
SELL
|
- |
-20- 0.91% |
$4.81K - $5.77K
|
2.18K
$816K
|
|
|
Oct 25, 2023
Q3 2023
|
Bnc Wealth Management, LLC
|
SELL
|
- |
-21- 1.32% |
$5.05K - $6.06K
|
1.57K
$589K
|
|
|
Oct 31, 2023
Q3 2023
|
Centurion Wealth Management LLC
Mclean, VA |
SELL
|
- |
-21- 1.06% |
$5.05K - $6.06K
|
1.95K
$732K
|
|
|
Nov 17, 2023
Q3 2023
|
Diversified Trust CO
|
SELL
|
- |
-21- 0.22% |
$5.05K - $6.06K
|
9.42K
$3.53M
|
|
|
Oct 20, 2023
Q3 2023
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-22- 1.12% |
$5.29K - $6.35K
|
1.94K
$726K
|
|
|
Oct 26, 2023
Q3 2023
|
Joule Financial, LLC
|
SELL
|
- |
-22- 1.75% |
$5.29K - $6.35K
|
1.24K
$463K
|
|
|
Nov 13, 2023
Q3 2023
|
Sandhill Capital Partners LLC
Buffalo, NY |
SELL
|
- |
-22- 0.12% |
$5.29K - $6.35K
|
18.3K
$6.85M
|
|
|
Nov 14, 2023
Q3 2023
|
Jt Stratford LLC
Gainesville, GA |
SELL
|
- |
-22- 2.65% |
$5.29K - $6.35K
|
808
$303K
|
|
|
Nov 01, 2023
Q3 2023
|
Principle Wealth Partners LLC
|
SELL
|
- |
-23- 0.1% |
$5.53K - $6.64K
|
23.6K
$8.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
SELL
|
- |
-23- 2.3% |
$5.53K - $6.64K
|
978
$367K
|
|
|
Oct 17, 2023
Q3 2023
|
Cx Institutional
|
SELL
|
- |
-24- 0.8% |
$5.77K - $6.93K
|
2.96K
$1.11M
|
|
|
Oct 25, 2023
Q3 2023
|
Invesco, LLC
Des Plaines, IL |
SELL
|
- |
-24- 1.66% |
$5.77K - $6.93K
|
1.42K
$534K
|
|
|
Oct 31, 2023
Q3 2023
|
Tbh Global Asset Management, LLC
Brentwood, TN |
SELL
|
- |
-24- 1.05% |
$5.77K - $6.93K
|
2.25K
$845K
|
|
|
Nov 08, 2023
Q3 2023
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-24- 2.6% |
$5.77K - $6.93K
|
900
$337K
|