Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 27, 2023
Q3 2023
|
Indie Asset Partners, LLC
Carmel, IN |
BUY
|
- |
7+ 0.57% |
$1.68K - $2.02K
|
1.23K
$460K
|
|
|
Nov 06, 2023
Q3 2023
|
Xml Financial, LLC
|
BUY
|
- |
7+ 0.1% |
$1.68K - $2.02K
|
6.81K
$2.55M
|
|
|
Nov 07, 2023
Q3 2023
|
Strategic Equity Management
|
BUY
|
- |
7+ 0.47% |
$1.68K - $2.02K
|
1.49K
$559K
|
|
|
Nov 14, 2023
Q3 2023
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
7+ 140.0% |
$1.68K - $2.02K
|
12
$4.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Crawford Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
7+ 0.19% |
$1.68K - $2.02K
|
3.75K
$1.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Vertex Planning Partners, LLC
Downers Grove, IL |
BUY
|
- |
7+ 0.43% |
$1.68K - $2.02K
|
1.64K
$614K
|
|
|
Oct 10, 2023
Q3 2023
|
Greenfield Savings Bank
|
BUY
|
- |
6+ 0.09% |
$1.44K - $1.73K
|
6.68K
$2.5M
|
|
|
Oct 10, 2023
Q3 2023
|
Sage Investment Advisers LLC
Poughkeepsie, NY |
BUY
|
- |
6+ 0.46% |
$1.44K - $1.73K
|
1.3K
$489K
|
|
|
Oct 16, 2023
Q3 2023
|
Well Done, LLC
|
BUY
|
- |
6+ 0.22% |
$1.44K - $1.73K
|
2.68K
$1M
|
|
|
Oct 17, 2023
Q3 2023
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
6+ 0.39% |
$1.44K - $1.73K
|
1.53K
$573K
|
|
|
Oct 25, 2023
Q3 2023
|
Waypoint Capital Advisors, LLC
|
BUY
|
- |
6+ 0.44% |
$1.44K - $1.73K
|
1.39K
$519K
|
|
|
Nov 07, 2023
Q3 2023
|
Nicolet Advisory Services, LLC
Green Bay, WI |
BUY
|
- |
6+ 0.18% |
$1.44K - $1.73K
|
3.28K
$1.23M
|
|
|
Nov 08, 2023
Q3 2023
|
Sepio Capital, LP
|
BUY
|
- |
6+ 0.36% |
$1.44K - $1.73K
|
1.7K
$636K
|
|
|
Oct 28, 2024
Q3 2023
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
6+ 300.0% |
$1.44K - $1.73K
|
8
$3K
|
|
|
Oct 13, 2023
Q3 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
5+ 0.31% |
$1.2K - $1.44K
|
1.64K
$615K
|
|
|
Oct 13, 2023
Q3 2023
|
City Holding CO
|
BUY
|
- |
5+ 0.02% |
$1.2K - $1.44K
|
21.4K
$8.01M
|
|
|
Oct 23, 2023
Q3 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
5+ 0.34% |
$1.2K - $1.44K
|
1.49K
$560K
|
|
|
Oct 24, 2023
Q3 2023
|
Stonegate Investment Group, LLC
Birmingham, AL |
BUY
|
- |
5+ 0.08% |
$1.2K - $1.44K
|
5.98K
$2.24M
|
|
|
Oct 24, 2023
Q3 2023
|
Horst & Graben Wealth Management LLC
|
BUY
|
- |
5+ 0.27% |
$1.2K - $1.44K
|
1.86K
$696K
|
|
|
Oct 24, 2023
Q3 2023
|
Jessup Wealth Management, Inc
Dayton, OH |
BUY
|
- |
5+ 0.43% |
$1.2K - $1.44K
|
1.17K
$440K
|
|
|
Oct 26, 2023
Q3 2023
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
5+ 0.08% |
$1.2K - $1.44K
|
6.3K
$2.36M
|
|
|
Oct 27, 2023
Q3 2023
|
Dumont & Blake Investment Advisors LLC
|
BUY
|
- |
5+ 0.14% |
$1.2K - $1.44K
|
3.61K
$1.36M
|
|
|
Nov 01, 2023
Q3 2023
|
Wealthspan Partners, LLC
Davenport, IA |
BUY
|
- |
5+ 0.18% |
$1.2K - $1.44K
|
2.8K
$1.05M
|
|
|
Nov 02, 2023
Q3 2023
|
Millington Financial Advisors, LLC
Naperville, IL |
BUY
|
- |
5+ 0.41% |
$1.2K - $1.44K
|
1.23K
$461K
|
|
|
Nov 06, 2023
Q3 2023
|
Sfmg, LLC
|
BUY
|
- |
5+ 0.37% |
$1.2K - $1.44K
|
1.37K
$514K
|
|
|
Nov 09, 2023
Q3 2023
|
Tortoise Investment Management, LLC
|
BUY
|
- |
5+ 0.4% |
$1.2K - $1.44K
|
1.27K
$474K
|
|
|
Nov 13, 2023
Q3 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
5+ 0.45% |
$1.2K - $1.44K
|
1.12K
$421K
|
|
|
Nov 13, 2023
Q3 2023
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
BUY
|
- |
5+ 0.18% |
$1.2K - $1.44K
|
2.78K
$1.04M
|
|
|
Nov 13, 2023
Q3 2023
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
5+ 2.04% |
$1.2K - $1.44K
|
250
$93.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Tiedemann Advisors, LLC
|
BUY
|
- |
5+ 0.44% |
$1.2K - $1.44K
|
1.13K
$424K
|
|
|
Nov 27, 2023
Q3 2023
|
Trust CO Of Vermont
|
BUY
|
- |
5+ 0.04% |
$1.2K - $1.44K
|
14.1K
$5.3M
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
5+ 41.67% |
$1.2K - $1.44K
|
17
$6.37K
|
|
|
Feb 09, 2024
Q3 2023
|
Cypress Asset Management Inc
Houston, TX |
BUY
|
- |
5+ 0.22% |
$1.2K - $1.44K
|
2.24K
$838K
|
|
|
Oct 16, 2023
Q3 2023
|
Mc Broom & Associates, LLC
|
BUY
|
- |
4+ 0.19% |
$962 - $1.15K
|
2.1K
$789K
|
|
|
Oct 17, 2023
Q3 2023
|
Park Place Capital Corp
Birmingham, AL |
BUY
|
- |
4+ 1.65% |
$962 - $1.15K
|
247
$92.6K
|
|
|
Oct 31, 2023
Q3 2023
|
Byrne Asset Management LLC
|
BUY
|
- |
4+ 0.09% |
$962 - $1.15K
|
4.64K
$1.74M
|
|
|
Nov 01, 2023
Q3 2023
|
Requisite Capital Management, LLC
|
BUY
|
- |
4+ 0.47% |
$962 - $1.15K
|
855
$321K
|
|
|
Nov 01, 2023
Q3 2023
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
4+ 0.13% |
$962 - $1.15K
|
3.13K
$1.17M
|
|
|
Nov 15, 2023
Q3 2023
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
4+ 0.09% |
$962 - $1.15K
|
4.41K
$1.65M
|
|
|
Nov 15, 2023
Q3 2023
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
4+ 0.19% |
$962 - $1.15K
|
2.17K
$812K
|
|
|
Oct 10, 2023
Q3 2023
|
Affinity Capital Advisors, LLC
|
BUY
|
- |
3+ 0.2% |
$722 - $866
|
1.47K
$551K
|
|
|
Oct 16, 2023
Q3 2023
|
Clarus Group, Inc.
|
BUY
|
- |
3+ 0.12% |
$722 - $866
|
2.43K
$910K
|
|
|
Oct 19, 2023
Q3 2023
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
3+ 0.02% |
$722 - $866
|
17.8K
$6.66M
|
|
|
Oct 27, 2023
Q3 2023
|
Cortland Associates Inc
|
BUY
|
- |
3+ 0.22% |
$722 - $866
|
1.34K
$501K
|
|
|
Nov 02, 2023
Q3 2023
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
3+ 0.09% |
$722 - $866
|
3.35K
$1.26M
|
|
|
Nov 06, 2023
Q3 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
BUY
|
- |
3+ 0.08% |
$722 - $866
|
3.68K
$1.38M
|
|
|
Nov 07, 2023
Q3 2023
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
3+ 0.07% |
$722 - $866
|
4.51K
$1.69M
|
|
|
Nov 09, 2023
Q3 2023
|
Marble Harbor Investment Counsel, LLC
Boston, MA |
BUY
|
- |
3+ 0.08% |
$722 - $866
|
3.68K
$1.38M
|
|
|
Nov 13, 2023
Q3 2023
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
BUY
|
- |
3+ 0.07% |
$722 - $866
|
4.21K
$1.58M
|
|
|
Nov 15, 2023
Q3 2023
|
Pacific Center For Financial Services
San Ramon, CA |
BUY
|
- |
3+ 0.45% |
$722 - $866
|
670
$251K
|