Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 04, 2024
Q3 2023
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
BUY
|
- |
101+ 55.19% |
$24.3K - $29.2K
|
284
$105K
|
|
|
Oct 17, 2023
Q3 2023
|
Nalls Sherbakoff Group, LLC
Knoxville, TN |
BUY
|
- |
100+ 19.96% |
$24.1K - $28.9K
|
601
$223K
|
|
|
Oct 26, 2023
Q3 2023
|
Viewpoint Capital Management LLC
Seattle, WA |
BUY
|
- |
100+ 0.79% |
$24.1K - $28.9K
|
12.8K
$4.74M
|
|
|
Oct 10, 2023
Q3 2023
|
Arbor Trust Wealth Advisors, LLC
|
BUY
|
- |
99+ 1.43% |
$23.8K - $28.6K
|
7.02K
$2.61M
|
|
|
Oct 26, 2023
Q3 2023
|
Rockland Trust CO
|
BUY
|
- |
99+ 1.42% |
$23.8K - $28.6K
|
7.05K
$2.62M
|
|
|
Oct 25, 2023
Q3 2023
|
Bensler, LLC
Bellevue, WA |
BUY
|
- |
98+ 4.93% |
$23.6K - $28.3K
|
2.08K
$774K
|
|
|
Nov 15, 2023
Q3 2023
|
I A Global Asset Management Inc.
Quebec, A8 |
BUY
|
- |
97+ 0.55% |
$23.3K - $28K
|
17.9K
$6.64M
|
|
|
Nov 07, 2023
Q3 2023
|
Lazari Capital Management, Inc.
Woodland Hills, CA |
BUY
|
- |
96+ 6.39% |
$23.1K - $27.7K
|
1.6K
$594K
|
|
|
Oct 16, 2023
Q3 2023
|
Epic Trust Investment Advisors, LLC
|
BUY
|
- |
95+ 8.06% |
$22.9K - $27.4K
|
1.27K
$473K
|
|
|
Oct 24, 2023
Q3 2023
|
Mechanics Financial Corp
|
BUY
|
- |
95+ 3.34% |
$22.9K - $27.4K
|
2.94K
$1.09M
|
|
|
Oct 24, 2023
Q3 2023
|
Bailard, Inc.
|
BUY
|
- |
94+ 0.57% |
$22.6K - $27.1K
|
16.6K
$6.16M
|
|
|
Nov 07, 2023
Q3 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
94+ 6.5% |
$22.6K - $27.1K
|
1.54K
$572K
|
|
|
Nov 13, 2023
Q3 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
94+ 9.27% |
$22.6K - $27.1K
|
1.11K
$412K
|
|
|
Nov 13, 2023
Q3 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
BUY
|
- |
94+ 7.24% |
$22.6K - $27.1K
|
1.39K
$517K
|
|
|
Nov 03, 2023
Q3 2023
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
93+ 1.38% |
$22.4K - $26.8K
|
6.82K
$2.53M
|
|
|
Nov 07, 2023
Q3 2023
|
Cookson Peirce & CO Inc
|
BUY
|
- |
93+ 1.8% |
$22.4K - $26.8K
|
5.25K
$1.95M
|
|
|
Nov 08, 2023
Q3 2023
|
Integris Wealth Management, LLC
Monterey, CA |
BUY
|
- |
91+ 0.33% |
$21.9K - $26.3K
|
27.9K
$10.4M
|
|
|
Oct 30, 2023
Q3 2023
|
Redw Wealth LLC
|
BUY
|
- |
90+ 4.46% |
$21.7K - $26K
|
2.11K
$784K
|
|
|
Nov 07, 2023
Q3 2023
|
Zions Bancorporation, N.A.
|
BUY
|
- |
90+ 4.17% |
$21.7K - $26K
|
2.25K
$836K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Architects, LLC
|
BUY
|
- |
88+ 2.59% |
$21.2K - $25.4K
|
3.48K
$1.29M
|
|
|
Oct 20, 2023
Q3 2023
|
Mitchell Mcleod Pugh & Williams Inc
|
BUY
|
- |
87+ 0.83% |
$20.9K - $25.1K
|
10.6K
$3.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Parkside Financial Bank & Trust
|
BUY
|
- |
86+ 1.57% |
$20.7K - $24.8K
|
5.56K
$2.06M
|
|
|
Sep 05, 2024
Q3 2023
|
Granite Fo LLC
Bedford, NH |
BUY
|
- |
85+ 14.17% |
$20.4K - $24.5K
|
685
$254K
|
|
|
Oct 25, 2023
Q3 2023
|
Telemus Capital, LLC
|
BUY
|
- |
84+ 5.01% |
$20.2K - $24.2K
|
1.76K
$654K
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
BUY
|
- |
84+ 2.62% |
$20.2K - $24.2K
|
3.29K
$1.22M
|
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
84+ 1.21% |
$20.2K - $24.2K
|
7K
$2.6M
|
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
84+ 1.21% |
$20.2K - $24.2K
|
7K
$2.6M
|
|
|
Oct 18, 2023
Q3 2023
|
Measured Wealth Private Client Group, LLC
|
BUY
|
- |
83+ 8.0% |
$20K - $24K
|
1.12K
$416K
|
|
|
Nov 14, 2023
Q3 2023
|
Martingale Asset Management L P
Boston, MA |
BUY
|
- |
83+ 8.47% |
$20K - $24K
|
1.06K
$395K
|
|
|
Oct 23, 2023
Q3 2023
|
Everett Harris & CO
|
BUY
|
- |
82+ 2.38% |
$19.7K - $23.7K
|
3.53K
$1.31M
|
|
|
Nov 03, 2023
Q3 2023
|
Silicon Valley Capital Partners
|
BUY
|
- |
82+ 24.12% |
$19.7K - $23.7K
|
422
$157K
|
|
|
Nov 13, 2023
Q3 2023
|
Clearstead Trust, LLC
Portland, ME |
BUY
|
- |
80+ 4.17% |
$19.2K - $23.1K
|
2K
$742K
|
|
|
Nov 15, 2023
Q3 2023
|
Westside Investment Management, Inc.
|
BUY
|
- |
80+ 11.28% |
$19.2K - $23.1K
|
789
$293K
|
|
|
Oct 31, 2023
Q3 2023
|
Enterprise Financial Services Corp
Clayton, MO |
BUY
|
- |
78+ 5.59% |
$18.8K - $22.5K
|
1.47K
$548K
|
|
|
Nov 13, 2023
Q3 2023
|
Valley National Advisers Inc
|
BUY
|
- |
78+ 5.99% |
$18.8K - $22.5K
|
1.38K
$513K
|
|
|
Oct 25, 2023
Q3 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
77+ 1.92% |
$18.5K - $22.2K
|
4.09K
$1.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Intrust Bank Na
Wichita, KS |
BUY
|
- |
77+ 3.6% |
$18.5K - $22.2K
|
2.21K
$822K
|
|
|
Nov 13, 2023
Q3 2023
|
Rmb Capital Management, LLC
|
BUY
|
- |
77+ 1.43% |
$18.5K - $22.2K
|
5.48K
$2.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Providence Wealth Advisors, LLC
Frankfort, IL |
BUY
|
- |
76+ 0.66% |
$18.3K - $21.9K
|
11.5K
$4.28M
|
|
|
Oct 19, 2023
Q3 2023
|
Investment Advisory Services Inc
The Woodlands, TX |
BUY
|
- |
75+ 6.91% |
$18K - $21.6K
|
1.16K
$431K
|
|
|
Nov 09, 2023
Q3 2023
|
Excalibur Management Corp
|
BUY
|
- |
75+ 5.35% |
$18K - $21.6K
|
1.48K
$549K
|
|
|
Nov 13, 2023
Q3 2023
|
Douglass Winthrop Advisors, LLC
New York, NY |
BUY
|
- |
75+ 0.88% |
$18K - $21.6K
|
8.57K
$3.18M
|
|
|
Jul 19, 2024
Q3 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
75+ 13.79% |
$18K - $21.6K
|
619
$230K
|
|
|
Oct 25, 2023
Q3 2023
|
Sage Mountain Advisors LLC
|
BUY
|
- |
74+ 4.87% |
$17.8K - $21.4K
|
1.59K
$592K
|
|
|
Nov 14, 2023
Q3 2023
|
Asset Management Group, Inc.
Stamford, CT |
BUY
|
- |
74+ 0.68% |
$17.8K - $21.4K
|
10.9K
$4.05M
|
|
|
Nov 06, 2023
Q3 2023
|
Parsons Capital Management Inc
|
BUY
|
- |
69+ 0.19% |
$16.6K - $19.9K
|
37.1K
$13.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Rossmore Private Capital
Glastonbury, CT |
BUY
|
- |
69+ 2.21% |
$16.6K - $19.9K
|
3.19K
$1.19M
|
|
|
Feb 08, 2024
Q3 2023
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
69+ 3.8% |
$16.6K - $19.9K
|
1.89K
$701K
|
|
|
Oct 20, 2023
Q3 2023
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
67+ 69.07% |
$16.1K - $19.3K
|
164
$60.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Cornerstone Advisory, LLC
|
BUY
|
- |
67+ 5.06% |
$16.1K - $19.3K
|
1.39K
$517K
|