Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2023
Q3 2023
|
Bremer Bank National Association
|
BUY
|
- |
66+ 5.91% |
$15.9K - $19.1K
|
1.18K
$439K
|
|
|
Oct 24, 2023
Q3 2023
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
66+ 3.21% |
$15.9K - $19.1K
|
2.12K
$789K
|
|
|
Dec 14, 2023
Q3 2023
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
66+ 5.89% |
$15.9K - $19.1K
|
1.19K
$441K
|
|
|
Nov 09, 2023
Q3 2023
|
Manitou Investment Management Ltd.
Toronto, A6 |
BUY
|
- |
65New |
$15.6K - $18.8K
|
65
$24.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Rodgers Brothers Inc.
Harmony, PA |
BUY
|
- |
65+ 1.78% |
$15.6K - $18.8K
|
3.71K
$1.38M
|
|
|
Nov 09, 2023
Q3 2023
|
Boston Financial Mangement LLC
Boston, MA |
BUY
|
- |
64+ 3.75% |
$15.4K - $18.5K
|
1.77K
$658K
|
|
|
Nov 13, 2023
Q3 2023
|
Mendel Money Management
Northbrook, IL |
BUY
|
- |
63+ 2.2% |
$15.2K - $18.2K
|
2.93K
$1.09M
|
|
|
Oct 31, 2023
Q3 2023
|
180 Wealth Advisors, LLC
|
BUY
|
- |
60+ 2.7% |
$14.4K - $17.3K
|
2.28K
$848K
|
|
|
Nov 14, 2023
Q3 2023
|
Circle Wealth Management, LLC
Summit, NJ |
BUY
|
- |
58+ 1.56% |
$14K - $16.7K
|
3.77K
$1.4M
|
|
|
Oct 20, 2023
Q3 2023
|
Modus Advisors, LLC
|
BUY
|
- |
57+ 0.51% |
$13.7K - $16.5K
|
11.2K
$4.15M
|
|
|
Nov 07, 2023
Q3 2023
|
Addison Advisors LLC
|
BUY
|
- |
57+ 3.71% |
$13.7K - $16.5K
|
1.6K
$592K
|
|
|
Oct 10, 2023
Q3 2023
|
Range Financial Group LLC
|
BUY
|
- |
56+ 2.16% |
$13.5K - $16.2K
|
2.65K
$983K
|
|
|
Nov 13, 2023
Q3 2023
|
Werlinich Asset Management, LLC
Stamford, CT |
BUY
|
- |
56+ 1.34% |
$13.5K - $16.2K
|
4.23K
$1.57M
|
|
|
Nov 08, 2023
Q3 2023
|
Klr Investment Advisors, LLC
Providence, RI |
BUY
|
- |
55+ 5.33% |
$13.2K - $15.9K
|
1.09K
$403K
|
|
|
Oct 25, 2023
Q3 2023
|
Guyasuta Investment Advisors Inc
|
BUY
|
- |
54+ 0.37% |
$13K - $15.6K
|
14.7K
$5.45M
|
|
|
Nov 02, 2023
Q3 2023
|
Triad Financial Advisors, Inc.
Greensboro, NC |
BUY
|
- |
54+ 0.58% |
$13K - $15.6K
|
9.3K
$3.45M
|
|
|
Nov 15, 2023
Q3 2023
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
BUY
|
- |
54+ 10.8% |
$13K - $15.6K
|
554
$206K
|
|
|
Oct 10, 2023
Q3 2023
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
53+ 1.7% |
$12.8K - $15.3K
|
3.17K
$1.18M
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
BUY
|
- |
53New |
$12.8K - $15.3K
|
53
$19.7K
|
|
|
Nov 13, 2023
Q3 2023
|
W Advisors, LLC
Germantown, TN |
BUY
|
- |
53+ 2.36% |
$12.8K - $15.3K
|
2.3K
$853K
|
|
|
Nov 06, 2023
Q3 2023
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
52+ 0.45% |
$12.5K - $15K
|
11.5K
$4.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Cadence Bank
Tupelo, MS |
BUY
|
- |
51+ 5.19% |
$12.3K - $14.7K
|
1.03K
$384K
|
|
|
Nov 14, 2023
Q3 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
51+ 2.36% |
$12.3K - $14.7K
|
2.21K
$821K
|
|
|
Nov 01, 2023
Q3 2023
|
Berkshire Bank
|
BUY
|
- |
48+ 0.5% |
$11.5K - $13.9K
|
9.56K
$3.55M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
48+ 0.07% |
$11.5K - $13.9K
|
68.8K
$25.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Nadler Financial Group, Inc.
|
BUY
|
- |
47+ 3.39% |
$11.3K - $13.6K
|
1.43K
$532K
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
46+ 8.36% |
$11.1K - $13.3K
|
596
$221K
|
|
|
Oct 31, 2023
Q3 2023
|
Covenant Asset Management, LLC
|
BUY
|
- |
45+ 3.57% |
$10.8K - $13K
|
1.31K
$485K
|
|
|
Nov 02, 2023
Q3 2023
|
Diversified, LLC
|
BUY
|
- |
44+ 2.35% |
$10.6K - $12.7K
|
1.92K
$713K
|
|
|
Nov 09, 2023
Q3 2023
|
Old Point Trust & Financial Services N A
|
BUY
|
- |
44+ 3.75% |
$10.6K - $12.7K
|
1.22K
$452K
|
|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
44+ 0.32% |
$10.6K - $12.7K
|
13.7K
$5.08M
|
|
|
Oct 13, 2023
Q3 2023
|
Signal Point Asset Management, LLC
|
BUY
|
- |
43+ 1.38% |
$10.3K - $12.4K
|
3.16K
$1.17M
|
|
|
Nov 03, 2023
Q3 2023
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
BUY
|
- |
43+ 2.83% |
$10.3K - $12.4K
|
1.56K
$580K
|
|
|
Oct 17, 2023
Q3 2023
|
Integrated Investment Consultants, LLC
|
BUY
|
- |
41+ 2.8% |
$9.86K - $11.8K
|
1.5K
$559K
|
|
|
Nov 08, 2023
Q3 2023
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
41+ 1.34% |
$9.86K - $11.8K
|
3.11K
$1.15M
|
|
|
Oct 10, 2023
Q3 2023
|
Webster Bank, N. A.
|
BUY
|
- |
40+ 0.27% |
$9.62K - $11.5K
|
14.6K
$5.44M
|
|
|
Oct 13, 2023
Q3 2023
|
Peoples Financial Services Corp.
|
BUY
|
- |
40+ 1.25% |
$9.62K - $11.5K
|
3.24K
$1.2M
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
BUY
|
- |
40+ 1.19% |
$9.62K - $11.5K
|
3.39K
$1.26M
|
|
|
Nov 07, 2023
Q3 2023
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
40+ 4.85% |
$9.62K - $11.5K
|
865
$321K
|
|
|
Nov 13, 2023
Q3 2023
|
Salomon & Ludwin, LLC
|
BUY
|
- |
40+ 3.96% |
$9.62K - $11.5K
|
1.05K
$390K
|
|
|
Oct 18, 2023
Q3 2023
|
Caprock Group, Inc.
|
BUY
|
- |
39+ 0.4% |
$9.38K - $11.3K
|
9.89K
$3.67M
|
|
|
Oct 20, 2023
Q3 2023
|
Pds Planning, Inc
|
BUY
|
- |
39+ 1.77% |
$9.38K - $11.3K
|
2.24K
$833K
|
|
|
Oct 26, 2023
Q3 2023
|
Waldron Private Wealth LLC
|
BUY
|
- |
39+ 0.86% |
$9.38K - $11.3K
|
4.56K
$1.69M
|
|
|
Aug 29, 2024
Q3 2023
|
Waldron Private Wealth LLC
|
BUY
|
- |
39+ 0.86% |
$9.38K - $11.3K
|
4.56K
$1.69M
|
|
|
Oct 25, 2023
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
38+ 20.0% |
$9.14K - $11K
|
228
$84.7K
|
|
|
Apr 22, 2024
Q3 2023
|
Creative Capital Management Investments LLC
San Diego, CA |
BUY
|
- |
38+ 20.0% |
$9.14K - $11K
|
228
$84.7K
|
|
|
Dec 01, 2023
Q3 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
37New |
$8.9K - $10.7K
|
37
$13.7K
|
|
|
Oct 10, 2023
Q3 2023
|
West Financial Advisors, LLC
|
BUY
|
- |
36+ 34.95% |
$8.66K - $10.4K
|
139
$51.6K
|
|
|
Oct 19, 2023
Q3 2023
|
Charles Schwab Trust CO
|
BUY
|
- |
36+ 0.58% |
$8.66K - $10.4K
|
6.28K
$2.33M
|
|
|
Nov 02, 2023
Q3 2023
|
Oak Hill Wealth Advisors, LLC
Lansdowne, VA |
BUY
|
- |
36+ 1.51% |
$8.66K - $10.4K
|
2.42K
$899K
|