Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
63.8K+ 32.04% |
$15.3M - $18.4M
|
263K
$98.5M
|
|
|
Nov 02, 2023
Q3 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
63K+ 10.51% |
$15.2M - $18.2M
|
662K
$248M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
62K+ 19.36% |
$14.9M - $17.9M
|
382K
$143M
|
|
|
Nov 14, 2023
Q3 2023
|
Kadensa Capital LTD
Central, K3 |
BUY
|
- |
61KNew |
$14.7M - $17.6M
|
61K
$22.9M
|
|
|
Nov 02, 2023
Q3 2023
|
Ofi Invest Asset Management
Paris, I0 |
BUY
|
- |
60.6K+ 50.89% |
$14.6M - $17.5M
|
180K
$67.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
59.7KNew |
$14.4M - $17.2M
|
59.7K
$22.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
BUY
|
- |
56.9K+ 257.74% |
$13.7M - $16.4M
|
79K
$29.6M
|
|
|
Oct 18, 2024
Q3 2023
|
Intech Investment Management LLC
West Palm Beach, FL |
BUY
|
- |
56.9K+ 257.74% |
$13.7M - $16.4M
|
79K
$29.6M
|
|
|
Oct 10, 2023
Q3 2023
|
Gladius Capital Management LP
Chicago, IL |
BUY
|
- |
56.3K+ 5419.36% |
$13.5M - $16.2M
|
57.3K
$21.5M
|
|
|
Dec 18, 2023
Q3 2023
|
Gladius Capital Management LP
Chicago, IL |
BUY
|
- |
56.3K+ 5419.36% |
$13.5M - $16.2M
|
57.3K
$21.5M
|
|
|
Oct 31, 2023
Q3 2023
|
Panagora Asset Management Inc
Boston, MA |
BUY
|
- |
52.6K+ 16.69% |
$12.6M - $15.2M
|
368K
$138M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
48.4K+ 36.25% |
$11.7M - $14M
|
182K
$68.3M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
47.3K+ 0.7% |
$11.4M - $13.6M
|
6.83M
$2.56B
|
|
|
Oct 31, 2023
Q3 2023
|
Fifth Third Bancorp
|
BUY
|
- |
47K+ 11.05% |
$11.3M - $13.6M
|
473K
$177M
|
|
|
Oct 26, 2023
Q3 2023
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
46.7K+ 1072.07% |
$11.2M - $13.5M
|
51K
$19.1M
|
|
|
Nov 15, 2023
Q3 2023
|
Dana Investment Advisors, Inc.
Brookfield, WI |
BUY
|
- |
43.2K+ 1022.18% |
$10.4M - $12.5M
|
47.5K
$17.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
37K+ 5.11% |
$8.9M - $10.7M
|
760K
$285M
|
|
|
Nov 14, 2023
Q3 2023
|
Apg Asset Management N.V.
Amsterdam, P7 |
BUY
|
- |
36.1K+ 8.68% |
$8.69M - $10.4M
|
452K
$170M
|
|
|
Nov 07, 2023
Q3 2023
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
BUY
|
- |
35.3K+ 5.03% |
$8.5M - $10.2M
|
738K
$277M
|
|
|
Nov 13, 2023
Q3 2023
|
Norinchukin Bank, The
Tokyo, M0 |
BUY
|
- |
34.9KNew |
$8.41M - $10.1M
|
34.9K
$13.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
33.9K+ 13.31% |
$8.16M - $9.79M
|
289K
$108M
|
|
|
Nov 14, 2023
Q3 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
33.7KNew |
$8.11M - $9.73M
|
33.7K
$12.6M
|
|
|
Jan 05, 2024
Q3 2023
|
Jamison Private Wealth Management, Inc.
Milton, GA |
BUY
|
- |
33.4KNew |
$8.03M - $9.64M
|
33.4K
$12.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Man Group PLC
London, X0 |
BUY
|
- |
33.4K+ 8.75% |
$8.03M - $9.64M
|
415K
$156M
|
|
|
Oct 27, 2023
Q3 2023
|
Cboe Vest Financial, LLC
Mclean, VA |
BUY
|
- |
32.3K+ 59.0% |
$7.76M - $9.31M
|
87K
$32.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
32.2KNew |
$7.76M - $9.31M
|
32.2K
$12.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
32.1K+ 10.73% |
$7.72M - $9.27M
|
331K
$124M
|
|
|
Nov 03, 2023
Q3 2023
|
Main Street Research LLC
Sausalito, CA |
BUY
|
- |
31.9K+ 60.21% |
$7.67M - $9.2M
|
84.8K
$31.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
31.8K+ 55.48% |
$7.64M - $9.16M
|
89K
$33.4M
|
|
|
Oct 25, 2023
Q3 2023
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
BUY
|
- |
31.4K+ 16.74% |
$7.55M - $9.06M
|
219K
$82.1M
|
|
|
Oct 19, 2023
Q3 2023
|
Czech National Bank
Prague, 2N |
BUY
|
- |
28.2K+ 46.14% |
$6.77M - $8.13M
|
89.2K
$33.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
27.7K+ 10.22% |
$6.67M - $8M
|
299K
$112M
|
|
|
Feb 14, 2024
Q3 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
27.7K+ 10.22% |
$6.67M - $8M
|
299K
$112M
|
|
|
Oct 25, 2023
Q3 2023
|
Seaview Investment Managers LLC
|
BUY
|
- |
26.8KNew |
$6.45M - $7.74M
|
26.8K
$10M
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
26.7K+ 38.75% |
$6.43M - $7.72M
|
95.8K
$35.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
26.5K+ 224.96% |
$6.37M - $7.64M
|
38.2K
$14.3M
|
|
|
Nov 08, 2023
Q3 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
26.3K+ 137.79% |
$6.33M - $7.59M
|
45.4K
$17M
|
|
|
Nov 14, 2023
Q3 2023
|
La Banque Postale Asset Management Sa
Paris, I0 |
BUY
|
- |
25.9K+ 108.17% |
$6.23M - $7.48M
|
49.9K
$18.7M
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
BUY
|
- |
25.5K+ 6.86% |
$6.14M - $7.36M
|
397K
$149M
|
|
|
Oct 12, 2023
Q3 2023
|
Granite Bay Wealth Management, LLC
|
BUY
|
- |
23.7KNew |
$5.69M - $6.83M
|
23.7K
$8.87M
|
|
|
Nov 02, 2023
Q3 2023
|
California Public Employees Retirement System
Sacramento, CA |
BUY
|
- |
22.7K+ 2.3% |
$5.45M - $6.54M
|
1.01M
$377M
|
|
|
Oct 17, 2023
Q3 2023
|
Meridian Wealth Management, LLC
|
BUY
|
- |
22.5K+ 96.56% |
$5.41M - $6.49M
|
45.8K
$17.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
22.3KNew |
$5.35M - $6.42M
|
22.3K
$8.34M
|
|
|
Nov 13, 2023
Q3 2023
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
21.6K+ 10.9% |
$5.19M - $6.22M
|
219K
$82.2M
|
|
|
Oct 27, 2023
Q3 2023
|
Tiaa Trust, National Association
Charlotte, NC |
BUY
|
- |
20.8KNew |
$4.99M - $5.99M
|
20.8K
$7.78M
|
|
|
Nov 01, 2023
Q3 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
20.7K+ 19.21% |
$4.99M - $5.98M
|
129K
$48.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
20K+ 8.04% |
$4.82M - $5.78M
|
269K
$101M
|
|
|
Nov 14, 2023
Q3 2023
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
BUY
|
- |
19.2K+ 2.22% |
$4.61M - $5.54M
|
883K
$331M
|
|
|
Oct 17, 2023
Q3 2023
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
19.1KNew |
$4.6M - $5.53M
|
19.1K
$7.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Vident Advisory, LLC
Alpharetta, GA |
BUY
|
- |
19KNew |
$4.56M - $5.47M
|
19K
$7.11M
|