Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
Nov 13, 2023
Q3 2023
|
Qtron Investments LLC
Boston, MA |
BUY
|
- |
1.28K+ 20.08% |
$307K - $368K
|
7.63K
$2.59M
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.27K+ 0.45% |
$305K - $366K
|
280K
$95.2M
|
|
Nov 01, 2023
Q3 2023
|
Hyman Charles D
|
BUY
|
- |
1.26K+ 0.78% |
$304K - $364K
|
163K
$55.4M
|
|
Nov 13, 2023
Q3 2023
|
Pinkerton Retirement Specialists, LLC
Coeur D Alene, ID |
BUY
|
- |
1.26KNew |
$303K - $364K
|
1.26K
$429K
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
1.26K+ 35.11% |
$303K - $363K
|
4.85K
$1.65M
|
|
Nov 06, 2023
Q3 2023
|
Abrdn PLC
|
BUY
|
- |
1.26K+ 0.45% |
$302K - $363K
|
279K
$94.8M
|
|
Oct 27, 2023
Q3 2023
|
Crestone Asset Management LLC
|
BUY
|
- |
1.26KNew |
$302K - $362K
|
1.26K
$427K
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
1.24K+ 26.4% |
$298K - $357K
|
5.93K
$2.02M
|
|
Nov 08, 2023
Q3 2023
|
Greenup Street Wealth Management LLC
|
BUY
|
- |
1.24KNew |
$298K - $357K
|
1.24K
$421K
|
|
Nov 13, 2023
Q3 2023
|
Jacobi Capital Management LLC
|
BUY
|
- |
1.24K+ 11.36% |
$298K - $357K
|
12.1K
$4.12M
|
|
Nov 14, 2023
Q3 2023
|
Infrastructure Capital Advisors, LLC
New York, NY |
BUY
|
- |
1.23KNew |
$295K - $354K
|
1.23K
$418K
|
|
Nov 09, 2023
Q3 2023
|
Garrett Wealth Advisory Group, LLC
|
BUY
|
- |
1.23KNew |
$295K - $354K
|
1.23K
$417K
|
|
Nov 14, 2023
Q3 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
1.22K+ 91.17% |
$293K - $352K
|
2.55K
$868K
|
|
Nov 15, 2023
Q3 2023
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
1.21KNew |
$292K - $350K
|
1.21K
$413K
|
|
Nov 03, 2023
Q3 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.2K+ 11.97% |
$288K - $346K
|
11.2K
$3.81M
|
|
Oct 24, 2023
Q3 2023
|
Foster & Motley Inc
Cincinnati, OH |
BUY
|
- |
1.19K+ 7.6% |
$287K - $344K
|
16.9K
$5.74M
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
1.19K+ 21.14% |
$287K - $344K
|
6.84K
$2.32M
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
1.19K+ 51.19% |
$286K - $343K
|
3.51K
$1.19M
|
|
Oct 18, 2023
Q3 2023
|
Secure Asset Management, LLC
|
BUY
|
- |
1.17KNew |
$282K - $339K
|
1.17K
$399K
|
|
Nov 13, 2023
Q3 2023
|
Treasurer Of The State Of North Carolina
|
BUY
|
- |
1.17K+ 0.5% |
$282K - $338K
|
234K
$79.7M
|
|
Nov 07, 2023
Q3 2023
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.17K+ 27.03% |
$281K - $338K
|
5.5K
$1.87M
|
|
Nov 08, 2023
Q3 2023
|
Janney Capital Management LLC
|
BUY
|
- |
1.16K+ 1.45% |
$279K - $335K
|
81.3K
$27.6M
|
|
Oct 25, 2023
Q3 2023
|
Migdal Insurance & Financial Holdings Ltd.
|
BUY
|
- |
1.16KNew |
$279K - $335K
|
1.16K
$394K
|
|
Oct 12, 2023
Q3 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
BUY
|
- |
1.15K+ 8221.43% |
$277K - $332K
|
1.17K
$396K
|
|
Oct 24, 2023
Q3 2023
|
Kure Advisory, LLC
Plymouth, MN |
BUY
|
- |
1.14KNew |
$274K - $329K
|
1.14K
$387K
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.13K+ 8.99% |
$273K - $327K
|
13.7K
$4.67M
|
|
Nov 06, 2023
Q3 2023
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
1.13K+ 23.68% |
$273K - $327K
|
5.92K
$2.01M
|
|
Oct 23, 2023
Q3 2023
|
Callahan Advisors, LLC
|
BUY
|
- |
1.13K+ 1.76% |
$271K - $325K
|
65.3K
$22.2M
|
|
Nov 06, 2023
Q3 2023
|
Childress Capital Advisors, LLC
Houston, TX |
BUY
|
- |
1.13KNew |
$271K - $325K
|
1.13K
$383K
|
|
Nov 14, 2023
Q3 2023
|
Kolinsky Wealth Management, LLC
Ramsey, NJ |
BUY
|
- |
1.1KNew |
$264K - $317K
|
1.1K
$373K
|
|
Oct 31, 2023
Q3 2023
|
Golden Green, Inc.
|
BUY
|
- |
1.09KNew |
$263K - $315K
|
1.09K
$371K
|
|
Nov 02, 2023
Q3 2023
|
Cypress Capital Group
|
BUY
|
- |
1.08K+ 21.84% |
$261K - $313K
|
6.04K
$2.05M
|
|
Nov 06, 2023
Q3 2023
|
Norden Group LLC
Provo, UT |
BUY
|
- |
1.07KNew |
$256K - $307K
|
1.07K
$362K
|
|
Nov 13, 2023
Q3 2023
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
1.07KNew |
$256K - $307K
|
1.07K
$362K
|
|
Nov 13, 2023
Q3 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
1.06KNew |
$256K - $307K
|
1.06K
$361K
|
|
Oct 25, 2023
Q3 2023
|
Blue Path Capital Management, LLC
Atlanta, GA |
BUY
|
- |
1.06KNew |
$255K - $306K
|
1.06K
$360K
|
|
Oct 09, 2024
Q3 2023
|
Cladis Investment Advisory, LLC
Billings, MT |
BUY
|
- |
1.06K+ 25.11% |
$255K - $305K
|
5.27K
$1.79M
|
|
Oct 31, 2023
Q3 2023
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
1.05K+ 28.86% |
$252K - $303K
|
4.68K
$1.59M
|
|
Nov 01, 2023
Q3 2023
|
Calton & Associates, Inc.
|
BUY
|
- |
1.05KNew |
$252K - $302K
|
1.05K
$356K
|
|
Nov 13, 2023
Q3 2023
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
1.04K+ 7.91% |
$250K - $300K
|
14.2K
$4.83M
|
|
Nov 14, 2023
Q3 2023
|
Evercore Wealth Management, LLC
New York, NY |
BUY
|
- |
1.04K+ 10.71% |
$250K - $300K
|
10.7K
$3.65M
|
|
Nov 08, 2023
Q3 2023
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
1.04K+ 12.8% |
$249K - $299K
|
9.14K
$3.11M
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
1.04K+ 10.72% |
$249K - $299K
|
10.7K
$3.64M
|
|
Nov 14, 2023
Q3 2023
|
Inceptionr LLC
Lafayette, CA |
BUY
|
- |
1.03KNew |
$247K - $296K
|
1.03K
$349K
|
|
Nov 08, 2023
Q3 2023
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
1.02K+ 19.95% |
$246K - $295K
|
6.15K
$2.09M
|
|
Oct 11, 2023
Q3 2023
|
Perkins Coie Trust CO
|
BUY
|
- |
1.01KNew |
$244K - $293K
|
1.01K
$345K
|
|
Nov 02, 2023
Q3 2023
|
Thrive Capital Management, LLC
Fort Washington, PA |
BUY
|
- |
1.01KNew |
$243K - $291K
|
1.01K
$343K
|
|
Oct 11, 2023
Q3 2023
|
Polaris Wealth Advisory Group, LLC
|
BUY
|
- |
1.01KNew |
$242K - $290K
|
1.01K
$342K
|
|
Nov 13, 2023
Q3 2023
|
V Square Quantitative Management LLC
Chicago, IL |
BUY
|
- |
1K+ 32.99% |
$241K - $290K
|
4.04K
$1.37M
|
|
Oct 10, 2023
Q3 2023
|
Pacifica Partners Inc.
|
BUY
|
- |
1K+ 145.07% |
$241K - $289K
|
1.69K
$575K
|