Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2023
Q3 2023
|
Pearl River Capital, LLC
Niles, MI |
BUY
|
- |
18.9KNew |
$4.55M - $5.46M
|
18.9K
$7.1M
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
18.6K+ 3.91% |
$4.49M - $5.38M
|
496K
$186M
|
|
Nov 13, 2023
Q3 2023
|
Aviva PLC
|
BUY
|
- |
18.6K+ 11.42% |
$4.47M - $5.37M
|
181K
$68M
|
|
Nov 14, 2023
Q3 2023
|
Community Bank, N.A.
|
BUY
|
- |
18.2KNew |
$4.39M - $5.26M
|
18.2K
$6.84M
|
|
Nov 13, 2023
Q3 2023
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
BUY
|
- |
18.2K+ 7.55% |
$4.38M - $5.25M
|
259K
$97.1M
|
|
Oct 19, 2023
Q3 2023
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
18K+ 25.34% |
$4.33M - $5.19M
|
88.9K
$33.3M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
17.7K+ 2.8% |
$4.26M - $5.12M
|
650K
$244M
|
|
Nov 14, 2023
Q3 2023
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
17.7K+ 12.41% |
$4.26M - $5.11M
|
160K
$60.1M
|
|
Nov 13, 2023
Q3 2023
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
17.7K+ 11.82% |
$4.26M - $5.11M
|
167K
$62.7M
|
|
Nov 13, 2023
Q3 2023
|
Eagle Asset Management Inc
St Petersburg, FL |
BUY
|
- |
17.5K+ 176.92% |
$4.2M - $5.05M
|
27.4K
$10.3M
|
|
Nov 14, 2023
Q3 2023
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
17.5K+ 26.72% |
$4.2M - $5.04M
|
82.9K
$31.1M
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
17.3K+ 6.65% |
$4.16M - $5M
|
278K
$104M
|
|
Nov 07, 2023
Q3 2023
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
17.1K+ 1685.24% |
$4.12M - $4.94M
|
18.1K
$6.8M
|
|
Oct 16, 2023
Q3 2023
|
Artemis Investment Management LLP
|
BUY
|
- |
16.9KNew |
$4.07M - $4.88M
|
16.9K
$6.35M
|
|
Nov 14, 2023
Q3 2023
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
16.7K+ 156.16% |
$4.02M - $4.82M
|
27.4K
$10.3M
|
|
Nov 06, 2023
Q3 2023
|
Savant Capital, LLC
|
BUY
|
- |
16.6K+ 63.57% |
$3.99M - $4.78M
|
42.6K
$16M
|
|
Nov 14, 2023
Q3 2023
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
16.4K+ 14.87% |
$3.94M - $4.73M
|
127K
$47.5M
|
|
Nov 14, 2023
Q3 2023
|
Hodges Capital Management Inc.
|
BUY
|
- |
16KNew |
$3.84M - $4.61M
|
16K
$5.98M
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
15.9K+ 21.25% |
$3.82M - $4.59M
|
90.7K
$34M
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
15.7K+ 77.24% |
$3.77M - $4.52M
|
36K
$13.5M
|
|
Nov 14, 2023
Q3 2023
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
14.7K+ 133.61% |
$3.53M - $4.24M
|
25.7K
$9.63M
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
14.7K+ 5.51% |
$3.52M - $4.23M
|
280K
$105M
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
13.9K+ 23.95% |
$3.34M - $4M
|
71.8K
$26.9M
|
|
Nov 13, 2023
Q3 2023
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
13.8K+ 9.9% |
$3.33M - $3.99M
|
154K
$57.6M
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
13.8K+ 10.17% |
$3.31M - $3.97M
|
149K
$55.9M
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.5K+ 2.85% |
$3.25M - $3.9M
|
489K
$183M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
13.3K+ 29.27% |
$3.2M - $3.84M
|
58.7K
$22M
|
|
Oct 26, 2023
Q3 2023
|
Nbt Bank N A
|
BUY
|
- |
13.3K+ 61.35% |
$3.2M - $3.84M
|
34.9K
$13.1M
|
|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
13.2K+ 21.7% |
$3.18M - $3.82M
|
74.2K
$27.8M
|
|
Nov 14, 2023
Q3 2023
|
Surience Private Wealth LLC
|
BUY
|
- |
13.2KNew |
$3.18M - $3.81M
|
13.2K
$4.95M
|
|
Nov 09, 2023
Q3 2023
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
BUY
|
- |
12.7K+ 14.12% |
$3.05M - $3.66M
|
103K
$38.5M
|
|
Oct 31, 2023
Q3 2023
|
Teacher Retirement System Of Texas
Austin, TX |
BUY
|
- |
12.7K+ 6.54% |
$3.05M - $3.66M
|
206K
$77.4M
|
|
Oct 12, 2023
Q3 2023
|
Imc Chicago, LLC
|
BUY
|
- |
12.6KNew |
$3.03M - $3.64M
|
12.6K
$4.73M
|
|
Nov 06, 2023
Q3 2023
|
Victory Capital Management Inc
|
BUY
|
- |
12.5K+ 6.35% |
$3.01M - $3.61M
|
210K
$78.6M
|
|
Nov 13, 2023
Q3 2023
|
Capital International, Inc.
Los Angeles, CA |
BUY
|
- |
12.4K+ 13.37% |
$2.99M - $3.59M
|
105K
$39.5M
|
|
Nov 14, 2023
Q3 2023
|
Dodge & Cox
San Francisco, CA |
BUY
|
- |
12.4K+ 41.27% |
$2.98M - $3.57M
|
42.4K
$15.9M
|
|
Oct 12, 2023
Q3 2023
|
Slate Stone Wealth, LLC
|
BUY
|
- |
12.2K+ 150.75% |
$2.93M - $3.52M
|
20.3K
$7.6M
|
|
Oct 31, 2023
Q3 2023
|
Genus Capital Management Inc.
Vancouver, A1 |
BUY
|
- |
12.1K+ 88.41% |
$2.91M - $3.49M
|
25.7K
$9.65M
|
|
Nov 09, 2023
Q3 2023
|
Mizuho Markets Americas LLC
|
BUY
|
- |
12.1KNew |
$2.9M - $3.48M
|
12.1K
$4.52M
|
|
Nov 14, 2023
Q3 2023
|
Eaton Financial Holdings Company, LLC
Coral Springs, FL |
BUY
|
- |
11.9K+ 877.57% |
$2.85M - $3.42M
|
13.2K
$4.95M
|
|
Nov 14, 2023
Q3 2023
|
Shelton Capital Management
Denver, CO |
BUY
|
- |
11.7K+ 78.22% |
$2.81M - $3.37M
|
26.6K
$9.97M
|
|
Nov 14, 2023
Q3 2023
|
Trek Financial, LLC
Scottsdale, AZ |
BUY
|
- |
11.6KNew |
$2.79M - $3.35M
|
11.6K
$4.35M
|
|
Nov 02, 2023
Q3 2023
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
BUY
|
- |
11.4K+ 44.41% |
$2.74M - $3.28M
|
37K
$13.9M
|
|
Oct 27, 2023
Q3 2023
|
Mwa Asset Management
Lexington, MA |
BUY
|
- |
11.3KNew |
$2.73M - $3.27M
|
11.3K
$4.25M
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.3K+ 0.31% |
$2.71M - $3.25M
|
3.59M
$1.35B
|
|
Nov 13, 2023
Q3 2023
|
Gqg Partners LLC
Ft. Lauderdale, FL |
BUY
|
- |
11.2KNew |
$2.69M - $3.23M
|
11.2K
$4.2M
|
|
Nov 14, 2023
Q3 2023
|
Neos Investment Management LLC
Westport, CT |
BUY
|
- |
11.1KNew |
$2.67M - $3.2M
|
11.1K
$4.16M
|
|
Nov 14, 2023
Q3 2023
|
Royal London Asset Management LTD
United Kingdom, X0 |
BUY
|
- |
10.9K+ 5.44% |
$2.61M - $3.13M
|
210K
$78.9M
|
|
Oct 19, 2023
Q3 2023
|
Handelsbanken Fonder Ab
|
BUY
|
- |
10.5K+ 8.38% |
$2.52M - $3.02M
|
135K
$50.8M
|
|
Oct 25, 2023
Q3 2023
|
Geneva Partners, LLC
|
BUY
|
- |
10.5K+ 106.67% |
$2.52M - $3.02M
|
20.3K
$7.6M
|