Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
BUY
|
- |
10.4K+ 13.0% |
$2.51M - $3.01M
|
90.8K
$30.9M
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
10.3K+ 8.69% |
$2.47M - $2.96M
|
128K
$43.6M
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
9.97K+ 127.69% |
$2.4M - $2.88M
|
17.8K
$6.05M
|
|
Oct 25, 2023
Q3 2023
|
Railway Pension Investments LTD
London, X0 |
BUY
|
- |
9.9K+ 11.48% |
$2.38M - $2.86M
|
96.1K
$32.7M
|
|
Oct 30, 2023
Q3 2023
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
9.07K+ 3.8% |
$2.18M - $2.62M
|
247K
$84.1M
|
|
Nov 09, 2023
Q3 2023
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
8.99K+ 383.41% |
$2.16M - $2.6M
|
11.3K
$3.85M
|
|
Oct 26, 2023
Q3 2023
|
River Street Advisors LLC
Aurora, IL |
BUY
|
- |
8.98KNew |
$2.16M - $2.59M
|
8.98K
$3.05M
|
|
Nov 09, 2023
Q3 2023
|
Oliver Luxxe Assets LLC
Gladstone, NJ |
BUY
|
- |
8.83K+ 706.0% |
$2.12M - $2.55M
|
10.1K
$3.43M
|
|
Oct 12, 2023
Q3 2023
|
Radnor Capital Management, LLC
|
BUY
|
- |
8.66KNew |
$2.08M - $2.5M
|
8.66K
$2.95M
|
|
Oct 11, 2023
Q3 2023
|
Cullinan Associates Inc
|
BUY
|
- |
8.51K+ 23.15% |
$2.05M - $2.46M
|
45.3K
$15.4M
|
|
Nov 13, 2023
Q3 2023
|
Capital International Sarl
Los Angeles, CA |
BUY
|
- |
8.42K+ 7.71% |
$2.03M - $2.43M
|
118K
$40M
|
|
Oct 24, 2023
Q3 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
8.39KNew |
$2.02M - $2.42M
|
8.39K
$2.85M
|
|
Nov 14, 2023
Q3 2023
|
Stevens Capital Management LP
Radnor, PA |
BUY
|
- |
8.37KNew |
$2.01M - $2.42M
|
8.37K
$2.85M
|
|
Nov 06, 2023
Q3 2023
|
Wharton Business Group, LLC
Malvern, PA |
BUY
|
- |
8.3K+ 18.15% |
$2M - $2.4M
|
54K
$18.4M
|
|
Oct 27, 2023
Q3 2023
|
Australian Super Pty LTD
|
BUY
|
- |
8.22K+ 69.6% |
$1.98M - $2.37M
|
20K
$6.81M
|
|
Nov 09, 2023
Q3 2023
|
Truepoint, Inc.
|
BUY
|
- |
8.05KNew |
$1.94M - $2.32M
|
8.05K
$2.74M
|
|
Oct 27, 2023
Q3 2023
|
Ing Groep Nv
|
BUY
|
- |
7.98K+ 17.27% |
$1.92M - $2.3M
|
54.2K
$18.4M
|
|
Nov 13, 2023
Q3 2023
|
Meiji Yasuda Life Insurance CO
Tokyo, M0 |
BUY
|
- |
7.87K+ 69.22% |
$1.89M - $2.27M
|
19.2K
$6.54M
|
|
Nov 13, 2023
Q3 2023
|
Atalanta Sosnoff Capital, LLC
|
BUY
|
- |
7.82K+ 5.13% |
$1.88M - $2.26M
|
160K
$54.5M
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
7.79K+ 2.94% |
$1.87M - $2.25M
|
273K
$92.8M
|
|
Nov 14, 2023
Q3 2023
|
United Community Bank
Greenville, SC |
BUY
|
- |
7.73KNew |
$1.86M - $2.23M
|
7.73K
$2.63M
|
|
Oct 19, 2023
Q3 2023
|
Asset Management One Co., Ltd.
|
BUY
|
- |
7.61K+ 2.56% |
$1.83M - $2.2M
|
305K
$104M
|
|
Nov 13, 2023
Q3 2023
|
Bnp Paribas Asset Management Holding S.A.
|
BUY
|
- |
7.47K+ 7.61% |
$1.8M - $2.16M
|
106K
$35.9M
|
|
Nov 14, 2023
Q3 2023
|
Bridgeway Capital Management, LLC
Houston, TX |
BUY
|
- |
7.4K+ 124.58% |
$1.78M - $2.14M
|
13.3K
$4.54M
|
|
Nov 14, 2023
Q3 2023
|
Cunning Capital Partners, LP
Morrisville, NC |
BUY
|
- |
7.32KNew |
$1.76M - $2.11M
|
7.32K
$2.49M
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
7.3K+ 67.82% |
$1.76M - $2.11M
|
18.1K
$6.14M
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Markets Corp
New York, NY |
BUY
|
- |
7.3K+ 12.08% |
$1.76M - $2.11M
|
67.7K
$23M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.29K+ 6.13% |
$1.75M - $2.1M
|
126K
$42.9M
|
|
Nov 14, 2023
Q3 2023
|
Redwood Investment Management, LLC
Scottsdale, AZ |
BUY
|
- |
7.27KNew |
$1.75M - $2.1M
|
7.27K
$2.47M
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
7.1K+ 53.17% |
$1.71M - $2.05M
|
20.5K
$6.96M
|
|
Oct 11, 2023
Q3 2023
|
Worth Asset Management, LLC
|
BUY
|
- |
7.08KNew |
$1.7M - $2.04M
|
7.08K
$2.41M
|
|
Nov 14, 2023
Q3 2023
|
Strategic Global Advisors, LLC
Newport Beach, CA |
BUY
|
- |
7.04K+ 20.13% |
$1.69M - $2.03M
|
42K
$14.3M
|
|
Nov 14, 2023
Q3 2023
|
Janus Henderson Group PLC
London, X0 |
BUY
|
- |
6.95K+ 5.52% |
$1.67M - $2.01M
|
133K
$45.1M
|
|
Nov 14, 2023
Q3 2023
|
Caas Capital Management LP
New York, NY |
BUY
|
- |
6.9KNew |
$1.66M - $1.99M
|
6.9K
$2.35M
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
6.72KNew |
$1.62M - $1.94M
|
6.72K
$2.29M
|
|
Nov 15, 2023
Q3 2023
|
Ramirez Asset Management, Inc.
New York, NY |
BUY
|
- |
6.63KNew |
$1.59M - $1.91M
|
6.63K
$2.25M
|
|
Nov 01, 2023
Q3 2023
|
Aia Group LTD
Hong Kong, K3 |
BUY
|
- |
6.4K+ 37.0% |
$1.54M - $1.85M
|
23.7K
$8.05M
|
|
Nov 13, 2023
Q3 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
6.28K+ 5.97% |
$1.51M - $1.81M
|
111K
$37.9M
|
|
Nov 03, 2023
Q3 2023
|
Tom Gayner
Markel Corp
|
BUY
|
- |
6.1K+ 2.08% |
$1.47M - $1.76M
|
299K
$102M
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
5.79K+ 980.85% |
$1.39M - $1.67M
|
6.38K
$2.17M
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
5.59K+ 2.12% |
$1.34M - $1.61M
|
269K
$91.3M
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
5.52K+ 96.15% |
$1.33M - $1.59M
|
11.3K
$3.83M
|
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
5.5K+ 7.22% |
$1.32M - $1.59M
|
81.7K
$27.8M
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.49K+ 0.86% |
$1.32M - $1.59M
|
643K
$219M
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
5.44K+ 197.35% |
$1.31M - $1.57M
|
8.19K
$2.78M
|
|
Nov 03, 2023
Q3 2023
|
Empower Advisory Group, LLC
Greenwood Village, CO |
BUY
|
- |
5.37K+ 2.23% |
$1.29M - $1.55M
|
247K
$83.8M
|
|
Nov 01, 2023
Q3 2023
|
Wealthfront Advisers LLC
|
BUY
|
- |
5.35K+ 11.29% |
$1.29M - $1.54M
|
52.7K
$17.9M
|
|
Nov 14, 2023
Q3 2023
|
Bank Of Nova Scotia
|
BUY
|
- |
5.32K+ 12.54% |
$1.28M - $1.53M
|
47.7K
$16.2M
|
|
Nov 22, 2023
Q3 2023
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
- |
5.3K+ 10.73% |
$1.27M - $1.53M
|
54.6K
$18.6M
|
|
Nov 13, 2023
Q3 2023
|
Vinva Investment Management LTD
Sydney, C3 |
BUY
|
- |
5.26K+ 59.09% |
$1.27M - $1.52M
|
14.2K
$4.82M
|