Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Compass Ion Advisors, LLC
|
BUY
|
- |
2.95KNew |
$710K - $852K
|
2.95K
$1.11M
|
|
|
Oct 12, 2023
Q3 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
2.95K+ 97.75% |
$709K - $851K
|
5.97K
$2.24M
|
|
|
Nov 14, 2023
Q3 2023
|
Rogco, LP
Claremore, OK |
BUY
|
- |
2.92KNew |
$702K - $842K
|
2.92K
$1.09M
|
|
|
Oct 31, 2023
Q3 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
2.9KNew |
$698K - $837K
|
2.9K
$1.09M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
2.9KNew |
$698K - $837K
|
2.9K
$1.09M
|
|
|
Nov 09, 2023
Q3 2023
|
Fi3 Financial Advisors, LLC
|
BUY
|
- |
2.9KNew |
$697K - $836K
|
2.9K
$1.09M
|
|
|
Nov 07, 2023
Q3 2023
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
2.87KNew |
$691K - $830K
|
2.87K
$1.08M
|
|
|
Nov 08, 2023
Q3 2023
|
First Command Advisory Services, Inc.
|
BUY
|
- |
2.82KNew |
$677K - $813K
|
2.82K
$1.06M
|
|
|
Nov 21, 2023
Q3 2023
|
Allen Mooney & Barnes Investment Advisors LLC
Thomasville, GA |
BUY
|
- |
2.79KNew |
$671K - $805K
|
2.79K
$1.05M
|
|
|
Oct 17, 2023
Q3 2023
|
Friedenthal Financial
|
BUY
|
- |
2.75KNew |
$662K - $794K
|
2.75K
$1.03M
|
|
|
Nov 09, 2023
Q3 2023
|
Wbi Investments, Inc.
|
BUY
|
- |
2.74K+ 47.1% |
$659K - $791K
|
8.55K
$3.21M
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
2.72K+ 47.14% |
$653K - $784K
|
8.47K
$3.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Glenmede Trust CO Na
Philadelphia, PA |
BUY
|
- |
2.69K+ 2.78% |
$647K - $776K
|
99.2K
$37.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
BUY
|
- |
2.69KNew |
$646K - $776K
|
2.69K
$1.01M
|
|
|
Nov 15, 2023
Q3 2023
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
2.65K+ 10.08% |
$638K - $766K
|
29K
$10.9M
|
|
|
Oct 27, 2023
Q3 2023
|
Klingenstein Fields & CO LP
|
BUY
|
- |
2.64KNew |
$635K - $762K
|
2.64K
$990K
|
|
|
Oct 17, 2023
Q3 2023
|
Fifth Third Wealth Advisors LLC
Cincinnati, OH |
BUY
|
- |
2.63K+ 88.43% |
$633K - $759K
|
5.6K
$2.1M
|
|
|
Nov 07, 2023
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
2.62K+ 4.79% |
$631K - $757K
|
57.3K
$21.5M
|
|
|
Aug 28, 2024
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
2.62K+ 4.79% |
$631K - $757K
|
57.3K
$21.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital International Investors
Los Angeles, CA |
BUY
|
- |
2.55K+ 0.17% |
$614K - $737K
|
1.53M
$572M
|
|
|
Nov 14, 2023
Q3 2023
|
Granite Investment Partners, LLC
|
BUY
|
- |
2.54KNew |
$612K - $734K
|
2.54K
$953K
|
|
|
Nov 01, 2023
Q3 2023
|
Csenge Advisory Group
|
BUY
|
- |
2.53K+ 66.48% |
$609K - $731K
|
6.34K
$2.38M
|
|
|
Oct 12, 2023
Q3 2023
|
Northstar Advisory Group, LLC
|
BUY
|
- |
2.52KNew |
$606K - $727K
|
2.52K
$945K
|
|
|
Oct 10, 2023
Q3 2023
|
Symmetry Partners, LLC
|
BUY
|
- |
2.48K+ 54.89% |
$597K - $716K
|
7K
$2.62M
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
2.48KNew |
$597K - $716K
|
2.48K
$930K
|
|
|
Nov 14, 2023
Q3 2023
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
BUY
|
- |
2.47K+ 91.95% |
$593K - $712K
|
5.15K
$1.93M
|
|
|
Oct 27, 2023
Q3 2023
|
Grandview Asset Management LLC
|
BUY
|
- |
2.46KNew |
$592K - $710K
|
2.46K
$923K
|
|
|
Nov 13, 2023
Q3 2023
|
Eisler Capital (Us) LLC
New York, NY |
BUY
|
- |
2.43KNew |
$585K - $702K
|
2.43K
$912K
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
2.4K+ 5.78% |
$577K - $693K
|
43.9K
$16.5M
|
|
|
Oct 10, 2023
Q3 2023
|
Lvm Capital Management LTD
|
BUY
|
- |
2.4K+ 111.02% |
$577K - $692K
|
4.56K
$1.71M
|
|
|
Oct 30, 2023
Q3 2023
|
Perfromance Wealth Partners, LLC
|
BUY
|
- |
2.39K+ 13.42% |
$574K - $689K
|
20.2K
$7.57M
|
|
|
Nov 06, 2023
Q3 2023
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
2.36K+ 92.76% |
$567K - $680K
|
4.9K
$1.84M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.34K+ 8.32% |
$562K - $675K
|
30.4K
$11.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.31K+ 5.6% |
$555K - $665K
|
43.5K
$16.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.27K+ 382.18% |
$547K - $656K
|
2.87K
$1.08M
|
|
|
Oct 13, 2023
Q3 2023
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
2.27K+ 237.42% |
$545K - $654K
|
3.22K
$1.21M
|
|
|
Nov 03, 2023
Q3 2023
|
Aspire Private Capital, LLC
|
BUY
|
- |
2.22K+ 765.86% |
$534K - $641K
|
2.51K
$942K
|
|
|
Nov 14, 2023
Q3 2023
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
2.22KNew |
$534K - $641K
|
2.22K
$833K
|
|
|
Nov 14, 2023
Q3 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
BUY
|
- |
2.22K+ 74.9% |
$533K - $640K
|
5.18K
$1.94M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
2.2K+ 5.33% |
$530K - $636K
|
43.6K
$16.3M
|
|
|
Nov 02, 2023
Q3 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
2.16K+ 39.32% |
$519K - $623K
|
7.65K
$2.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Quantitative Investment Management, LLC
Charlottesville, VA |
BUY
|
- |
2.13K+ 18.43% |
$512K - $615K
|
13.7K
$5.13M
|
|
|
Nov 01, 2023
Q3 2023
|
Trifecta Capital Advisors, LLC
Northbrook, IL |
BUY
|
- |
2.09K+ 14.14% |
$502K - $603K
|
16.9K
$6.32M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
2.07K+ 8.91% |
$498K - $598K
|
25.3K
$9.49M
|
|
|
Nov 08, 2023
Q3 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
2.07K+ 20.9% |
$498K - $597K
|
12K
$4.49M
|
|
|
Oct 18, 2023
Q3 2023
|
Occidental Asset Management, LLC
|
BUY
|
- |
2.07K+ 36.65% |
$497K - $596K
|
7.7K
$2.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
1.99K+ 45.59% |
$478K - $573K
|
6.34K
$2.38M
|
|
|
Nov 14, 2023
Q3 2023
|
Nissay Asset Management Corp
Tokyo, M0 |
BUY
|
- |
1.93K+ 3.43% |
$464K - $557K
|
58.3K
$21.8M
|
|
|
Nov 15, 2023
Q3 2023
|
Obsidian Personal Planning Solutions LLC
|
BUY
|
- |
1.91KNew |
$460K - $551K
|
1.91K
$716K
|
|
|
Oct 13, 2023
Q3 2023
|
Hb Wealth Management, LLC
|
BUY
|
- |
1.91K+ 5.85% |
$459K - $551K
|
34.6K
$13M
|