Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 12, 2023
Q3 2023
|
Carret Asset Management, LLC
|
BUY
|
- |
15+ 0.61% |
$3.61K - $4.33K
|
2.46K
$922K
|
|
|
Oct 13, 2023
Q3 2023
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
15+ 5.45% |
$3.61K - $4.33K
|
290
$109K
|
|
|
Oct 18, 2023
Q3 2023
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
15+ 0.54% |
$3.61K - $4.33K
|
2.79K
$1.05M
|
|
|
Nov 02, 2023
Q3 2023
|
Opes Wealth Management LLC
Menlo Park, CA |
BUY
|
- |
15+ 0.32% |
$3.61K - $4.33K
|
4.64K
$1.74M
|
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
15+ 1.76% |
$3.61K - $4.33K
|
865
$324K
|
|
|
Nov 06, 2023
Q3 2023
|
Ifrah Financial Services, Inc.
|
BUY
|
- |
15+ 1.57% |
$3.61K - $4.33K
|
968
$363K
|
|
|
Nov 13, 2023
Q3 2023
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
15+ 1.0% |
$3.61K - $4.33K
|
1.52K
$569K
|
|
|
Nov 06, 2023
Q3 2023
|
L.M. Kohn & Company
|
BUY
|
- |
14+ 0.78% |
$3.37K - $4.04K
|
1.81K
$680K
|
|
|
Oct 10, 2023
Q3 2023
|
Anderson Hoagland & CO
|
BUY
|
- |
14+ 0.07% |
$3.37K - $4.04K
|
20.4K
$7.66M
|
|
|
Oct 25, 2023
Q3 2023
|
Monument Capital Management
|
BUY
|
- |
14+ 0.09% |
$3.37K - $4.04K
|
15.7K
$5.89M
|
|
|
Oct 26, 2023
Q3 2023
|
Source Financial Advisors LLC
New York, NY |
BUY
|
- |
14+ 0.66% |
$3.37K - $4.04K
|
2.14K
$801K
|
|
|
Nov 14, 2023
Q3 2023
|
Staley Capital Advisers Inc
|
BUY
|
- |
14+ 0.21% |
$3.37K - $4.04K
|
6.81K
$2.56M
|
|
|
Oct 20, 2023
Q3 2023
|
Avion Wealth
The Woodlands, TX |
BUY
|
- |
13+ 4.85% |
$3.13K - $3.75K
|
281
$105K
|
|
|
Nov 09, 2023
Q3 2023
|
Gw&K Investment Management, LLC
Boston, MA |
BUY
|
- |
13+ 7.18% |
$3.13K - $3.75K
|
194
$72.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
13+ 0.4% |
$3.13K - $3.75K
|
3.25K
$1.22M
|
|
|
Nov 13, 2023
Q3 2023
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
13+ 0.54% |
$3.13K - $3.75K
|
2.4K
$901K
|
|
|
Apr 26, 2024
Q3 2023
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
13+ 0.54% |
$3.13K - $3.75K
|
2.4K
$901K
|
|
|
Oct 10, 2023
Q3 2023
|
Goal Vest Advisory LLC
|
BUY
|
- |
12+ 4.78% |
$2.89K - $3.46K
|
263
$98.6K
|
|
|
Oct 25, 2023
Q3 2023
|
Beacon Financial Advisory LLC
|
BUY
|
- |
12+ 0.97% |
$2.89K - $3.46K
|
1.25K
$469K
|
|
|
Nov 13, 2023
Q3 2023
|
Cardiff Park Advisors, LLC
San Marcos, CA |
BUY
|
- |
12+ 0.38% |
$2.89K - $3.46K
|
3.18K
$1.19M
|
|
|
Nov 14, 2023
Q3 2023
|
First Commonwealth Financial Corp
Indiana, PA |
BUY
|
- |
12+ 0.57% |
$2.89K - $3.46K
|
2.13K
$800K
|
|
|
Oct 13, 2023
Q3 2023
|
Thrive Wealth Management, LLC
|
BUY
|
- |
11+ 0.63% |
$2.65K - $3.18K
|
1.75K
$657K
|
|
|
Oct 17, 2023
Q3 2023
|
Purus Wealth Management, LLC
|
BUY
|
- |
11+ 1.0% |
$2.65K - $3.18K
|
1.12K
$418K
|
|
|
Oct 19, 2023
Q3 2023
|
Derbend Asset Management
|
BUY
|
- |
11+ 0.5% |
$2.65K - $3.18K
|
2.22K
$831K
|
|
|
Oct 23, 2023
Q3 2023
|
Rmr Wealth Builders
|
BUY
|
- |
11+ 0.46% |
$2.65K - $3.18K
|
2.38K
$892K
|
|
|
Oct 24, 2023
Q3 2023
|
Horizon Wealth Management, LLC
|
BUY
|
- |
11+ 0.36% |
$2.65K - $3.18K
|
3.07K
$1.15M
|
|
|
Oct 27, 2023
Q3 2023
|
Tandem Wealth Advisors LLC
Phoenix, AZ |
BUY
|
- |
11+ 1.11% |
$2.65K - $3.18K
|
1K
$375K
|
|
|
Oct 13, 2023
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
10+ 6.17% |
$2.41K - $2.89K
|
172
$64.5K
|
|
|
Oct 31, 2023
Q3 2023
|
Abbrea Capital, LLC
|
BUY
|
- |
10+ 0.06% |
$2.41K - $2.89K
|
17.2K
$6.43M
|
|
|
Nov 08, 2023
Q3 2023
|
Concentric Wealth Management, LLC
Lafayette, CA |
BUY
|
- |
10+ 0.32% |
$2.41K - $2.89K
|
3.15K
$1.18M
|
|
|
Nov 09, 2023
Q3 2023
|
Haverford Trust CO
Radnor, PA |
BUY
|
- |
10+ 0.16% |
$2.41K - $2.89K
|
6.21K
$2.33M
|
|
|
Nov 17, 2023
Q3 2023
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
10+ 0.21% |
$2.41K - $2.89K
|
4.85K
$1.82M
|
|
|
May 28, 2024
Q3 2023
|
Integrated Investment Consultants, LLC
|
BUY
|
- |
10+ 0.67% |
$2.41K - $2.89K
|
1.5K
$562K
|
|
|
Oct 17, 2023
Q3 2023
|
Five Oceans Advisors
|
BUY
|
- |
9+ 0.76% |
$2.17K - $2.6K
|
1.19K
$448K
|
|
|
Oct 18, 2023
Q3 2023
|
Marion Wealth Management
|
BUY
|
- |
9+ 0.39% |
$2.17K - $2.6K
|
2.33K
$874K
|
|
|
Oct 19, 2023
Q3 2023
|
Bridge Advisory, LLC
|
BUY
|
- |
9+ 1.1% |
$2.17K - $2.6K
|
824
$309K
|
|
|
Nov 13, 2023
Q3 2023
|
Meridian Wealth Advisors, LLC
|
BUY
|
- |
9+ 0.91% |
$2.17K - $2.6K
|
1K
$375K
|
|
|
Dec 18, 2023
Q3 2023
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
9+ 0.23% |
$2.17K - $2.6K
|
3.95K
$1.48M
|
|
|
Feb 15, 2024
Q3 2023
|
Westshore Wealth, LLC
|
BUY
|
- |
9+ 0.66% |
$2.17K - $2.6K
|
1.37K
$514K
|
|
|
Oct 17, 2023
Q3 2023
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
8+ 0.63% |
$1.92K - $2.31K
|
1.28K
$478K
|
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
8+ 0.75% |
$1.92K - $2.31K
|
1.07K
$400K
|
|
|
Oct 27, 2023
Q3 2023
|
Portside Wealth Group, LLC
Provo, UT |
BUY
|
- |
8+ 0.13% |
$1.92K - $2.31K
|
6.05K
$2.27M
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
8+ 0.12% |
$1.92K - $2.31K
|
6.81K
$2.55M
|
|
|
Nov 13, 2023
Q3 2023
|
Shoker Investment Counsel, Inc.
Oxford, OH |
BUY
|
- |
8+ 0.43% |
$1.92K - $2.31K
|
1.86K
$696K
|
|
|
Nov 14, 2023
Q3 2023
|
Montz Harcus Wealth Management LLC
|
BUY
|
- |
8+ 0.43% |
$1.92K - $2.31K
|
1.85K
$694K
|
|
|
Nov 14, 2023
Q3 2023
|
Texas Capital Bancshares Inc
|
BUY
|
- |
8+ 0.2% |
$1.92K - $2.31K
|
3.96K
$1.48M
|
|
|
Apr 03, 2024
Q3 2023
|
Waypoint Wealth Counsel
Atlanta, GA |
BUY
|
- |
8+ 0.82% |
$1.92K - $2.31K
|
984
$369K
|
|
|
May 24, 2024
Q3 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
8+ 4.88% |
$1.92K - $2.31K
|
172
$64.5K
|
|
|
Oct 11, 2023
Q3 2023
|
Lakewood Asset Management LLC
Naperville, IL |
BUY
|
- |
7+ 0.26% |
$1.68K - $2.02K
|
2.7K
$1.01M
|
|
|
Oct 18, 2023
Q3 2023
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
7+ 0.47% |
$1.68K - $2.02K
|
1.48K
$556K
|