Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Mar 06, 2024
Q3 2023
|
Sentry LLC
Memphis, TN |
BUY
|
- |
1+ 0.0% |
$241 - $289
|
23.5K
$8.81M
|
|
Oct 10, 2023
Q3 2023
|
Activest Wealth Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 20, 2023
Q3 2023
|
Bill Few Associates, Inc.
|
SELL
|
- |
-1- 0.04% |
$241 - $289
|
2.55K
$955K
|
|
Oct 23, 2023
Q3 2023
|
Home Federal Bank Of Tennessee
|
SELL
|
- |
-1- 0.05% |
$241 - $289
|
2.11K
$791K
|
|
Oct 26, 2023
Q3 2023
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-1- 0.17% |
$241 - $289
|
588
$220K
|
|
Oct 26, 2023
Q3 2023
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-1- 0.12% |
$241 - $289
|
835
$313K
|
|
Nov 08, 2023
Q3 2023
|
Bell Investment Advisors, Inc
Oakland, CA |
SELL
|
- |
-1- 0.28% |
$241 - $289
|
357
$134K
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-1- 0.05% |
$241 - $289
|
2.16K
$808K
|
|
Oct 10, 2023
Q3 2023
|
Beese Fulmer Investment Management, Inc.
|
SELL
|
- |
-2- 0.01% |
$481 - $577
|
17.8K
$6.66M
|
|
Oct 10, 2023
Q3 2023
|
Fortem Financial Group, LLC
|
SELL
|
- |
-2- 0.06% |
$481 - $577
|
3.08K
$1.16M
|
|
Oct 16, 2023
Q3 2023
|
Palumbo Wealth Management LLC
Great Neck, NY |
SELL
|
- |
-2- 0.08% |
$481 - $577
|
2.64K
$990K
|
|
Oct 20, 2023
Q3 2023
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-2- 0.18% |
$481 - $577
|
1.11K
$415K
|
|
Nov 09, 2023
Q3 2023
|
S&Co Inc
Boston, MA |
SELL
|
- |
-2- -0.0% |
$481 - $577
|
119K
$44.7M
|
|
Nov 09, 2023
Q3 2023
|
Capital Square, LLC
|
SELL
|
- |
-2- 0.1% |
$481 - $577
|
2.09K
$784K
|
|
Nov 13, 2023
Q3 2023
|
Glassman Wealth Services
|
SELL
|
- |
-2- 0.11% |
$481 - $577
|
1.87K
$703K
|
|
Nov 22, 2023
Q3 2023
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-2- 0.12% |
$481 - $577
|
1.67K
$627K
|
|
Oct 05, 2023
Q3 2023
|
Mirador Capital Partners LP
|
SELL
|
- |
-4- 0.26% |
$962 - $1.15K
|
1.55K
$582K
|
|
Nov 09, 2023
Q3 2023
|
Hutchinson Capital Management
San Rafael, CA |
SELL
|
- |
-4- 0.33% |
$962 - $1.15K
|
1.2K
$450K
|
|
Nov 14, 2023
Q3 2023
|
Icon Wealth Partners, LLC
|
SELL
|
- |
-4- 0.5% |
$962 - $1.15K
|
791
$297K
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-4- 0.04% |
$962 - $1.15K
|
10.3K
$3.87M
|
|
Oct 10, 2023
Q3 2023
|
Iam Advisory, LLC
|
SELL
|
- |
-5- 0.12% |
$1.2K - $1.44K
|
4.03K
$1.51M
|
|
Oct 10, 2023
Q3 2023
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-5- 0.42% |
$1.2K - $1.44K
|
1.19K
$445K
|
|
Oct 23, 2023
Q3 2023
|
Corundum Trust Company, Inc
Sioux Falls, SD |
SELL
|
- |
-5- 0.44% |
$1.2K - $1.44K
|
1.14K
$426K
|
|
Oct 30, 2023
Q3 2023
|
Bell Bank
|
SELL
|
- |
-5- 0.33% |
$1.2K - $1.44K
|
1.5K
$562K
|
|
Nov 14, 2023
Q3 2023
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-5- 0.13% |
$1.2K - $1.44K
|
3.94K
$1.48M
|
|
Oct 11, 2023
Q3 2023
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-6- 0.33% |
$1.44K - $1.73K
|
1.82K
$681K
|
|
Oct 19, 2023
Q3 2023
|
Accel Wealth Management
|
SELL
|
- |
-6- 0.68% |
$1.44K - $1.73K
|
881
$330K
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-6- 0.13% |
$1.44K - $1.73K
|
4.68K
$1.75M
|
|
Nov 03, 2023
Q3 2023
|
Column Capital Advisors, LLC
|
SELL
|
- |
-6- 1.84% |
$1.44K - $1.73K
|
320
$120K
|
|
Nov 14, 2023
Q3 2023
|
Wimmer Associates 1, LLC
Pasadena, CA |
SELL
|
- |
-6- 0.25% |
$1.44K - $1.73K
|
2.39K
$894K
|
|
Nov 28, 2023
Q3 2023
|
Dakota Community Bank & Trust Na
Hebron, ND |
SELL
|
- |
-6- 1.19% |
$1.44K - $1.73K
|
499
$187K
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
SELL
|
- |
-7- 0.04% |
$1.68K - $2.02K
|
19K
$7.11M
|
|
Nov 08, 2023
Q3 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
SELL
|
- |
-7- 2.23% |
$1.68K - $2.02K
|
307
$115K
|
|
Nov 15, 2023
Q3 2023
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-7- 1.63% |
$1.68K - $2.02K
|
423
$159K
|
|
Oct 10, 2023
Q3 2023
|
Neville Rodie & Shaw Inc
|
SELL
|
- |
-8- 0.04% |
$1.92K - $2.31K
|
18.9K
$7.08M
|
|
Oct 11, 2023
Q3 2023
|
First Financial Corp
|
SELL
|
- |
-8- 0.37% |
$1.92K - $2.31K
|
2.13K
$800K
|
|
Nov 07, 2023
Q3 2023
|
Austin Private Wealth, LLC
|
SELL
|
- |
-9- 0.76% |
$2.17K - $2.6K
|
1.17K
$438K
|
|
Nov 09, 2023
Q3 2023
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-9- 0.29% |
$2.17K - $2.6K
|
3.14K
$1.18M
|
|
Oct 18, 2023
Q3 2023
|
Arcataur Capital Management LLC
Milwaukee, WI |
SELL
|
- |
-10- 0.57% |
$2.41K - $2.89K
|
1.74K
$654K
|
|
Oct 19, 2023
Q3 2023
|
Sunburst Financial Group, LLC
|
SELL
|
- |
-10- 0.62% |
$2.41K - $2.89K
|
1.62K
$606K
|
|
Oct 20, 2023
Q3 2023
|
Walter & Keenan Wealth Management LLC
|
SELL
|
- |
-10- 0.55% |
$2.41K - $2.89K
|
1.8K
$676K
|
|
Nov 02, 2023
Q3 2023
|
Hazlett, Burt & Watson, Inc.
|
SELL
|
- |
-10- 0.34% |
$2.41K - $2.89K
|
2.95K
$1.11M
|
|
Nov 14, 2023
Q3 2023
|
Missouri Trust & Investment CO
Springfield, MO |
SELL
|
- |
-10- 0.29% |
$2.41K - $2.89K
|
3.48K
$1.3M
|
|
Oct 16, 2023
Q3 2023
|
Meredith Wealth Planning
Maryville, IL |
SELL
|
- |
-11- 0.7% |
$2.65K - $3.18K
|
1.57K
$588K
|
|
Oct 31, 2023
Q3 2023
|
Tower View Investment Management & Research LLC
|
SELL
|
- |
-11- 0.08% |
$2.65K - $3.18K
|
14.1K
$5.3M
|
|
Nov 09, 2023
Q3 2023
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-12- 0.64% |
$2.89K - $3.46K
|
1.87K
$703K
|
|
Oct 13, 2023
Q3 2023
|
Family Legacy, Inc.
|
SELL
|
- |
-12- 0.06% |
$2.89K - $3.46K
|
19.4K
$7.27M
|
|
Oct 24, 2023
Q3 2023
|
Eudaimonia Advisors LLC
Winchester, TN |
SELL
|
- |
-12- 0.95% |
$2.89K - $3.46K
|
1.25K
$470K
|
|
Nov 07, 2023
Q3 2023
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-12- 0.32% |
$2.89K - $3.46K
|
3.75K
$1.41M
|
|
Nov 13, 2023
Q3 2023
|
Resurgent Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-12- 9.76% |
$2.89K - $3.46K
|
111
$41.6K
|