Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2023
Q3 2023
|
Nemes Rush Group LLC
Novi, MI |
SELL
|
- |
-24- 0.35% |
$5.77K - $6.93K
|
6.84K
$2.56M
|
|
|
Oct 05, 2023
Q3 2023
|
Wallace Advisory Group, LLC
Lafayette, CA |
SELL
|
- |
-25- 2.12% |
$6.01K - $7.22K
|
1.15K
$432K
|
|
|
Oct 12, 2023
Q3 2023
|
Addenda Capital Inc.
|
SELL
|
- |
-25- 0.09% |
$6.01K - $7.22K
|
26.3K
$9.88M
|
|
|
Oct 16, 2023
Q3 2023
|
Norwood Financial Corp
|
SELL
|
- |
-25- 0.62% |
$6.01K - $7.22K
|
4K
$1.5M
|
|
|
Nov 02, 2023
Q3 2023
|
Benedetti & Gucer, Inc.
|
SELL
|
- |
-25- 1.83% |
$6.01K - $7.22K
|
1.34K
$503K
|
|
|
Nov 06, 2023
Q3 2023
|
Washington Trust Bank
|
SELL
|
- |
-25- 0.42% |
$6.01K - $7.22K
|
5.97K
$2.24M
|
|
|
Nov 09, 2023
Q3 2023
|
Angeles Investment Advisors, LLC
|
SELL
|
- |
-25- 2.74% |
$6.01K - $7.22K
|
888
$333K
|
|
|
Nov 13, 2023
Q3 2023
|
Colonial Trust Advisors
Spartanburg, SC |
SELL
|
- |
-25- 0.14% |
$6.01K - $7.22K
|
18.4K
$6.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Ostrum Asset Management
Paris, I0 |
SELL
|
- |
-25- 0.68% |
$6.01K - $7.22K
|
3.66K
$1.37M
|
|
|
Oct 13, 2023
Q3 2023
|
Wedge Capital Management L L P
|
SELL
|
- |
-27- 2.78% |
$6.5K - $7.79K
|
943
$354K
|
|
|
Oct 27, 2023
Q3 2023
|
Gray Wealth Management Inc.
Bangor, ME |
SELL
|
- |
-27- 0.87% |
$6.5K - $7.79K
|
3.07K
$1.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Palogic Value Management, L.P.
Dallas, TX |
SELL
|
- |
-27- 3.1% |
$6.5K - $7.79K
|
845
$317K
|
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-27- 0.87% |
$6.5K - $7.79K
|
3.06K
$1.15M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-28- -0.0% |
$6.74K - $8.08K
|
711K
$266M
|
|
|
Oct 24, 2023
Q3 2023
|
Hartford Financial Management Inc.
|
SELL
|
- |
-29- 0.12% |
$6.98K - $8.37K
|
23.5K
$8.81M
|
|
|
Oct 30, 2023
Q3 2023
|
Spreng Capital Management, Inc.
|
SELL
|
- |
-30- 0.49% |
$7.22K - $8.66K
|
6.15K
$2.31M
|
|
|
Oct 10, 2023
Q3 2023
|
Tilia Fiduciary Partners, Inc.
|
SELL
|
- |
-31- 3.93% |
$7.46K - $8.95K
|
758
$284K
|
|
|
Nov 07, 2023
Q3 2023
|
Fingerlakes Wealth Management, Inc.
|
SELL
|
- |
-31- 2.2% |
$7.46K - $8.95K
|
1.38K
$516K
|
|
|
Nov 08, 2023
Q3 2023
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-31- 10.33% |
$7.46K - $8.95K
|
269
$101K
|
|
|
Oct 25, 2023
Q3 2023
|
Penobscot Wealth Management
|
SELL
|
- |
-32- 0.87% |
$7.7K - $9.24K
|
3.67K
$1.37M
|
|
|
Oct 27, 2023
Q3 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-32- 2.58% |
$7.7K - $9.24K
|
1.21K
$452K
|
|
|
Nov 13, 2023
Q3 2023
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-32- 1.72% |
$7.7K - $9.24K
|
1.83K
$685K
|
|
|
Nov 13, 2023
Q3 2023
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-32- 2.73% |
$7.7K - $9.24K
|
1.14K
$427K
|
|
|
Oct 03, 2023
Q3 2023
|
Appleton Partners Inc
|
SELL
|
- |
-33- 1.23% |
$7.94K - $9.53K
|
2.65K
$994K
|
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-33- 0.77% |
$7.94K - $9.53K
|
4.28K
$1.6M
|
|
|
Nov 03, 2023
Q3 2023
|
Summitry LLC
Foster City, CA |
SELL
|
- |
-33- 0.17% |
$7.94K - $9.53K
|
19.5K
$7.32M
|
|
|
Oct 10, 2023
Q3 2023
|
Green Square Capital Advisors LLC
|
SELL
|
- |
-34- 2.64% |
$8.18K - $9.81K
|
1.25K
$470K
|
|
|
Oct 17, 2023
Q3 2023
|
Coastline Trust CO
|
SELL
|
- |
-35- 0.55% |
$8.42K - $10.1K
|
6.3K
$2.36M
|
|
|
Oct 30, 2023
Q3 2023
|
Cascade Investment Advisors, Inc.
Oregon City, OR |
SELL
|
- |
-35- 0.49% |
$8.42K - $10.1K
|
7.06K
$2.65M
|
|
|
Nov 20, 2023
Q3 2023
|
Hohimer Wealth Management, LLC
|
SELL
|
- |
-35- 2.06% |
$8.42K - $10.1K
|
1.66K
$623K
|
|
|
Nov 03, 2023
Q3 2023
|
Berger Financial Group, Inc
Plymouth, MN |
SELL
|
- |
-36- 1.73% |
$8.66K - $10.4K
|
2.05K
$769K
|
|
|
Nov 14, 2023
Q3 2023
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-36- 2.51% |
$8.66K - $10.4K
|
1.4K
$525K
|
|
|
Nov 08, 2023
Q3 2023
|
Platform Technology Partners
|
SELL
|
- |
-37- 1.64% |
$8.9K - $10.7K
|
2.22K
$834K
|
|
|
Oct 04, 2023
Q3 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-38- 1.61% |
$9.14K - $11K
|
2.32K
$871K
|
|
|
Oct 24, 2023
Q3 2023
|
First National Corp
|
SELL
|
- |
-39- 2.81% |
$9.38K - $11.3K
|
1.35K
$507K
|
|
|
Nov 13, 2023
Q3 2023
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-39- 2.62% |
$9.38K - $11.3K
|
1.45K
$543K
|
|
|
Oct 12, 2023
Q3 2023
|
Capital City Trust CO
|
SELL
|
- |
-40- 4.72% |
$9.62K - $11.5K
|
807
$303K
|
|
|
Oct 18, 2023
Q3 2023
|
Ballast, Inc.
|
SELL
|
- |
-40- 1.4% |
$9.62K - $11.5K
|
2.83K
$1.06M
|
|
|
Oct 18, 2023
Q3 2023
|
Stewart & Patten CO LLC
|
SELL
|
- |
-40- 4.58% |
$9.62K - $11.5K
|
833
$312K
|
|
|
Oct 23, 2023
Q3 2023
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-40- 0.6% |
$9.62K - $11.5K
|
6.63K
$2.49M
|
|
|
Oct 23, 2023
Q3 2023
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-40- 0.44% |
$9.62K - $11.5K
|
8.98K
$3.37M
|
|
|
Oct 24, 2023
Q3 2023
|
Horizon Bancorp Inc /In/
Michigan City, IN |
SELL
|
- |
-40- 43.01% |
$9.62K - $11.5K
|
53
$19.9K
|
|
|
Nov 13, 2023
Q3 2023
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-40- 0.66% |
$9.62K - $11.5K
|
6.04K
$2.27M
|
|
|
Oct 10, 2023
Q3 2023
|
Baker Tilly Wealth Management, LLC
|
SELL
|
- |
-41- 0.83% |
$9.86K - $11.8K
|
4.9K
$1.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Beck Capital Management, LLC
Austin, TX |
SELL
|
- |
-42- 0.41% |
$10.1K - $12.1K
|
10.3K
$3.85M
|
|
|
Oct 13, 2023
Q3 2023
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-43- 0.52% |
$10.3K - $12.4K
|
8.27K
$3.1M
|
|
|
Oct 30, 2023
Q3 2023
|
Eagle Bluffs Wealth Management LLC
Columbia, MO |
SELL
|
- |
-43- 1.55% |
$10.3K - $12.4K
|
2.73K
$1.03M
|
|
|
Nov 06, 2023
Q3 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-43- 0.04% |
$10.3K - $12.4K
|
104K
$39M
|
|
|
Nov 08, 2023
Q3 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-43- 2.7% |
$10.3K - $12.4K
|
1.55K
$582K
|
|
|
Nov 13, 2023
Q3 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-43- 0.71% |
$10.3K - $12.4K
|
5.99K
$2.25M
|