Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 04, 2023
Q3 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-84- 3.05% |
$20.2K - $24.2K
|
2.67K
$1M
|
|
|
Oct 13, 2023
Q3 2023
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-84- 9.3% |
$20.2K - $24.2K
|
819
$307K
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
SELL
|
- |
-85- 11.9% |
$20.4K - $24.5K
|
629
$236K
|
|
|
Nov 02, 2023
Q3 2023
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-85- 4.85% |
$20.4K - $24.5K
|
1.67K
$625K
|
|
|
Nov 03, 2023
Q3 2023
|
Pine Haven Investment Counsel, Inc
Fairhaven, MA |
SELL
|
- |
-85- 3.17% |
$20.4K - $24.5K
|
2.6K
$975K
|
|
|
Nov 07, 2023
Q3 2023
|
Cheviot Value Management, LLC
|
SELL
|
- |
-85- 7.71% |
$20.4K - $24.5K
|
1.02K
$382K
|
|
|
Nov 08, 2023
Q3 2023
|
Loudon Investment Management, LLC
Meriden, NH |
SELL
|
- |
-85- 0.93% |
$20.4K - $24.5K
|
9.04K
$3.39M
|
|
|
Oct 27, 2023
Q3 2023
|
Sanchez Wealth Management Group
|
SELL
|
- |
-89- 5.48% |
$21.4K - $25.7K
|
1.53K
$575K
|
|
|
Nov 08, 2023
Q3 2023
|
Costello Asset Management, Inc
|
SELL
|
- |
-90- 1.75% |
$21.7K - $26K
|
5.04K
$1.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Cim Investment Management Inc
Pittsburgh, PA |
SELL
|
- |
-92- 2.26% |
$22.1K - $26.6K
|
3.98K
$1.49M
|
|
|
Nov 08, 2023
Q3 2023
|
Jsf Financial, LLC
|
SELL
|
- |
-93- 8.34% |
$22.4K - $26.8K
|
1.02K
$383K
|
|
|
Nov 13, 2023
Q3 2023
|
Resolute Wealth Strategies, LLC
Jackson, MS |
SELL
|
- |
-95- 0.57% |
$22.9K - $27.4K
|
16.6K
$6.21M
|
|
|
Oct 11, 2023
Q3 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-97- 0.37% |
$23.3K - $28K
|
26.4K
$9.88M
|
|
|
Oct 20, 2023
Q3 2023
|
Ellsworth Advisors, LLC
|
SELL
|
- |
-97- 0.45% |
$23.3K - $28K
|
21.5K
$8.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-97- 0.68% |
$23.3K - $28K
|
14.2K
$5.33M
|
|
|
Oct 24, 2023
Q3 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-98- 1.27% |
$23.6K - $28.3K
|
7.62K
$2.86M
|
|
|
Oct 30, 2023
Q3 2023
|
Pflug Koory, LLC
|
SELL
|
- |
-98- 0.69% |
$23.6K - $28.3K
|
14.1K
$5.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-98- 6.78% |
$23.6K - $28.3K
|
1.35K
$505K
|
|
|
Oct 26, 2023
Q3 2023
|
Comerica Securities,Inc.
|
SELL
|
- |
-99- 1.9% |
$23.8K - $28.6K
|
5.1K
$1.91M
|
|
|
Nov 13, 2023
Q3 2023
|
Intrepid Capital Management Inc
Jacksonville Beach, FL |
SELL
|
- |
-99- 12.44% |
$23.8K - $28.6K
|
697
$261K
|
|
|
Oct 03, 2023
Q3 2023
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-100- 1.16% |
$24.1K - $28.9K
|
8.55K
$3.21M
|
|
|
Oct 10, 2023
Q3 2023
|
Fruth Investment Management
|
SELL
|
- |
-100- 1.23% |
$24.1K - $28.9K
|
8.03K
$3.01M
|
|
|
Oct 18, 2023
Q3 2023
|
Avity Investment Management Inc.
|
SELL
|
- |
-100- 7.14% |
$24.1K - $28.9K
|
1.3K
$487K
|
|
|
Oct 18, 2023
Q3 2023
|
Ss&H Financial Advisors, Inc.
|
SELL
|
- |
-100- 2.76% |
$24.1K - $28.9K
|
3.53K
$1.32M
|
|
|
Oct 25, 2023
Q3 2023
|
E&G Advisors, LP
|
SELL
|
- |
-100- 4.17% |
$24.1K - $28.9K
|
2.3K
$862K
|
|
|
Oct 27, 2023
Q3 2023
|
Lafayette Investments, Inc.
|
SELL
|
- |
-100- 5.56% |
$24.1K - $28.9K
|
1.7K
$637K
|
|
|
Oct 27, 2023
Q3 2023
|
Montgomery Investment Management Inc
|
SELL
|
- |
-100- 0.56% |
$24.1K - $28.9K
|
17.6K
$6.6M
|
|
|
Oct 30, 2023
Q3 2023
|
Grove Bank & Trust
|
SELL
|
- |
-100- 6.15% |
$24.1K - $28.9K
|
1.53K
$572K
|
|
|
Oct 30, 2023
Q3 2023
|
Amarillo National Bank
|
SELL
|
- |
-100- 1.91% |
$24.1K - $28.9K
|
5.14K
$1.93M
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-100- 60.61% |
$24.1K - $28.9K
|
65
$24.4K
|
|
|
Nov 03, 2023
Q3 2023
|
Diligent Investors, LLC
|
SELL
|
- |
-100- 2.06% |
$24.1K - $28.9K
|
4.76K
$1.78M
|
|
|
Nov 08, 2023
Q3 2023
|
Herold Advisors, Inc.
|
SELL
|
- |
-100- 8.0% |
$24.1K - $28.9K
|
1.15K
$431K
|
|
|
Nov 09, 2023
Q3 2023
|
Investors Asset Management Of Georgia Inc
|
SELL
|
- |
-100- 1.26% |
$24.1K - $28.9K
|
7.82K
$2.93M
|
|
|
Nov 13, 2023
Q3 2023
|
Estabrook Capital Management
New York, NY |
SELL
|
- |
-100- 33.33% |
$24.1K - $28.9K
|
200
$75K
|
|
|
Nov 13, 2023
Q3 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
SELL
|
- |
-100- 9.82% |
$24.1K - $28.9K
|
918
$344K
|
|
|
Nov 14, 2023
Q3 2023
|
Wellington Shields Capital Management, LLC
New York, NY |
SELL
|
- |
-100- 7.14% |
$24.1K - $28.9K
|
1.3K
$487K
|
|
|
Nov 21, 2023
Q3 2023
|
Auxier Asset Management
Aurora, OR |
SELL
|
- |
-100- 2.92% |
$24.1K - $28.9K
|
3.33K
$1.25M
|
|
|
Nov 09, 2023
Q3 2023
|
Mengis Capital Management, Inc.
|
SELL
|
- |
-101- 6.57% |
$24.3K - $29.2K
|
1.44K
$539K
|
|
|
Oct 10, 2023
Q3 2023
|
Boltwood Capital Management
|
SELL
|
- |
-102- 1.2% |
$24.5K - $29.4K
|
8.39K
$3.14M
|
|
|
Oct 30, 2023
Q3 2023
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-104- 0.38% |
$25K - $30K
|
27.3K
$10.3M
|
|
|
Oct 27, 2023
Q3 2023
|
Smith, Salley & Associates
|
SELL
|
- |
-105- 1.06% |
$25.3K - $30.3K
|
9.76K
$3.66M
|
|
|
Nov 02, 2023
Q3 2023
|
Hoyle Cohen, LLC
|
SELL
|
- |
-105- 1.07% |
$25.3K - $30.3K
|
9.68K
$3.63M
|
|
|
Nov 13, 2023
Q3 2023
|
Forte Capital LLC
|
SELL
|
- |
-105- 6.96% |
$25.3K - $30.3K
|
1.4K
$526K
|
|
|
Nov 13, 2023
Q3 2023
|
Mystic Asset Management, Inc.
Warwick, RI |
SELL
|
- |
-105- 1.01% |
$25.3K - $30.3K
|
10.3K
$3.88M
|
|
|
Nov 16, 2023
Q3 2023
|
Athena Investment Management
|
SELL
|
- |
-105- 4.55% |
$25.3K - $30.3K
|
2.2K
$826K
|
|
|
Oct 11, 2023
Q3 2023
|
Frg Family Wealth Advisors LLC
|
SELL
|
- |
-106- 0.63% |
$25.5K - $30.6K
|
16.8K
$6.3M
|
|
|
Oct 30, 2023
Q3 2023
|
Paradiem, LLC
|
SELL
|
- |
-106- 0.49% |
$25.5K - $30.6K
|
21.4K
$8.02M
|
|
|
Nov 15, 2023
Q3 2023
|
Essex Financial Services, Inc.
|
SELL
|
- |
-107- 0.95% |
$25.7K - $30.9K
|
11.2K
$4.19M
|
|
|
Nov 08, 2023
Q3 2023
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-108- 0.98% |
$26K - $31.2K
|
10.9K
$4.08M
|
|
|
Oct 05, 2023
Q3 2023
|
High Net Worth Advisory Group LLC
Naples, FL |
SELL
|
- |
-110- 2.97% |
$26.5K - $31.8K
|
3.6K
$1.35M
|