Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2023
Q3 2023
|
Rede Wealth, LLC
|
SELL
|
- |
-200- 20.49% |
$48.1K - $57.7K
|
776
$291K
|
|
|
Nov 13, 2023
Q3 2023
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-200- 0.82% |
$48.1K - $57.7K
|
24.2K
$9.09M
|
|
|
Oct 31, 2023
Q3 2023
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-201- 0.51% |
$48.4K - $58K
|
38.9K
$14.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-201- 1.45% |
$48.4K - $58K
|
13.7K
$5.13M
|
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-203- 5.28% |
$48.8K - $58.6K
|
3.65K
$1.37M
|
|
|
Nov 13, 2023
Q3 2023
|
Addison Capital CO
|
SELL
|
- |
-204- 10.39% |
$49.1K - $58.9K
|
1.76K
$660K
|
|
|
Oct 27, 2023
Q3 2023
|
Applied Capital Llc/Fl
Hollywood, FL |
SELL
|
- |
-205- 1.61% |
$49.3K - $59.2K
|
12.5K
$4.7M
|
|
|
Nov 01, 2023
Q3 2023
|
Investors Research Corp
|
SELL
|
- |
-206- 98.56% |
$49.6K - $59.5K
|
3
$1.12K
|
|
|
Oct 16, 2023
Q3 2023
|
City State Bank
Norwalk, IA |
SELL
|
- |
-207- 4.91% |
$49.8K - $59.8K
|
4.01K
$1.5M
|
|
|
Nov 01, 2023
Q3 2023
|
Dearborn Partners LLC
|
SELL
|
- |
-209- 0.41% |
$50.3K - $60.3K
|
50.9K
$19.1M
|
|
|
Nov 07, 2023
Q3 2023
|
Univest Financial Corp
|
SELL
|
- |
-210- 16.96% |
$50.5K - $60.6K
|
1.03K
$385K
|
|
|
Oct 13, 2023
Q3 2023
|
Venture Visionary Partners LLC
|
SELL
|
- |
-214- 2.33% |
$51.5K - $61.8K
|
8.96K
$3.36M
|
|
|
Nov 01, 2023
Q3 2023
|
Bourgeon Capital Management LLC
|
SELL
|
- |
-215- 1.03% |
$51.7K - $62.1K
|
20.8K
$7.78M
|
|
|
Nov 14, 2023
Q3 2023
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-215- 1.97% |
$51.7K - $62.1K
|
10.7K
$4.02M
|
|
|
Nov 03, 2023
Q3 2023
|
N.E.W. Advisory Services LLC
|
SELL
|
- |
-217- 12.36% |
$52.2K - $62.6K
|
1.54K
$577K
|
|
|
Nov 15, 2023
Q3 2023
|
Exchange Bank
Santa Rosa, CA |
SELL
|
- |
-219- 2.79% |
$52.7K - $63.2K
|
7.63K
$2.86M
|
|
|
Oct 10, 2023
Q3 2023
|
Woodstock Corp
|
SELL
|
- |
-220- 6.88% |
$52.9K - $63.5K
|
2.98K
$1.12M
|
|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
SELL
|
- |
-221- 52.0% |
$53.2K - $63.8K
|
204
$76.5K
|
|
|
Nov 09, 2023
Q3 2023
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-222- 6.94% |
$53.4K - $64.1K
|
2.98K
$1.12M
|
|
|
Oct 26, 2023
Q3 2023
|
Affinity Investment Advisors, LLC
|
SELL
|
- |
-224- 3.6% |
$53.9K - $64.7K
|
6K
$2.25M
|
|
|
Oct 13, 2023
Q3 2023
|
Foster Victor Wealth Advisors, LLC
|
SELL
|
- |
-226- 22.07% |
$54.4K - $65.2K
|
798
$299K
|
|
|
Nov 02, 2023
Q3 2023
|
Asahi Life Asset Management Co., Ltd.
|
SELL
|
- |
-229- 0.73% |
$55.1K - $66.1K
|
31.3K
$11.7M
|
|
|
Nov 09, 2023
Q3 2023
|
Rhumbline Advisers
Boston, MA |
SELL
|
- |
-229- 0.02% |
$55.1K - $66.1K
|
930K
$349M
|
|
|
Oct 30, 2023
Q3 2023
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-230- 1.68% |
$55.3K - $66.4K
|
13.5K
$5.06M
|
|
|
Oct 19, 2023
Q3 2023
|
Ballast Advisors LLC
|
SELL
|
- |
-231- 6.82% |
$55.6K - $66.7K
|
3.16K
$1.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Twin Capital Management Inc
|
SELL
|
- |
-238- 1.39% |
$57.3K - $68.7K
|
16.9K
$6.33M
|
|
|
Nov 09, 2023
Q3 2023
|
Gould Capital, LLC
|
SELL
|
- |
-240- 2.14% |
$57.7K - $69.3K
|
11K
$4.11M
|
|
|
Oct 10, 2023
Q3 2023
|
Mechanics Bank Trust Department
|
SELL
|
- |
-242- 9.35% |
$58.2K - $69.9K
|
2.35K
$879K
|
|
|
Oct 30, 2023
Q3 2023
|
Strengthening Families & Communities, LLC
|
SELL
|
- |
-246- 32.84% |
$59.2K - $71K
|
503
$189K
|
|
|
Oct 19, 2023
Q3 2023
|
Core Alternative Capital
|
SELL
|
- |
-250- 11.37% |
$60.1K - $72.2K
|
1.95K
$730K
|
|
|
Oct 23, 2023
Q3 2023
|
Lfa Lugano Financial Advisors Sa
|
SELL
|
- |
-250- 20.0% |
$60.1K - $72.2K
|
1K
$375K
|
|
|
Nov 13, 2023
Q3 2023
|
Full Sail Capital, LLC
Oklahoma City, OK |
SELL
|
- |
-250- 10.21% |
$60.1K - $72.2K
|
2.2K
$824K
|
|
|
Oct 10, 2023
Q3 2023
|
Central Bank & Trust CO
|
SELL
|
- |
-254- 0.87% |
$61.1K - $73.3K
|
28.9K
$10.9M
|
|
|
Nov 07, 2023
Q3 2023
|
Leuthold Group, LLC
|
SELL
|
- |
-254- 1.79% |
$61.1K - $73.3K
|
13.9K
$5.21M
|
|
|
Oct 20, 2023
Q3 2023
|
Ascent Wealth Partners, LLC
New Hartford, NY |
SELL
|
- |
-256- 1.52% |
$61.6K - $73.9K
|
16.6K
$6.23M
|
|
|
Oct 24, 2023
Q3 2023
|
Blb&B Advisors, LLC
|
SELL
|
- |
-258- 2.15% |
$62.1K - $74.5K
|
11.8K
$4.41M
|
|
|
Dec 11, 2023
Q3 2023
|
Wesbanco Bank Inc
|
SELL
|
- |
-258- 1.09% |
$62.1K - $74.5K
|
23.5K
$8.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-260- 1.91% |
$62.6K - $75K
|
13.4K
$5.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Alaethes Wealth LLC
Glenbrook, NV |
SELL
|
- |
-260- 4.62% |
$62.6K - $75K
|
5.37K
$2.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-260- 3.37% |
$62.6K - $75K
|
7.45K
$2.79M
|
|
|
Oct 30, 2023
Q3 2023
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-262- 1.1% |
$63K - $75.6K
|
23.5K
$8.8M
|
|
|
Oct 05, 2023
Q3 2023
|
Allied Investment Advisors, LLC
|
SELL
|
- |
-263- 0.6% |
$63.3K - $75.9K
|
43.8K
$16.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Investment Partners, Ltd.
|
SELL
|
- |
-264- 6.74% |
$63.5K - $76.2K
|
3.65K
$1.37M
|
|
|
Nov 06, 2023
Q3 2023
|
Tradewinds, Llc.
Raleigh, NC |
SELL
|
- |
-270- 3.41% |
$65K - $77.9K
|
7.65K
$2.87M
|
|
|
Oct 30, 2023
Q3 2023
|
Rfp Financial Group LLC
Atlanta, GA |
SELL
|
- |
-272- 6.61% |
$65.4K - $78.5K
|
3.84K
$1.44M
|
|
|
Nov 01, 2023
Q3 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
SELL
|
- |
-272- 3.06% |
$65.4K - $78.5K
|
8.62K
$3.23M
|
|
|
Nov 06, 2023
Q3 2023
|
Manchester Financial Inc
|
SELL
|
- |
-275- 5.23% |
$66.2K - $79.4K
|
4.98K
$1.87M
|
|
|
Nov 14, 2023
Q3 2023
|
State Of Wyoming
Cheyenne, WY |
SELL
|
- |
-275- 18.44% |
$66.2K - $79.4K
|
1.22K
$456K
|
|
|
Nov 14, 2023
Q3 2023
|
Old Port Advisors
|
SELL
|
- |
-276- 3.18% |
$66.4K - $79.7K
|
8.39K
$3.15M
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-277- 1.32% |
$66.6K - $80K
|
20.8K
$7.79M
|