Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2023
Q3 2023
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-279- 22.87% |
$67.1K - $80.5K
|
941
$353K
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
SELL
|
- |
-281- 2.16% |
$67.6K - $81.1K
|
12.7K
$4.77M
|
|
|
Nov 14, 2023
Q3 2023
|
Cws Financial Advisors, LLC
Kalamazoo, MI |
SELL
|
- |
-282- 17.39% |
$67.8K - $81.4K
|
1.34K
$502K
|
|
|
Oct 10, 2023
Q3 2023
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-285- 3.25% |
$68.6K - $82.3K
|
8.49K
$3.18M
|
|
|
Oct 25, 2023
Q3 2023
|
Schear Investment Advisers, LLC
Cincinnati, OH |
SELL
|
- |
-288- 5.59% |
$69.3K - $83.1K
|
4.87K
$1.83M
|
|
|
Oct 27, 2023
Q3 2023
|
Bordeaux Wealth Advisors LLC
|
SELL
|
- |
-291- 11.26% |
$70K - $84K
|
2.29K
$860K
|
|
|
Oct 31, 2024
Q3 2023
|
Relyea Zuckerberg Hanson LLC
|
SELL
|
- |
-295- 18.66% |
$71K - $85.2K
|
1.29K
$482K
|
|
|
Oct 17, 2023
Q3 2023
|
Founders Financial Securities LLC
|
SELL
|
- |
-300- 7.82% |
$72.2K - $86.6K
|
3.53K
$1.33M
|
|
|
Oct 17, 2023
Q3 2023
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-300- 0.94% |
$72.2K - $86.6K
|
31.6K
$11.8M
|
|
|
Oct 18, 2023
Q3 2023
|
Olistico Wealth, LLC
Tulsa, OK |
SELL
|
- |
-300- 12.71% |
$72.2K - $86.6K
|
2.06K
$772K
|
|
|
Nov 01, 2023
Q3 2023
|
Telos Capital Management, Inc.
|
SELL
|
- |
-300- 7.82% |
$72.2K - $86.6K
|
3.54K
$1.33M
|
|
|
Nov 14, 2023
Q3 2023
|
Bank Of Nova Scotia Trust CO
|
SELL
|
- |
-300- 25.0% |
$72.2K - $86.6K
|
900
$337K
|
|
|
Oct 25, 2023
Q3 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-303- 1.14% |
$72.9K - $87.5K
|
26.2K
$9.84M
|
|
|
Oct 25, 2023
Q3 2023
|
Citizens National Bank Trust Department
|
SELL
|
- |
-305- 1.38% |
$73.4K - $88K
|
21.8K
$8.17M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-306- 14.66% |
$73.6K - $88.3K
|
1.78K
$668K
|
|
|
Nov 06, 2023
Q3 2023
|
Donoghue Forlines LLC
|
SELL
|
- |
-307- 6.11% |
$73.9K - $88.6K
|
4.72K
$1.77M
|
|
|
Oct 10, 2023
Q3 2023
|
Wbh Advisory Inc
|
SELL
|
- |
-309- 5.02% |
$74.3K - $89.2K
|
5.84K
$2.19M
|
|
|
Oct 10, 2023
Q3 2023
|
Procyon Advisors, LLC
|
SELL
|
- |
-309- 2.62% |
$74.3K - $89.2K
|
11.5K
$4.3M
|
|
|
Nov 06, 2023
Q3 2023
|
Kavar Capital Partners Group, LLC
Leawood, KS |
SELL
|
- |
-310- 1.38% |
$74.6K - $89.5K
|
22.1K
$8.3M
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-311- 3.1% |
$74.8K - $89.8K
|
9.72K
$3.64M
|
|
|
Oct 23, 2023
Q3 2023
|
Curated Wealth Partners LLC
|
SELL
|
- |
-311- 8.3% |
$74.8K - $89.8K
|
3.44K
$1.29M
|
|
|
Oct 13, 2023
Q3 2023
|
Landmark Financial Advisors, LLC
|
SELL
|
- |
-315- 19.18% |
$75.8K - $90.9K
|
1.33K
$498K
|
|
|
Nov 07, 2023
Q3 2023
|
Equitable Trust CO
|
SELL
|
- |
-316- 2.04% |
$76K - $91.2K
|
15.2K
$5.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Moran Wealth Management, LLC
Naples, FL |
SELL
|
- |
-320- 0.57% |
$77K - $92.4K
|
56.1K
$21M
|
|
|
Nov 13, 2023
Q3 2023
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-320- 7.43% |
$77K - $92.4K
|
3.98K
$1.49M
|
|
|
Oct 31, 2023
Q3 2023
|
James Investment Research Inc
|
SELL
|
- |
-328- 0.91% |
$78.9K - $94.7K
|
35.8K
$13.4M
|
|
|
Nov 07, 2023
Q3 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-328- 0.45% |
$78.9K - $94.7K
|
73.1K
$27.4M
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-329- 24.42% |
$79.2K - $95K
|
1.02K
$382K
|
|
|
Oct 31, 2023
Q3 2023
|
Lyell Wealth Management, LP
|
SELL
|
- |
-337- 1.01% |
$81.1K - $97.3K
|
33.2K
$12.4M
|
|
|
Nov 06, 2023
Q3 2023
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-349- 8.27% |
$84K - $101K
|
3.87K
$1.45M
|
|
|
Nov 08, 2023
Q3 2023
|
Argent Advisors, Inc.
Monroe, LA |
SELL
|
- |
-349- 4.1% |
$84K - $101K
|
8.16K
$3.06M
|
|
|
Oct 13, 2023
Q3 2023
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-352- 3.58% |
$84.7K - $102K
|
9.47K
$3.55M
|
|
|
Oct 26, 2023
Q3 2023
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-356- 12.65% |
$85.6K - $103K
|
2.46K
$922K
|
|
|
Oct 19, 2023
Q3 2023
|
Grimes & Company, Inc.
|
SELL
|
- |
-366- 13.32% |
$88.1K - $106K
|
2.38K
$893K
|
|
|
Nov 14, 2023
Q3 2023
|
Trust Investment Advisors
|
SELL
|
- |
-366- 4.52% |
$88.1K - $106K
|
7.72K
$2.9M
|
|
|
Nov 03, 2023
Q3 2023
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-367- 26.77% |
$88.3K - $106K
|
1K
$376K
|
|
|
Nov 06, 2023
Q3 2023
|
Northcape Wealth Management, LLC
Williamsville, NY |
SELL
|
- |
-381- 32.99% |
$91.7K - $110K
|
774
$290K
|
|
|
Oct 11, 2023
Q3 2023
|
Alera Investment Advisors, LLC
|
SELL
|
- |
-389- 12.04% |
$93.6K - $112K
|
2.84K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-389- 2.55% |
$93.6K - $112K
|
14.9K
$5.58M
|
|
|
Nov 01, 2023
Q3 2023
|
Biechele Royce Advisors
|
SELL
|
- |
-391- 1.75% |
$94.1K - $113K
|
22K
$8.26M
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-392- 0.63% |
$94.3K - $113K
|
61.6K
$23.1M
|
|
|
Oct 30, 2023
Q3 2023
|
Aire Advisors, LLC
Beverly Hills, CA |
SELL
|
- |
-397- 3.94% |
$95.5K - $115K
|
9.69K
$3.63M
|
|
|
Oct 11, 2023
Q3 2023
|
Versant Capital Management, Inc
|
SELL
|
- |
-399- 48.07% |
$96K - $115K
|
431
$162K
|
|
|
Oct 13, 2023
Q3 2023
|
St. Johns Investment Management Company, LLC
|
SELL
|
- |
-400- 61.54% |
$96.2K - $115K
|
250
$93.7K
|
|
|
Nov 16, 2023
Q3 2023
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-400- 6.36% |
$96.2K - $115K
|
5.89K
$2.21M
|
|
|
Oct 27, 2023
Q3 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-406- 1.13% |
$97.7K - $117K
|
35.6K
$13.4M
|
|
|
Aug 28, 2024
Q3 2023
|
Farmers National Bank
Danville, KY |
SELL
|
- |
-411- 11.38% |
$98.9K - $119K
|
3.2K
$1.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
SELL
|
- |
-414- 14.81% |
$99.6K - $120K
|
2.38K
$893K
|
|
|
Nov 01, 2023
Q3 2023
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-419- 3.75% |
$101K - $121K
|
10.8K
$4.03M
|
|
|
Oct 10, 2023
Q3 2023
|
Weatherly Asset Management L. P.
|
SELL
|
- |
-420- 5.63% |
$101K - $121K
|
7.04K
$2.64M
|