Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 02, 2023
Q3 2023
|
Advisor Os, LLC
|
BUY
|
- |
183+ 16.04% |
$44K - $52.8K
|
1.32K
$492K
|
|
|
Oct 17, 2023
Q3 2023
|
New Hampshire Trust
Concord, NH |
BUY
|
- |
182+ 1.55% |
$43.8K - $52.5K
|
11.9K
$4.44M
|
|
|
Oct 24, 2023
Q3 2023
|
Hanson & Doremus Investment Management
|
BUY
|
- |
182+ 2.08% |
$43.8K - $52.5K
|
8.95K
$3.32M
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle West Asset Management, Inc.
Casper, WY |
BUY
|
- |
180+ 3.93% |
$43.3K - $52K
|
4.76K
$1.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
179+ 10.19% |
$43.1K - $51.7K
|
1.94K
$719K
|
|
|
Oct 16, 2023
Q3 2023
|
Leavell Investment Management, Inc.
|
BUY
|
- |
178+ 1.39% |
$42.8K - $51.4K
|
13K
$4.81M
|
|
|
Oct 25, 2023
Q3 2023
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
178+ 0.67% |
$42.8K - $51.4K
|
26.9K
$9.99M
|
|
|
Nov 13, 2023
Q3 2023
|
Delta Investment Management, LLC
|
BUY
|
- |
175+ 4.81% |
$42.1K - $50.5K
|
3.81K
$1.42M
|
|
|
Oct 17, 2023
Q3 2023
|
Atwater Malick LLC
|
BUY
|
- |
172+ 0.41% |
$41.4K - $49.6K
|
42K
$15.6M
|
|
|
Oct 18, 2023
Q3 2023
|
Hanlon Investment Management, Inc.
|
BUY
|
- |
170+ 20.58% |
$40.9K - $49.1K
|
996
$370K
|
|
|
Oct 27, 2023
Q3 2023
|
Parcion Private Wealth LLC
Bellevue, WA |
BUY
|
- |
170+ 1.0% |
$40.9K - $49.1K
|
17.2K
$6.39M
|
|
|
Oct 27, 2023
Q3 2023
|
Veriti Management LLC
|
BUY
|
- |
170+ 1.5% |
$40.9K - $49.1K
|
11.5K
$4.28M
|
|
|
Oct 19, 2023
Q3 2023
|
Zullo Investment Group, Inc.
Scranton, PA |
BUY
|
- |
169+ 10.88% |
$40.7K - $48.8K
|
1.72K
$640K
|
|
|
Nov 14, 2023
Q3 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
166+ 3.6% |
$39.9K - $47.9K
|
4.78K
$1.78M
|
|
|
Oct 19, 2023
Q3 2023
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
165+ 2.94% |
$39.7K - $47.6K
|
5.79K
$2.15M
|
|
|
Nov 01, 2023
Q3 2023
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
165+ 3.98% |
$39.7K - $47.6K
|
4.31K
$1.6M
|
|
|
Oct 10, 2023
Q3 2023
|
Rise Advisors, LLC
|
BUY
|
- |
164+ 19.71% |
$39.5K - $47.3K
|
996
$370K
|
|
|
Oct 02, 2023
Q3 2023
|
Park National Corp
|
BUY
|
- |
163+ 1.86% |
$39.2K - $47K
|
8.95K
$3.32M
|
|
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
163+ 7.77% |
$39.2K - $47K
|
2.26K
$840K
|
|
|
Nov 07, 2023
Q3 2023
|
Accredited Investors Inc.
|
BUY
|
- |
161+ 7.29% |
$38.7K - $46.5K
|
2.37K
$880K
|
|
|
Nov 08, 2023
Q3 2023
|
Milestone Investment Advisors LLC
Middleton, WI |
BUY
|
- |
160New |
$38.5K - $46.2K
|
160
$59.4K
|
|
|
Oct 27, 2023
Q3 2023
|
Dubuque Bank & Trust CO
|
BUY
|
- |
159+ 10.41% |
$38.3K - $45.9K
|
1.69K
$626K
|
|
|
Nov 13, 2023
Q3 2023
|
Cornercap Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
159+ 2.01% |
$38.3K - $45.9K
|
8.07K
$3M
|
|
|
Oct 10, 2023
Q3 2023
|
Lvw Advisors, LLC
|
BUY
|
- |
158+ 11.33% |
$38K - $45.6K
|
1.55K
$577K
|
|
|
Oct 18, 2023
Q3 2023
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
157+ 5.11% |
$37.8K - $45.3K
|
3.23K
$1.2M
|
|
|
Nov 01, 2023
Q3 2023
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
155+ 0.98% |
$37.3K - $44.7K
|
16K
$5.96M
|
|
|
Nov 09, 2023
Q3 2023
|
Rational Advisors LLC
Huntington, NY |
BUY
|
- |
155New |
$37.3K - $44.7K
|
155
$57.6K
|
|
|
Jun 28, 2024
Q3 2023
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
155+ 6.53% |
$37.3K - $44.7K
|
2.53K
$940K
|
|
|
Nov 08, 2023
Q3 2023
|
Vestor Capital, LLC
Chicago, IL |
BUY
|
- |
154New |
$37K - $44.5K
|
154
$57.2K
|
|
|
Nov 07, 2023
Q3 2023
|
Copperwynd Financial, LLC
|
BUY
|
- |
153+ 14.54% |
$36.8K - $44.2K
|
1.21K
$448K
|
|
|
Oct 20, 2023
Q3 2023
|
Lake Street Financial LLC
|
BUY
|
- |
151+ 15.62% |
$36.3K - $43.6K
|
1.12K
$415K
|
|
|
Oct 11, 2023
Q3 2023
|
Legacy Bridge, LLC
|
BUY
|
- |
150+ 2.15% |
$36.1K - $43.3K
|
7.13K
$2.65M
|
|
|
Oct 16, 2023
Q3 2023
|
Martin Capital Advisors, LLP
|
BUY
|
- |
150+ 7.83% |
$36.1K - $43.3K
|
2.07K
$767K
|
|
|
Nov 02, 2023
Q3 2023
|
Pittenger & Anderson Inc
|
BUY
|
- |
150+ 0.37% |
$36.1K - $43.3K
|
40.3K
$15M
|
|
|
Oct 17, 2023
Q3 2023
|
Howland Capital Management LLC
|
BUY
|
- |
149+ 1.94% |
$35.8K - $43K
|
7.83K
$2.91M
|
|
|
Nov 06, 2023
Q3 2023
|
Authentikos Wealth Advisory, LLC
Morgan Hill, CA |
BUY
|
- |
149New |
$35.8K - $43K
|
149
$55.3K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
148+ 0.89% |
$35.6K - $42.7K
|
16.9K
$6.26M
|
|
|
Oct 20, 2023
Q3 2023
|
Lantz Financial LLC
|
BUY
|
- |
148+ 3.64% |
$35.6K - $42.7K
|
4.21K
$1.56M
|
|
|
Nov 02, 2023
Q3 2023
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
147+ 2.86% |
$35.4K - $42.4K
|
5.28K
$1.96M
|
|
|
Nov 13, 2023
Q3 2023
|
Balentine LLC
Atlanta, GA |
BUY
|
- |
146+ 3.67% |
$35.1K - $42.1K
|
4.13K
$1.53M
|
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
145+ 19.78% |
$34.9K - $41.9K
|
878
$326K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
145+ 4.58% |
$34.9K - $41.9K
|
3.31K
$1.23M
|
|
|
Nov 13, 2023
Q3 2023
|
Meeder Advisory Services, Inc.
Dublin, OH |
BUY
|
- |
145+ 1.67% |
$34.9K - $41.9K
|
8.83K
$3.28M
|
|
|
Oct 10, 2023
Q3 2023
|
Marcum Wealth, LLC
|
BUY
|
- |
144+ 6.43% |
$34.6K - $41.6K
|
2.38K
$885K
|
|
|
Oct 18, 2023
Q3 2023
|
Culbertson A N & CO Inc
|
BUY
|
- |
144+ 0.33% |
$34.6K - $41.6K
|
43.5K
$16.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Southeast Asset Advisors Inc.
Thomasville, GA |
BUY
|
- |
142+ 3.54% |
$34.2K - $41K
|
4.15K
$1.54M
|
|
|
Oct 18, 2023
Q3 2023
|
Welch Group, LLC
|
BUY
|
- |
140+ 0.4% |
$33.7K - $40.4K
|
34.8K
$12.9M
|
|
|
Oct 19, 2023
Q3 2023
|
Mc Glone Suttner Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
139+ 5.12% |
$33.4K - $40.1K
|
2.85K
$1.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
139+ 2.82% |
$33.4K - $40.1K
|
5.07K
$1.88M
|
|
|
Oct 25, 2023
Q3 2023
|
Cutler Investment Counsel LLC
|
BUY
|
- |
138+ 0.17% |
$33.2K - $39.8K
|
80.4K
$29.9M
|