Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-7.8K- 9.58% |
$1.88M - $2.25M
|
73.6K
$33.2M
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-7.97K- 34.36% |
$1.92M - $2.3M
|
15.2K
$6.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-8.1K- 42.96% |
$1.95M - $2.34M
|
10.8K
$4.85M
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-8.17K- 0.3% |
$1.97M - $2.36M
|
2.74M
$1.23B
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-8.21K- 10.49% |
$1.98M - $2.37M
|
70.1K
$31.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-8.47K- 20.81% |
$2.04M - $2.44M
|
32.2K
$14.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-8.63K- 3.42% |
$2.08M - $2.49M
|
244K
$110M
|
|
|
Nov 26, 2024
Q3 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-8.66K- 8.83% |
$2.08M - $2.5M
|
89.4K
$40.3M
|
|
|
Oct 18, 2023
Q3 2023
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-8.76K- 26.15% |
$2.11M - $2.53M
|
24.8K
$11.2M
|
|
|
Nov 13, 2023
Q3 2023
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-8.95K- 41.87% |
$2.15M - $2.58M
|
12.4K
$5.6M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-8.96K- 5.57% |
$2.16M - $2.59M
|
152K
$68.5M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-9.05K- 61.09% |
$2.18M - $2.61M
|
5.76K
$2.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-9.4K- 9.68% |
$2.26M - $2.71M
|
87.7K
$39.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-9.43K- 18.64% |
$2.27M - $2.72M
|
41.2K
$18.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-9.53K- 2.78% |
$2.29M - $2.75M
|
333K
$150M
|
|
|
Sep 30, 2024
Q3 2023
|
Commerzbank Aktiengesellschaft
|
SELL
|
- |
-9.61K- 87.91% |
$2.31M - $2.77M
|
1.32K
$596K
|
|
|
Nov 09, 2023
Q3 2023
|
Foundry Partners, LLC
|
SELL
|
- |
-9.72K- 11.02% |
$2.34M - $2.8M
|
78.5K
$35.4M
|
|
|
Nov 15, 2023
Q3 2023
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-9.75K- 85.5% |
$2.35M - $2.81M
|
1.65K
$745K
|
|
|
May 09, 2024
Q3 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-9.95K- 6.53% |
$2.39M - $2.87M
|
142K
$64.2M
|
|
|
Nov 06, 2023
Q3 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-10.4K- 90.67% |
$2.5M - $3M
|
1.07K
$482K
|
|
|
Oct 23, 2023
Q3 2023
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-10.9K- 3.57% |
$2.62M - $3.14M
|
293K
$132M
|
|
|
Oct 26, 2023
Q3 2023
|
Strs Ohio
|
SELL
|
- |
-11K- 3.51% |
$2.65M - $3.17M
|
303K
$136M
|
|
|
Nov 14, 2023
Q3 2023
|
Kerrisdale Advisers, LLC
Miami, FL |
SELL
|
- |
-11K- 37.61% |
$2.66M - $3.19M
|
18.3K
$8.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-11.2K- 12.99% |
$2.69M - $3.22M
|
74.8K
$33.7M
|
|
|
Nov 09, 2023
Q3 2023
|
Heritage Investors Management Corp
|
SELL
|
- |
-11.3K- 7.2% |
$2.72M - $3.26M
|
145K
$65.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-11.5K- 28.02% |
$2.76M - $3.31M
|
29.4K
$13.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-11.7K- 30.02% |
$2.81M - $3.37M
|
27.2K
$12.3M
|
|
|
Nov 09, 2023
Q3 2023
|
Wesleyan Assurance Society
Birmingham, X0 |
SELL
|
- |
-12.2K- 10.72% |
$2.94M - $3.53M
|
102K
$45.9M
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-12.6K- 1.9% |
$3.02M - $3.63M
|
650K
$293M
|
|
|
Nov 08, 2023
Q3 2023
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-12.6K- 4.12% |
$3.03M - $3.63M
|
293K
$132M
|
|
|
Nov 13, 2023
Q3 2023
|
M&G Investment Management LTD
London, X0 |
SELL
|
- |
-12.8K- 21.11% |
$3.07M - $3.69M
|
47.7K
$21.5M
|
|
|
Oct 10, 2023
Q3 2023
|
Transform Wealth, LLC
|
SELL
|
- |
-13.3K- 48.62% |
$3.19M - $3.82M
|
14K
$6.31M
|
|
|
Aug 13, 2025
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-13.3K- 55.55% |
$3.2M - $3.83M
|
10.6K
$4.79M
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-15K- 37.0% |
$3.6M - $4.32M
|
25.5K
$11.5M
|
|
|
Jun 03, 2024
Q3 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-15.5K- 14.07% |
$3.74M - $4.49M
|
94.9K
$42.8M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-15.8K- 22.59% |
$3.8M - $4.56M
|
54.1K
$24.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Longbow Finance Sa
Lutry, V8 |
SELL
|
- |
-15.9K- 50.19% |
$3.82M - $4.58M
|
15.7K
$7.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Worldquant Millennium Advisors LLC
New York, NY |
SELL
|
- |
-16.3K- 21.91% |
$3.91M - $4.69M
|
57.9K
$26.1M
|
|
|
Nov 14, 2023
Q3 2023
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-16.7K- 5.75% |
$4.03M - $4.83M
|
274K
$124M
|
|
|
Nov 14, 2023
Q3 2023
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-16.9K- 6.77% |
$4.08M - $4.89M
|
233K
$105M
|
|
|
Nov 09, 2023
Q3 2023
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-17K- 45.51% |
$4.08M - $4.9M
|
20.3K
$9.16M
|
|
|
Nov 09, 2023
Q3 2023
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-17K- 9.63% |
$4.09M - $4.91M
|
160K
$71.9M
|
|
|
Feb 02, 2024
Q3 2023
|
Lji Wealth Management, LLC
Indianapolis, IN |
SELL
|
- |
-17.8K- 93.87% |
$4.29M - $5.15M
|
1.17K
$525K
|
|
|
Nov 14, 2023
Q3 2023
|
Investment Management Corp Of Ontario
Toronto, Z4 |
SELL
|
- |
-17.9K- 72.0% |
$4.3M - $5.16M
|
6.95K
$3.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-17.9K- 12.34% |
$4.32M - $5.18M
|
127K
$57.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Primecap Management CO
Pasadena, CA |
SELL
|
- |
-18.4K- 0.98% |
$4.42M - $5.3M
|
1.85M
$834M
|
|
|
Nov 13, 2023
Q3 2023
|
Acadian Asset Management LLC
Boston, MA |
SELL
|
- |
-18.4K- 33.22% |
$4.43M - $5.32M
|
37K
$16.7M
|
|
|
Nov 15, 2023
Q3 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-18.8K- 6.54% |
$4.52M - $5.43M
|
268K
$121M
|
|
|
Dec 19, 2023
Q3 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-18.8K- 6.54% |
$4.52M - $5.43M
|
268K
$121M
|
|
|
Nov 14, 2023
Q3 2023
|
Harvest Portfolios Group Inc.
Oakville, A6 |
SELL
|
- |
-20K- 24.03% |
$4.81M - $5.78M
|
63.3K
$28.5M
|