Purchases and Sales Made in Q3 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 29, 2024
Q3 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-4.52K- 3.08% |
$1.09M - $1.31M
|
142K
$53.4M
|
|
|
Oct 23, 2023
Q3 2023
|
Busey Wealth Management
|
SELL
|
- |
-4.59K- 5.3% |
$1.1M - $1.32M
|
81.9K
$30.7M
|
|
|
Oct 18, 2023
Q3 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-4.73K- 6.22% |
$1.14M - $1.36M
|
71.2K
$26.7M
|
|
|
Aug 14, 2024
Q3 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-4.74K- 9.65% |
$1.14M - $1.37M
|
44.4K
$16.6M
|
|
|
Oct 18, 2023
Q3 2023
|
Richelieu Gestion PLC
|
SELL
|
- |
-4.75K- 40.73% |
$1.14M - $1.37M
|
6.92K
$2.59M
|
|
|
Nov 06, 2023
Q3 2023
|
Illinois Municipal Retirement Fund
|
SELL
|
- |
-4.76K- 13.69% |
$1.14M - $1.37M
|
30K
$11.2M
|
|
|
Oct 30, 2023
Q3 2023
|
Yousif Capital Management, LLC
|
SELL
|
- |
-4.94K- 4.31% |
$1.19M - $1.43M
|
110K
$41.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Tkg Advisors, LLC
|
SELL
|
- |
-4.96K- 56.11% |
$1.19M - $1.43M
|
3.88K
$1.45M
|
|
|
Oct 10, 2023
Q3 2023
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-5.02K- 9.6% |
$1.21M - $1.45M
|
47.2K
$17.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-5.03K- 6.35% |
$1.21M - $1.45M
|
74.2K
$27.8M
|
|
|
Nov 03, 2023
Q3 2023
|
Stoneridge Investment Partners LLC
|
SELL
|
- |
-5.06K- 40.3% |
$1.22M - $1.46M
|
7.49K
$2.81M
|
|
|
Nov 07, 2023
Q3 2023
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-5.09K- 66.51% |
$1.22M - $1.47M
|
2.56K
$961K
|
|
|
Oct 18, 2023
Q3 2023
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-5.23K- 7.04% |
$1.26M - $1.51M
|
69.1K
$25.9M
|
|
|
Nov 08, 2023
Q3 2023
|
Amalgamated Bank
New York, NY |
SELL
|
- |
-5.49K- 3.95% |
$1.32M - $1.58M
|
133K
$50M
|
|
|
Nov 15, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
SELL
|
- |
-5.49K- 86.04% |
$1.32M - $1.58M
|
890
$334K
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-5.5K- 34.16% |
$1.32M - $1.59M
|
10.6K
$3.97M
|
|
|
Nov 04, 2024
Q3 2023
|
Fairfield Financial Advisors, LTD
Wellesley, MA |
SELL
|
- |
-5.5K- 93.08% |
$1.32M - $1.59M
|
409
$153K
|
|
|
Oct 10, 2023
Q3 2023
|
American National Bank
|
SELL
|
- |
-5.57K- 18.94% |
$1.34M - $1.61M
|
23.9K
$8.95M
|
|
|
Nov 09, 2023
Q3 2023
|
Freemont Management S.A.
|
SELL
|
- |
-5.8K- 14.5% |
$1.4M - $1.67M
|
34.2K
$12.8M
|
|
|
Nov 02, 2023
Q3 2023
|
M&T Bank Corp
|
SELL
|
- |
-5.99K- 2.14% |
$1.44M - $1.73M
|
273K
$103M
|
|
|
Oct 16, 2023
Q3 2023
|
Viking Fund Management LLC
|
SELL
|
- |
-6K- 27.91% |
$1.44M - $1.73M
|
15.5K
$5.81M
|
|
|
Oct 30, 2023
Q3 2023
|
Securian Asset Management, Inc
|
SELL
|
- |
-6.22K- 14.53% |
$1.5M - $1.8M
|
36.6K
$13.7M
|
|
|
Nov 15, 2023
Q3 2023
|
V Wealth Advisors LLC
|
SELL
|
- |
-6.24K- 67.49% |
$1.5M - $1.8M
|
3.01K
$1.13M
|
|
|
Nov 09, 2023
Q3 2023
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-6.4K- 14.21% |
$1.54M - $1.85M
|
38.7K
$14.5M
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-6.48K- 8.68% |
$1.56M - $1.87M
|
68.2K
$25.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-6.66K- 18.3% |
$1.6M - $1.92M
|
29.7K
$11.2M
|
|
|
Oct 30, 2023
Q3 2023
|
Members Capital Advisors Inc
|
SELL
|
- |
-6.77K- 84.68% |
$1.63M - $1.95M
|
1.23K
$459K
|
|
|
Nov 13, 2023
Q3 2023
|
Edge Capital Group, LLC
|
SELL
|
- |
-7K- 64.58% |
$1.68M - $2.02M
|
3.84K
$1.44M
|
|
|
Oct 12, 2023
Q3 2023
|
G&S Capital LLC
|
SELL
|
- |
-7.19K- 56.16% |
$1.73M - $2.08M
|
5.61K
$2.11M
|
|
|
Oct 27, 2023
Q3 2023
|
Td Asset Management Inc
|
SELL
|
- |
-7.21K- 2.93% |
$1.73M - $2.08M
|
239K
$89.6M
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
SELL
|
- |
-7.21K- 14.01% |
$1.73M - $2.08M
|
44.2K
$16.6M
|
|
|
Oct 31, 2023
Q3 2023
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-7.46K- 6.6% |
$1.79M - $2.15M
|
106K
$39.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-7.5K- 84.77% |
$1.8M - $2.16M
|
1.35K
$505K
|
|
|
Oct 23, 2023
Q3 2023
|
Fjarde Ap Fonden
|
SELL
|
- |
-7.5K- 7.47% |
$1.8M - $2.16M
|
92.9K
$34.8M
|
|
|
Dec 09, 2024
Q3 2023
|
Swedbank Ab
Stockholm, V7 |
SELL
|
- |
-7.76K- 2.88% |
$1.87M - $2.24M
|
262K
$98.2M
|
|
|
Nov 17, 2023
Q3 2023
|
Old National Bancorp
|
SELL
|
- |
-7.79K- 26.32% |
$1.88M - $2.25M
|
21.8K
$8.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-7.8K- 9.58% |
$1.88M - $2.25M
|
73.6K
$27.6M
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
SELL
|
- |
-7.97K- 34.36% |
$1.92M - $2.3M
|
15.2K
$5.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Centiva Capital, LP
New York, NY |
SELL
|
- |
-8.1K- 42.96% |
$1.95M - $2.34M
|
10.8K
$4.03M
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-8.17K- 0.3% |
$1.97M - $2.36M
|
2.74M
$1.03B
|
|
|
Nov 08, 2023
Q3 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-8.21K- 10.49% |
$1.98M - $2.37M
|
70.1K
$26.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-8.47K- 20.81% |
$2.04M - $2.44M
|
32.2K
$12.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-8.63K- 3.42% |
$2.08M - $2.49M
|
244K
$91.5M
|
|
|
Nov 26, 2024
Q3 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-8.66K- 8.83% |
$2.08M - $2.5M
|
89.4K
$33.5M
|
|
|
Oct 18, 2023
Q3 2023
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-8.76K- 26.15% |
$2.11M - $2.53M
|
24.8K
$9.28M
|
|
|
Nov 13, 2023
Q3 2023
|
L & S Advisors Inc
Los Angeles, CA |
SELL
|
- |
-8.95K- 41.87% |
$2.15M - $2.58M
|
12.4K
$4.66M
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-8.96K- 5.57% |
$2.16M - $2.59M
|
152K
$57M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-9.05K- 61.09% |
$2.18M - $2.61M
|
5.76K
$2.16M
|
|
|
Nov 07, 2023
Q3 2023
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-9.4K- 9.68% |
$2.26M - $2.71M
|
87.7K
$32.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Baader Bank Aktiengesellschaft
Unterschleissheim, 2M |
SELL
|
- |
-9.43K- 18.64% |
$2.27M - $2.72M
|
41.2K
$15.4M
|