Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Ofi Invest Asset Management
Paris, I0 |
BUY
|
- |
28.3MNew |
$6.08B - $7.48B
|
28.3M
$11.5B
|
|
|
May 15, 2024
Q1 2023
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
5.17MNew |
$1.11B - $1.37B
|
5.17M
$2.1B
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
5.05MNew |
$1.09B - $1.34B
|
5.05M
$2.05B
|
|
|
May 11, 2023
Q1 2023
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
4MNew |
$861M - $1.06B
|
4M
$1.63B
|
|
|
May 15, 2023
Q1 2023
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
1.45M+ 576.28% |
$312M - $384M
|
1.7M
$692M
|
|
|
May 17, 2024
Q1 2023
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
1.45M+ 576.28% |
$312M - $384M
|
1.7M
$692M
|
|
|
May 15, 2023
Q1 2023
|
Hudson Bay Capital Management LP
Greenwich, CT |
BUY
|
- |
750KNew |
$161M - $198M
|
750K
$305M
|
|
|
May 10, 2023
Q1 2023
|
Massachusetts Financial Services CO
Boston, MA |
BUY
|
- |
676KNew |
$145M - $179M
|
676K
$275M
|
|
|
May 12, 2023
Q1 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
674K+ 82.79% |
$145M - $178M
|
1.49M
$605M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
581K+ 21.49% |
$125M - $154M
|
3.29M
$1.34B
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
581K+ 21.49% |
$125M - $154M
|
3.29M
$1.34B
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
509K+ 93.89% |
$109M - $135M
|
1.05M
$427M
|
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
479KNew |
$103M - $127M
|
479K
$195M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
442K+ 10.79% |
$95.1M - $117M
|
4.54M
$1.85B
|
|
|
Apr 19, 2023
Q1 2023
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
428K+ 22446.51% |
$91.9M - $113M
|
430K
$175M
|
|
|
May 15, 2023
Q1 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
412K+ 0.85% |
$88.6M - $109M
|
49.1M
$20B
|
|
|
May 17, 2023
Q1 2023
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
BUY
|
- |
300K+ 3229.02% |
$64.6M - $79.5M
|
310K
$126M
|
|
|
May 10, 2023
Q1 2023
|
Great Lakes Advisors, LLC
Chicago, IL |
BUY
|
- |
284K+ 374.23% |
$61M - $75.1M
|
360K
$146M
|
|
|
May 15, 2023
Q1 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
255K+ 65.15% |
$54.8M - $67.4M
|
646K
$262M
|
|
|
May 15, 2023
Q1 2023
|
Axa S.A.
Paris, I0 |
BUY
|
- |
251K+ 89.43% |
$53.9M - $66.3M
|
531K
$216M
|
|
|
May 15, 2023
Q1 2023
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
245K+ 2.68% |
$52.7M - $64.8M
|
9.38M
$3.81B
|
|
|
May 18, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
245K+ 23.61% |
$52.7M - $64.8M
|
1.28M
$521M
|
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
220K+ 6.76% |
$47.3M - $58.2M
|
3.47M
$1.41B
|
|
|
May 12, 2023
Q1 2023
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
182K+ 13.43% |
$39.1M - $48.1M
|
1.54M
$624M
|
|
|
May 04, 2023
Q1 2023
|
Los Angeles Capital Management LLC
|
BUY
|
- |
158K+ 47.61% |
$34M - $41.8M
|
490K
$199M
|
|
|
May 09, 2024
Q1 2023
|
Met Life Investment Management, LLC
Whippany, NJ |
BUY
|
- |
152KNew |
$32.8M - $40.3M
|
152K
$61.9M
|
|
|
May 15, 2023
Q1 2023
|
Aqr Capital Management LLC
Greenwich, CT |
BUY
|
- |
151K+ 54.4% |
$32.4M - $39.8M
|
427K
$174M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
144K+ 241.41% |
$31M - $38.1M
|
204K
$82.7M
|
|
|
May 09, 2023
Q1 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
135K+ 399.7% |
$29M - $35.7M
|
169K
$68.6M
|
|
|
May 12, 2023
Q1 2023
|
Eisler Capital (Uk) Ltd.
London, X0 |
BUY
|
- |
133KNew |
$28.6M - $35.2M
|
133K
$54.1M
|
|
|
May 01, 2023
Q1 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
BUY
|
- |
132K+ 1.79% |
$28.4M - $35M
|
7.52M
$3.06B
|
|
|
May 15, 2023
Q1 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
130K+ 142.73% |
$27.9M - $34.3M
|
221K
$89.7M
|
|
|
Aug 26, 2024
Q1 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
127K+ 3006.75% |
$27.4M - $33.7M
|
132K
$53.5M
|
|
|
May 15, 2023
Q1 2023
|
Chiron Investment Management, LLC
New York, NY |
BUY
|
- |
123KNew |
$26.4M - $32.4M
|
123K
$49.8M
|
|
|
May 10, 2023
Q1 2023
|
Summit Wealth Group, LLC
White River Junction, VT |
BUY
|
- |
121KNew |
$26M - $32M
|
121K
$49.2M
|
|
|
May 15, 2023
Q1 2023
|
Laurion Capital Management LP
New York, NY |
BUY
|
- |
119K+ 198.25% |
$25.5M - $31.4M
|
179K
$72.6M
|
|
|
May 10, 2023
Q1 2023
|
Providence Capital Advisors, LLC
Charlotte, NC |
BUY
|
- |
113K+ 45966.12% |
$24.2M - $29.8M
|
113K
$45.9M
|
|
|
May 12, 2023
Q1 2023
|
Edgar Lomax CO
Kingstowne, VA |
BUY
|
- |
112KNew |
$24M - $29.6M
|
112K
$45.4M
|
|
|
Apr 19, 2023
Q1 2023
|
Nordea Investment Management Ab
Stockholm, V7 |
BUY
|
- |
111K+ 30.07% |
$23.9M - $29.4M
|
480K
$195M
|
|
|
May 15, 2023
Q1 2023
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
BUY
|
- |
103K+ 63.96% |
$22.2M - $27.3M
|
264K
$107M
|
|
|
May 15, 2023
Q1 2023
|
Hsbc Holdings PLC
London, X0 |
BUY
|
- |
103K+ 12.67% |
$22.1M - $27.2M
|
916K
$372M
|
|
|
May 12, 2023
Q1 2023
|
Dimensional Fund Advisors LP
Austin, TX |
BUY
|
- |
103K+ 4.28% |
$22.1M - $27.2M
|
2.5M
$1.02B
|
|
|
Apr 24, 2023
Q1 2023
|
Deka Bank Deutsche Girozentrale
|
BUY
|
- |
100K+ 26.03% |
$21.6M - $26.5M
|
485K
$197M
|
|
|
May 10, 2023
Q1 2023
|
Jupiter Asset Management LTD
|
BUY
|
- |
90.8KNew |
$19.5M - $24M
|
90.8K
$36.9M
|
|
|
May 15, 2023
Q1 2023
|
Jacobs Levy Equity Management, Inc
Florham Park, NJ |
BUY
|
- |
90.1KNew |
$19.4M - $23.8M
|
90.1K
$36.6M
|
|
|
May 12, 2023
Q1 2023
|
Candriam S.C.A.
|
BUY
|
- |
87.2K+ 191.98% |
$18.7M - $23.1M
|
133K
$53.9M
|
|
|
Aug 11, 2023
Q1 2023
|
Railway Pension Investments LTD
London, X0 |
BUY
|
- |
84.9KNew |
$18.3M - $22.5M
|
84.9K
$34.5M
|
|
|
May 11, 2023
Q1 2023
|
Resources Management Corp
West Hartford, CT |
BUY
|
- |
83.9K+ 1248.59% |
$18M - $22.2M
|
90.6K
$36.8M
|
|
|
May 12, 2023
Q1 2023
|
Korea Investment Corp
Seoul, M5 |
BUY
|
- |
75.8K+ 15.82% |
$16.3M - $20M
|
555K
$226M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
73.6K+ 4.85% |
$15.8M - $19.5M
|
1.59M
$646M
|