Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
3.92K+ 231.04% |
$843K - $1.04M
|
5.62K
$2.09M
|
|
|
May 10, 2023
Q1 2023
|
Bfsg, LLC
|
BUY
|
- |
3.8KNew |
$817K - $1M
|
3.8K
$1.41M
|
|
|
May 12, 2023
Q1 2023
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
3.78K+ 1.99% |
$813K - $1M
|
194K
$72M
|
|
|
May 02, 2023
Q1 2023
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
3.75K+ 2.24% |
$807K - $992K
|
171K
$63.6M
|
|
|
May 15, 2023
Q1 2023
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
3.69K+ 46.82% |
$793K - $976K
|
11.6K
$4.3M
|
|
|
May 12, 2023
Q1 2023
|
Ostrum Asset Management
Paris, I0 |
BUY
|
- |
3.68KNew |
$791K - $974K
|
3.68K
$1.37M
|
|
|
May 02, 2023
Q1 2023
|
Amalgamated Bank
New York, NY |
BUY
|
- |
3.61K+ 2.56% |
$777K - $956K
|
145K
$53.7M
|
|
|
May 11, 2023
Q1 2023
|
Legacy Capital Group California, Inc.
Los Gatos, CA |
BUY
|
- |
3.57KNew |
$768K - $945K
|
3.57K
$1.33M
|
|
|
May 12, 2023
Q1 2023
|
Pine Bridge Investments, L.P.
|
BUY
|
- |
3.52K+ 21.56% |
$757K - $931K
|
19.8K
$7.37M
|
|
|
Apr 04, 2024
Q1 2023
|
Waypoint Wealth Counsel
Atlanta, GA |
BUY
|
- |
3.51K+ 423.67% |
$754K - $928K
|
4.34K
$1.61M
|
|
|
Nov 21, 2023
Q1 2023
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
3.48K+ 7.99% |
$748K - $921K
|
47K
$17.5M
|
|
|
May 15, 2023
Q1 2023
|
Ehp Funds Inc.
Toronto, Z4 |
BUY
|
- |
3.45KNew |
$742K - $913K
|
3.45K
$1.28M
|
|
|
May 04, 2023
Q1 2023
|
Lmcg Investments, LLC
Boston, MA |
BUY
|
- |
3.34K+ 15.63% |
$719K - $884K
|
24.7K
$9.19M
|
|
|
Nov 27, 2023
Q1 2023
|
Usa Financial Portformulas Corp
Ada, MI |
BUY
|
- |
3.31K+ 33130.0% |
$712K - $876K
|
3.32K
$1.23M
|
|
|
Apr 18, 2023
Q1 2023
|
Hixon Zuercher, LLC
|
BUY
|
- |
3.3K+ 20.95% |
$709K - $873K
|
19K
$7.07M
|
|
|
Apr 24, 2023
Q1 2023
|
V Square Quantitative Management LLC
Chicago, IL |
BUY
|
- |
3.25KNew |
$699K - $861K
|
3.25K
$1.21M
|
|
|
Apr 27, 2023
Q1 2023
|
Oak Thistle LLC
|
BUY
|
- |
3.23KNew |
$695K - $855K
|
3.23K
$1.2M
|
|
|
May 08, 2023
Q1 2023
|
Bradley Foster & Sargent Inc
Hartford, CT |
BUY
|
- |
3.13K+ 2.82% |
$673K - $828K
|
114K
$42.3M
|
|
|
May 01, 2023
Q1 2023
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
3.09KNew |
$664K - $817K
|
3.09K
$1.15M
|
|
|
May 11, 2023
Q1 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
3.07K+ 39.97% |
$659K - $811K
|
10.7K
$3.99M
|
|
|
May 10, 2023
Q1 2023
|
Richelieu Gestion PLC
|
BUY
|
- |
3.06K+ 31.59% |
$658K - $809K
|
12.7K
$4.73M
|
|
|
May 11, 2023
Q1 2023
|
Shelton Capital Management
Denver, CO |
BUY
|
- |
3.03K+ 42.11% |
$652K - $802K
|
10.2K
$3.8M
|
|
|
May 05, 2023
Q1 2023
|
Howland Capital Management LLC
|
BUY
|
- |
3.03K+ 59.01% |
$651K - $800K
|
8.15K
$3.03M
|
|
|
Jun 06, 2023
Q1 2023
|
Berkshire Asset Management LLC
Wilkes Barre, PA |
BUY
|
- |
2.97KNew |
$638K - $785K
|
2.97K
$1.1M
|
|
|
Apr 21, 2023
Q1 2023
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
2.92KNew |
$629K - $774K
|
2.92K
$1.09M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Capital Management LLC
|
BUY
|
- |
2.91K+ 3.7% |
$626K - $770K
|
81.6K
$30.3M
|
|
|
May 09, 2023
Q1 2023
|
Fidelis Capital Partners, LLC
Tampa, FL |
BUY
|
- |
2.91KNew |
$626K - $770K
|
2.91K
$1.08M
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.91K+ 7.57% |
$626K - $770K
|
41.3K
$15.4M
|
|
|
Apr 20, 2023
Q1 2023
|
Grimes & Company, Inc.
|
BUY
|
- |
2.89K+ 225.8% |
$621K - $764K
|
4.17K
$1.55M
|
|
|
May 10, 2023
Q1 2023
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
2.89K+ 9.44% |
$621K - $763K
|
33.5K
$12.4M
|
|
|
Apr 28, 2023
Q1 2023
|
Disciplined Equity Management, Inc.
|
BUY
|
- |
2.85KNew |
$612K - $753K
|
2.85K
$1.06M
|
|
|
Apr 26, 2023
Q1 2023
|
Fifth Third Wealth Advisors LLC
Cincinnati, OH |
BUY
|
- |
2.8KNew |
$603K - $742K
|
2.8K
$1.04M
|
|
|
May 02, 2024
Q1 2023
|
Verity & Verity, LLC
Beaufort, SC |
BUY
|
- |
2.79KNew |
$599K - $737K
|
2.79K
$1.03M
|
|
|
May 09, 2023
Q1 2023
|
Principal Financial Group Inc
Des Moines, IA |
BUY
|
- |
2.78K+ 0.45% |
$598K - $736K
|
618K
$230M
|
|
|
May 09, 2023
Q1 2023
|
Griffin Asset Management, Inc.
|
BUY
|
- |
2.73K+ 18.65% |
$586K - $721K
|
17.3K
$6.44M
|
|
|
May 03, 2023
Q1 2023
|
Lyell Wealth Management, LP
|
BUY
|
- |
2.71K+ 9.5% |
$582K - $716K
|
31.2K
$11.6M
|
|
|
May 01, 2023
Q1 2023
|
Blue Chip Partners, Inc.
|
BUY
|
- |
2.7K+ 4.03% |
$581K - $715K
|
69.7K
$25.9M
|
|
|
May 12, 2023
Q1 2023
|
Blueshift Asset Management, LLC
Red Bank, NJ |
BUY
|
- |
2.69KNew |
$579K - $713K
|
2.69K
$1M
|
|
|
May 09, 2023
Q1 2023
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
2.68KNew |
$577K - $710K
|
2.68K
$997K
|
|
|
May 15, 2023
Q1 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
2.66K+ 272.11% |
$573K - $705K
|
3.64K
$1.35M
|
|
|
May 01, 2023
Q1 2023
|
Desjardins Global Asset Management Inc.
Montreal, A8 |
BUY
|
- |
2.64KNew |
$567K - $698K
|
2.64K
$979K
|
|
|
May 04, 2023
Q1 2023
|
Achmea Investment Management B.V.
|
BUY
|
- |
2.58K+ 12.94% |
$555K - $683K
|
22.5K
$8.36M
|
|
|
May 09, 2023
Q1 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
2.58K+ 4.88% |
$554K - $681K
|
55.4K
$20.6M
|
|
|
May 12, 2023
Q1 2023
|
Lowe Brockenbrough & CO Inc
|
BUY
|
- |
2.48K+ 26.13% |
$533K - $656K
|
12K
$4.44M
|
|
|
May 05, 2023
Q1 2023
|
Guardian Investment Management
|
BUY
|
- |
2.47K+ 36.86% |
$530K - $652K
|
9.15K
$3.4M
|
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
2.44K+ 27.53% |
$525K - $646K
|
11.3K
$4.2M
|
|
|
May 12, 2023
Q1 2023
|
Dark Forest Capital Management LP
Weston, CT |
BUY
|
- |
2.44KNew |
$525K - $646K
|
2.44K
$907K
|
|
|
May 11, 2023
Q1 2023
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
2.43K+ 122.19% |
$522K - $642K
|
4.42K
$1.64M
|
|
|
May 01, 2023
Q1 2023
|
Lincoln National Corp
|
BUY
|
- |
2.42K+ 11.45% |
$520K - $640K
|
23.5K
$8.74M
|
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
2.4K+ 37.84% |
$516K - $635K
|
8.75K
$3.25M
|