Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 28, 2023
Q1 2023
|
Callahan Advisors, LLC
|
BUY
|
- |
6.53K+ 13.0% |
$1.4M - $1.73M
|
56.8K
$23.1M
|
|
|
May 25, 2023
Q1 2023
|
Empower Advisory Group, LLC
Greenwood Village, CO |
BUY
|
- |
6.46KNew |
$1.39M - $1.71M
|
6.46K
$2.63M
|
|
|
May 11, 2023
Q1 2023
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
6.38K+ 265.49% |
$1.37M - $1.69M
|
8.78K
$3.57M
|
|
|
May 02, 2023
Q1 2023
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
6.32K+ 6.07% |
$1.36M - $1.67M
|
110K
$44.9M
|
|
|
Apr 06, 2023
Q1 2023
|
Patton Fund Management, Inc.
|
BUY
|
- |
6.25K+ 748.09% |
$1.34M - $1.65M
|
7.09K
$2.88M
|
|
|
Apr 10, 2023
Q1 2023
|
Dfpg Investments, LLC
|
BUY
|
- |
6.25K+ 76.18% |
$1.34M - $1.65M
|
14.5K
$5.88M
|
|
|
May 18, 2023
Q1 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
BUY
|
- |
6.15KNew |
$1.32M - $1.63M
|
6.15K
$2.5M
|
|
|
May 15, 2023
Q1 2023
|
Imprint Wealth LLC
Mount Pleasant, SC |
BUY
|
- |
6.13KNew |
$1.32M - $1.62M
|
6.13K
$2.49M
|
|
|
Apr 03, 2023
Q1 2023
|
Symmetry Partners, LLC
|
BUY
|
- |
5.88K+ 135.48% |
$1.26M - $1.56M
|
10.2K
$4.15M
|
|
|
Apr 19, 2023
Q1 2023
|
Dorsey Wright & Associates
|
BUY
|
- |
5.86KNew |
$1.26M - $1.55M
|
5.86K
$2.38M
|
|
|
Apr 12, 2023
Q1 2023
|
Cfm Wealth Partners LLC
|
BUY
|
- |
5.69KNew |
$1.22M - $1.5M
|
5.69K
$2.31M
|
|
|
May 15, 2023
Q1 2023
|
Kula Investments, LLC
Chicago, IL |
BUY
|
- |
5.51KNew |
$1.19M - $1.46M
|
5.51K
$2.24M
|
|
|
May 05, 2023
Q1 2023
|
Versor Investments LP
|
BUY
|
- |
5.5K+ 65.28% |
$1.18M - $1.45M
|
13.9K
$5.66M
|
|
|
May 15, 2023
Q1 2023
|
Capital International LTD
Los Angeles, CA |
BUY
|
- |
5.43K+ 4.85% |
$1.17M - $1.44M
|
117K
$47.7M
|
|
|
May 03, 2023
Q1 2023
|
Cookson Peirce & CO Inc
|
BUY
|
- |
5.36KNew |
$1.15M - $1.42M
|
5.36K
$2.18M
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
5.33K+ 1.1% |
$1.15M - $1.41M
|
490K
$199M
|
|
|
Apr 25, 2023
Q1 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
5.08K+ 143.22% |
$1.09M - $1.34M
|
8.63K
$3.51M
|
|
|
May 15, 2023
Q1 2023
|
Fairfield, Bush & Co.
Darien, CT |
BUY
|
- |
5K+ 302.48% |
$1.08M - $1.32M
|
6.65K
$2.7M
|
|
|
May 08, 2023
Q1 2023
|
Metis Global Partners, LLC
|
BUY
|
- |
4.95K+ 35.72% |
$1.06M - $1.31M
|
18.8K
$7.65M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
4.94K+ 72.33% |
$1.06M - $1.31M
|
11.8K
$4.79M
|
|
|
Apr 21, 2023
Q1 2023
|
Cottage Street Advisors LLC
|
BUY
|
- |
4.91KNew |
$1.06M - $1.3M
|
4.91K
$2M
|
|
|
May 10, 2023
Q1 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
4.89K+ 1.56% |
$1.05M - $1.29M
|
319K
$129M
|
|
|
May 02, 2023
Q1 2023
|
Graypoint LLC
|
BUY
|
- |
4.88K+ 77.51% |
$1.05M - $1.29M
|
11.2K
$4.55M
|
|
|
May 11, 2023
Q1 2023
|
M&G Investment Management LTD
London, X0 |
BUY
|
- |
4.82K+ 8.62% |
$1.04M - $1.27M
|
60.7K
$24.7M
|
|
|
Aug 29, 2024
Q1 2023
|
Waldron Private Wealth LLC
|
BUY
|
- |
4.79K+ 100.34% |
$1.03M - $1.27M
|
9.56K
$3.88M
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4.67K+ 1.3% |
$1M - $1.24M
|
364K
$148M
|
|
|
May 04, 2023
Q1 2023
|
Little House Capital LLC
Braintree, MA |
BUY
|
- |
4.66KNew |
$1M - $1.23M
|
4.66K
$1.89M
|
|
|
May 10, 2023
Q1 2023
|
Pinnacle West Asset Management, Inc.
Casper, WY |
BUY
|
- |
4.61KNew |
$991K - $1.22M
|
4.61K
$1.87M
|
|
|
Apr 28, 2023
Q1 2023
|
Allen Capital Group, LLC
|
BUY
|
- |
4.58KNew |
$984K - $1.21M
|
4.58K
$1.86M
|
|
|
Apr 25, 2023
Q1 2023
|
American National Bank
|
BUY
|
- |
4.58K+ 18.9% |
$984K - $1.21M
|
28.8K
$11.7M
|
|
|
May 15, 2023
Q1 2023
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
4.57KNew |
$982K - $1.21M
|
4.57K
$1.86M
|
|
|
May 10, 2023
Q1 2023
|
Twin Tree Management, LP
Dallas, TX |
BUY
|
- |
4.55KNew |
$977K - $1.2M
|
4.55K
$1.85M
|
|
|
May 11, 2023
Q1 2023
|
Benedict Financial Advisors Inc
|
BUY
|
- |
4.52K+ 351.24% |
$973K - $1.2M
|
5.81K
$2.36M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.4K+ 6.72% |
$947K - $1.16M
|
70K
$28.4M
|
|
|
May 02, 2023
Q1 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
4.37K+ 52.4% |
$940K - $1.16M
|
12.7K
$5.17M
|
|
|
Apr 19, 2023
Q1 2023
|
Manchester Financial Inc
|
BUY
|
- |
4.36K+ 485.51% |
$936K - $1.15M
|
5.25K
$2.13M
|
|
|
Apr 06, 2023
Q1 2023
|
Veracity Capital LLC
|
BUY
|
- |
4.33KNew |
$931K - $1.15M
|
4.33K
$1.76M
|
|
|
Apr 12, 2023
Q1 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
4.32KNew |
$929K - $1.14M
|
4.32K
$1.76M
|
|
|
Apr 22, 2024
Q1 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
4.28K+ 52.95% |
$919K - $1.13M
|
12.4K
$5.02M
|
|
|
May 05, 2023
Q1 2023
|
Carson Advisory Inc.
|
BUY
|
- |
4.26KNew |
$916K - $1.13M
|
4.26K
$1.73M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.23K+ 6.38% |
$908K - $1.12M
|
70.4K
$28.6M
|
|
|
May 15, 2023
Q1 2023
|
Steven Cohen
Point72 Asset Management, L.P. | Stamford, Ct
|
BUY
|
- |
4.2KNew |
$903K - $1.11M
|
4.2K
$1.71M
|
|
|
May 12, 2023
Q1 2023
|
Stamos Capital Partners, L.P.
Menlo Park, CA |
BUY
|
- |
4.2K+ 27.27% |
$903K - $1.11M
|
19.6K
$7.97M
|
|
|
Apr 28, 2023
Q1 2023
|
Sg Americas Securities, LLC
|
BUY
|
- |
4.1K+ 256.09% |
$882K - $1.08M
|
5.7K
$2.32M
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
4.09KNew |
$880K - $1.08M
|
4.09K
$1.66M
|
|
|
Apr 10, 2023
Q1 2023
|
Iam Advisory, LLC
|
BUY
|
- |
4.05KNew |
$871K - $1.07M
|
4.05K
$1.65M
|
|
|
May 10, 2023
Q1 2023
|
Washington Trust CO
|
BUY
|
- |
4.01K+ 100175.0% |
$862K - $1.06M
|
4.01K
$1.63M
|
|
|
Apr 28, 2023
Q1 2023
|
Wealth Trust Asset Management, LLC
Destin, FL |
BUY
|
- |
4.01KNew |
$861K - $1.06M
|
4.01K
$1.63M
|
|
|
May 15, 2023
Q1 2023
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
BUY
|
- |
3.96K+ 12.48% |
$851K - $1.05M
|
35.7K
$14.5M
|
|
|
Apr 20, 2023
Q1 2023
|
Perfromance Wealth Partners, LLC
|
BUY
|
- |
3.94K+ 36.98% |
$846K - $1.04M
|
14.6K
$5.93M
|