Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-14K- 55.81% |
$3.02M - $3.71M
|
11.1K
$4.13M
|
|
|
May 16, 2023
Q1 2023
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-14.4K- 12.68% |
$3.1M - $3.81M
|
99.2K
$36.9M
|
|
|
May 01, 2023
Q1 2023
|
Cutler Group LP
|
SELL
|
- |
-15.2K- 93.42% |
$3.26M - $4.01M
|
1.07K
$396K
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
SELL
|
- |
-15.3K- 0.84% |
$3.29M - $4.04M
|
1.81M
$673M
|
|
|
May 11, 2023
Q1 2023
|
Meitav Dash Investments LTD
|
SELL
|
- |
-15.4K- 20.28% |
$3.31M - $4.07M
|
60.5K
$22.5M
|
|
|
May 09, 2023
Q1 2023
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
SELL
|
- |
-15.5K- 32.31% |
$3.34M - $4.11M
|
32.5K
$12.1M
|
|
|
May 15, 2023
Q1 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-15.6K- 90.12% |
$3.35M - $4.12M
|
1.71K
$634K
|
|
|
Apr 11, 2023
Q1 2023
|
Gateway Investment Advisers LLC
|
SELL
|
- |
-16.6K- 8.99% |
$3.58M - $4.4M
|
168K
$62.6M
|
|
|
May 09, 2023
Q1 2023
|
California State Teachers Retirement System
West Sacramento, CA |
SELL
|
- |
-17.6K- 1.95% |
$3.78M - $4.65M
|
882K
$328M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17.7K- 2.71% |
$3.8M - $4.68M
|
636K
$236M
|
|
|
May 10, 2023
Q1 2023
|
Allstate Corp
Northbrook, IL |
SELL
|
- |
-17.7K- 90.51% |
$3.81M - $4.69M
|
1.86K
$691K
|
|
|
May 12, 2023
Q1 2023
|
Aviva PLC
|
SELL
|
- |
-17.9K- 15.02% |
$3.85M - $4.74M
|
101K
$37.7M
|
|
|
May 09, 2023
Q1 2023
|
Boston Partners
Boston, MA |
SELL
|
- |
-18.6K- 1.71% |
$4M - $4.92M
|
1.07M
$397M
|
|
|
May 10, 2023
Q1 2023
|
Tredje Ap Fonden
|
SELL
|
- |
-18.8K- 15.06% |
$4.03M - $4.96M
|
106K
$39.3M
|
|
|
Apr 12, 2023
Q1 2023
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-19.2K- 22.05% |
$4.13M - $5.08M
|
67.9K
$25.2M
|
|
|
May 03, 2023
Q1 2023
|
Calamos Advisors LLC
|
SELL
|
- |
-19.5K- 11.11% |
$4.2M - $5.17M
|
156K
$58M
|
|
|
Apr 11, 2023
Q1 2023
|
Umb Bank, N.A.
|
SELL
|
- |
-19.6K- 12.58% |
$4.21M - $5.18M
|
136K
$50.5M
|
|
|
May 15, 2023
Q1 2023
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-21.6K- 60.34% |
$4.64M - $5.71M
|
14.2K
$5.27M
|
|
|
May 11, 2023
Q1 2023
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-21.7K- 28.23% |
$4.68M - $5.75M
|
55.3K
$20.5M
|
|
|
May 09, 2023
Q1 2023
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-22.3K- 22.8% |
$4.8M - $5.9M
|
75.5K
$28.1M
|
|
|
Apr 14, 2023
Q1 2023
|
Chartwell Investment Partners, LLC
|
SELL
|
- |
-23.6K- 49.66% |
$5.08M - $6.25M
|
24K
$8.9M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer Asset Management Inc.
New York, NY |
SELL
|
- |
-25.2K- 43.91% |
$5.42M - $6.67M
|
32.2K
$12M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-25.3K- 0.38% |
$5.44M - $6.69M
|
6.58M
$2.45B
|
|
|
Apr 21, 2023
Q1 2023
|
Forsta Ap Fonden
Stockholm, V7 |
SELL
|
- |
-25.4K- 15.24% |
$5.46M - $6.72M
|
141K
$52.5M
|
|
|
May 15, 2023
Q1 2023
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-30K- 4.49% |
$6.45M - $7.93M
|
638K
$237M
|
|
|
May 12, 2023
Q1 2023
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-31.9K- 52.91% |
$6.86M - $8.44M
|
28.4K
$10.5M
|
|
|
May 15, 2023
Q1 2023
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
SELL
|
- |
-32.9K- 10.03% |
$7.08M - $8.71M
|
295K
$110M
|
|
|
May 03, 2023
Q1 2023
|
Polaris Wealth Advisory Group, LLC
|
SELL
|
- |
-33.5K- 96.73% |
$7.2M - $8.86M
|
1.13K
$421K
|
|
|
May 15, 2023
Q1 2023
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-34.1K- 0.97% |
$7.34M - $9.03M
|
3.49M
$1.3B
|
|
|
May 11, 2023
Q1 2023
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
SELL
|
- |
-34.7K- 65.18% |
$7.46M - $9.17M
|
18.5K
$6.88M
|
|
|
May 11, 2023
Q1 2023
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-37.6K- 12.86% |
$8.08M - $9.94M
|
255K
$94.6M
|
|
|
May 02, 2023
Q1 2023
|
Victory Capital Management Inc
|
SELL
|
- |
-37.7K- 12.92% |
$8.1M - $9.96M
|
254K
$94.3M
|
|
|
May 23, 2024
Q1 2023
|
Allen Mooney & Barnes Investment Advisors LLC
Thomasville, GA |
SELL
|
- |
-38.3K- 93.13% |
$8.23M - $10.1M
|
2.82K
$1.05M
|
|
|
May 12, 2023
Q1 2023
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-38.3K- 10.76% |
$8.24M - $10.1M
|
318K
$118M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-39.2K- 7.81% |
$8.43M - $10.4M
|
463K
$172M
|
|
|
Apr 28, 2023
Q1 2023
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-47.8K- 19.05% |
$10.3M - $12.7M
|
203K
$75.5M
|
|
|
May 15, 2023
Q1 2023
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-48.9K- 4.79% |
$10.5M - $12.9M
|
973K
$361M
|
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-50.7K- 5.73% |
$10.9M - $13.4M
|
834K
$310M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-52.1K- 2.79% |
$11.2M - $13.8M
|
1.82M
$675M
|
|
|
Apr 14, 2023
Q1 2023
|
Congress Wealth Management LLC
Boston, MA |
SELL
|
- |
-53K- 53.55% |
$11.4M - $14M
|
46K
$17.1M
|
|
|
May 03, 2023
Q1 2023
|
Foundry Partners, LLC
|
SELL
|
- |
-53.4K- 40.71% |
$11.5M - $14.1M
|
77.8K
$28.9M
|
|
|
May 17, 2023
Q1 2023
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-55.8K- 99.56% |
$12M - $14.8M
|
245
$91K
|
|
|
May 15, 2023
Q1 2023
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-55.9K- 0.8% |
$12M - $14.8M
|
6.94M
$2.58B
|
|
|
May 17, 2023
Q1 2023
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-56.8K- 50.32% |
$12.2M - $15M
|
56.1K
$20.8M
|
|
|
May 02, 2023
Q1 2023
|
New York State Common Retirement Fund
|
SELL
|
- |
-57K- 6.17% |
$12.2M - $15.1M
|
866K
$322M
|
|
|
May 15, 2023
Q1 2023
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-57.2K- 68.68% |
$12.3M - $15.1M
|
26.1K
$9.68M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-61.8K- 10.43% |
$13.3M - $16.3M
|
531K
$197M
|
|
|
May 15, 2023
Q1 2023
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-65.4K- 88.07% |
$14.1M - $17.3M
|
8.85K
$3.29M
|
|
|
Apr 24, 2023
Q1 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-71.4K- 14.76% |
$15.4M - $18.9M
|
412K
$153M
|
|
|
May 12, 2023
Q1 2023
|
Apg Asset Management N.V.
Amsterdam, P7 |
SELL
|
- |
-71.8K- 13.32% |
$15.4M - $19M
|
467K
$173M
|