Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Cynosure Management, LLC
Salt Lake City, UT |
SELL
|
- |
-1.82K- 50.5% |
$391K - $481K
|
1.78K
$662K
|
|
|
Apr 25, 2023
Q1 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-1.82K- 43.63% |
$392K - $482K
|
2.36K
$875K
|
|
|
May 12, 2023
Q1 2023
|
Crestwood Advisors Group LLC
|
SELL
|
- |
-1.84K- 9.5% |
$396K - $487K
|
17.5K
$6.51M
|
|
|
Dec 09, 2024
Q1 2023
|
Swedbank Ab
Stockholm, V7 |
SELL
|
- |
-1.87K- 0.67% |
$401K - $494K
|
276K
$102M
|
|
|
May 04, 2023
Q1 2023
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-1.88K- 11.17% |
$404K - $497K
|
14.9K
$5.55M
|
|
|
Aug 01, 2024
Q1 2023
|
Wr Wealth Planners, LLC
Columbia, MO |
SELL
|
- |
-1.89K- 19.68% |
$407K - $501K
|
7.72K
$2.87M
|
|
|
May 01, 2023
Q1 2023
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
SELL
|
- |
-1.95K- 11.42% |
$419K - $515K
|
15.1K
$5.61M
|
|
|
May 02, 2023
Q1 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-1.96K- 25.74% |
$421K - $518K
|
5.65K
$2.1M
|
|
|
Apr 28, 2023
Q1 2023
|
Van Hulzen Asset Management, LLC
|
SELL
|
- |
-2K- 63.62% |
$430K - $529K
|
1.14K
$425K
|
|
|
May 10, 2023
Q1 2023
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-2.02K- 14.98% |
$433K - $533K
|
11.4K
$4.25M
|
|
|
May 15, 2023
Q1 2023
|
Gluskin Sheff & Assoc Inc
Toronto, A6 |
SELL
|
- |
-2.05K- 6.96% |
$440K - $541K
|
27.3K
$10.2M
|
|
|
May 12, 2023
Q1 2023
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-2.12K- 24.16% |
$456K - $561K
|
6.66K
$2.47M
|
|
|
May 01, 2023
Q1 2023
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-2.16K- 24.7% |
$463K - $570K
|
6.57K
$2.44M
|
|
|
May 15, 2023
Q1 2023
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-2.17K- 2.37% |
$467K - $575K
|
89.7K
$33.3M
|
|
|
May 11, 2023
Q1 2023
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-2.2K- 2.11% |
$472K - $581K
|
102K
$37.9M
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-2.2K- 9.87% |
$473K - $582K
|
20.1K
$7.47M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.24K- 0.81% |
$481K - $592K
|
276K
$102M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.26K- 5.71% |
$485K - $597K
|
37.2K
$13.8M
|
|
|
Nov 13, 2023
Q1 2023
|
Td Waterhouse Canada Inc.
Toronto, A6 |
SELL
|
- |
-2.35K- 3.79% |
$504K - $620K
|
59.5K
$22.1M
|
|
|
May 08, 2023
Q1 2023
|
Twin Capital Management Inc
|
SELL
|
- |
-2.39K- 11.93% |
$514K - $633K
|
17.7K
$6.56M
|
|
|
May 09, 2023
Q1 2023
|
Minneapolis Portfolio Management Group, LLC
Minneapolis, MN |
SELL
|
- |
-2.42K- 1.63% |
$521K - $641K
|
146K
$54.2M
|
|
|
May 11, 2023
Q1 2023
|
Bowen Hanes & CO Inc
Atlanta, GA |
SELL
|
- |
-2.45K- 23.27% |
$527K - $648K
|
8.08K
$3M
|
|
|
May 15, 2023
Q1 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-2.52K- 18.36% |
$541K - $666K
|
11.2K
$4.16M
|
|
|
May 11, 2023
Q1 2023
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-2.57K- 5.79% |
$553K - $680K
|
41.8K
$15.5M
|
|
|
May 09, 2023
Q1 2023
|
Woodmont Investment Counsel LLC
Nashville, TN |
SELL
|
- |
-2.71K- 55.9% |
$583K - $717K
|
2.14K
$794K
|
|
|
May 10, 2023
Q1 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-2.79K- 27.93% |
$600K - $738K
|
7.2K
$2.67M
|
|
|
May 11, 2023
Q1 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-2.81K- 6.01% |
$605K - $744K
|
43.9K
$16.3M
|
|
|
May 15, 2023
Q1 2023
|
Gould Capital, LLC
|
SELL
|
- |
-2.84K- 20.26% |
$610K - $750K
|
11.2K
$4.15M
|
|
|
May 15, 2023
Q1 2023
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-2.86K- 4.72% |
$614K - $756K
|
57.6K
$21.4M
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-2.96K- 11.4% |
$636K - $783K
|
23K
$8.54M
|
|
|
Apr 03, 2023
Q1 2023
|
Stonebridge Capital Management Inc
Los Angeles, CA |
SELL
|
- |
-2.99K- 17.07% |
$643K - $791K
|
14.5K
$5.39M
|
|
|
Aug 14, 2024
Q1 2023
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-3.01K- 8.56% |
$648K - $797K
|
32.2K
$12M
|
|
|
Apr 17, 2023
Q1 2023
|
Jacobs & CO
|
SELL
|
- |
-3.04K- 6.66% |
$653K - $804K
|
42.6K
$15.8M
|
|
|
Apr 11, 2023
Q1 2023
|
Canandaigua National Bank & Trust CO
Canandaigua, NY |
SELL
|
- |
-3.13K- 16.19% |
$672K - $827K
|
16.2K
$6.01M
|
|
|
Apr 19, 2023
Q1 2023
|
Kg&L Capital Management,Llc
|
SELL
|
- |
-3.18K- 64.79% |
$683K - $841K
|
1.73K
$641K
|
|
|
May 03, 2023
Q1 2023
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-3.18K- 2.89% |
$685K - $842K
|
107K
$39.7M
|
|
|
Apr 24, 2023
Q1 2023
|
Amf Tjanstepension Ab
|
SELL
|
- |
-3.22K- 1.69% |
$692K - $852K
|
187K
$69.6M
|
|
|
Apr 26, 2023
Q1 2023
|
Rfp Financial Group LLC
Atlanta, GA |
SELL
|
- |
-3.28K- 79.59% |
$705K - $867K
|
841
$312K
|
|
|
Apr 17, 2023
Q1 2023
|
B.O.S.S. Retirement Advisors, LLC
Lehi, UT |
SELL
|
- |
-3.29K- 41.13% |
$708K - $871K
|
4.71K
$1.75M
|
|
|
May 12, 2023
Q1 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-3.31K- 3.05% |
$712K - $876K
|
105K
$39.2M
|
|
|
May 03, 2023
Q1 2023
|
Adell Harriman & Carpenter Inc
|
SELL
|
- |
-3.41K- 46.55% |
$732K - $901K
|
3.91K
$1.45M
|
|
|
May 11, 2023
Q1 2023
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-3.41K- 10.29% |
$733K - $901K
|
29.7K
$11M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-3.41K- 0.79% |
$733K - $901K
|
427K
$159M
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-3.42K- 8.7% |
$736K - $905K
|
35.9K
$13.3M
|
|
|
May 03, 2023
Q1 2023
|
Quantinno Capital Management LP
New York, NY |
SELL
|
- |
-3.47K- 16.63% |
$745K - $917K
|
17.4K
$6.45M
|
|
|
May 12, 2023
Q1 2023
|
Cadence Bank
Tupelo, MS |
SELL
|
- |
-3.48K- 77.35% |
$748K - $920K
|
1.02K
$378K
|
|
|
May 02, 2023
Q1 2023
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-3.58K- 3.56% |
$770K - $948K
|
97.1K
$36.1M
|
|
|
May 10, 2023
Q1 2023
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-3.61K- 99.12% |
$777K - $956K
|
32
$11.9K
|
|
|
Apr 10, 2023
Q1 2023
|
Paradiem, LLC
|
SELL
|
- |
-3.63K- 15.32% |
$780K - $959K
|
20.1K
$7.45M
|
|
|
Apr 26, 2023
Q1 2023
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-3.65K- 1.17% |
$785K - $966K
|
307K
$114M
|