Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Capital Group Investment Management Pte. Ltd.
Raffles Quay, U0 |
SELL
|
- |
-3.78K- 13.19% |
$813K - $1M
|
24.9K
$9.25M
|
|
|
May 15, 2023
Q1 2023
|
Stephens Inc
|
SELL
|
- |
-3.83K- 4.94% |
$824K - $1.01M
|
73.8K
$27.4M
|
|
|
May 11, 2023
Q1 2023
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-3.91K- 5.94% |
$840K - $1.03M
|
61.8K
$23M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-3.99K- 22.67% |
$857K - $1.05M
|
13.6K
$5.05M
|
|
|
May 12, 2023
Q1 2023
|
Kinloch Capital, LLC
Glen Allen, VA |
SELL
|
- |
-4.02K- 26.64% |
$863K - $1.06M
|
11.1K
$4.11M
|
|
|
May 04, 2023
Q1 2023
|
Washington Trust CO
|
SELL
|
- |
-4.03K- 99.9% |
$867K - $1.07M
|
4
$1.49K
|
|
|
Apr 18, 2023
Q1 2023
|
First Hawaiian Bank
|
SELL
|
- |
-4.13K- 45.15% |
$888K - $1.09M
|
5.02K
$1.86M
|
|
|
May 04, 2023
Q1 2023
|
Neirg Wealth Management, LLC
|
SELL
|
- |
-4.19K- 36.1% |
$901K - $1.11M
|
7.42K
$2.75M
|
|
|
May 04, 2023
Q1 2023
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-4.2K- 13.86% |
$903K - $1.11M
|
26.1K
$9.69M
|
|
|
May 12, 2023
Q1 2023
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
SELL
|
- |
-4.3K- 50.79% |
$925K - $1.14M
|
4.17K
$1.55M
|
|
|
Apr 12, 2023
Q1 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-4.36K- 3.11% |
$938K - $1.15M
|
136K
$50.5M
|
|
|
May 12, 2023
Q1 2023
|
Independent Advisor Alliance
|
SELL
|
- |
-4.39K- 6.74% |
$944K - $1.16M
|
60.7K
$22.6M
|
|
|
May 05, 2023
Q1 2023
|
Wesleyan Assurance Society
Birmingham, X0 |
SELL
|
- |
-4.47K- 3.77% |
$961K - $1.18M
|
114K
$42.4M
|
|
|
Apr 27, 2023
Q1 2023
|
Roman Butler Fullerton & CO
|
SELL
|
- |
-4.47K- 49.81% |
$962K - $1.18M
|
4.51K
$1.67M
|
|
|
May 08, 2023
Q1 2023
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-4.58K- 5.11% |
$984K - $1.21M
|
84.9K
$31.5M
|
|
|
May 04, 2023
Q1 2023
|
Treasurer Of The State Of North Carolina
|
SELL
|
- |
-4.62K- 1.97% |
$992K - $1.22M
|
230K
$85.4M
|
|
|
May 01, 2023
Q1 2023
|
Heritage Investors Management Corp
|
SELL
|
- |
-4.65K- 2.88% |
$1M - $1.23M
|
157K
$58.2M
|
|
|
May 15, 2023
Q1 2023
|
Westchester Capital Management, Inc.
Omaha, NE |
SELL
|
- |
-4.68K- 6.37% |
$1.01M - $1.24M
|
68.7K
$25.5M
|
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4.78K- 89.54% |
$1.03M - $1.26M
|
558
$207K
|
|
|
Apr 13, 2023
Q1 2023
|
Spinnaker Trust
|
SELL
|
- |
-4.78K- 17.24% |
$1.03M - $1.26M
|
22.9K
$8.52M
|
|
|
May 12, 2023
Q1 2023
|
Sandhill Capital Partners LLC
Buffalo, NY |
SELL
|
- |
-4.79K- 20.31% |
$1.03M - $1.27M
|
18.8K
$6.98M
|
|
|
May 01, 2023
Q1 2023
|
Knights Of Columbus Asset Advisors LLC
New Haven, CT |
SELL
|
- |
-4.83K- 19.1% |
$1.04M - $1.28M
|
20.5K
$7.6M
|
|
|
May 15, 2023
Q1 2023
|
Delos Wealth Advisors, LLC
Dallas, TX |
SELL
|
- |
-4.96K- 83.11% |
$1.07M - $1.31M
|
1.01K
$374K
|
|
|
May 15, 2023
Q1 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.97K- 3.07% |
$1.07M - $1.32M
|
157K
$58.4M
|
|
|
May 08, 2023
Q1 2023
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-5.12K- 6.62% |
$1.1M - $1.35M
|
72.2K
$26.8M
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-5.29K- 36.43% |
$1.14M - $1.4M
|
9.23K
$3.43M
|
|
|
May 09, 2023
Q1 2023
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-5.37K- 5.87% |
$1.15M - $1.42M
|
86.2K
$32M
|
|
|
May 12, 2023
Q1 2023
|
Teacher Retirement System Of Texas
Austin, TX |
SELL
|
- |
-5.55K- 2.85% |
$1.19M - $1.47M
|
189K
$70.2M
|
|
|
May 15, 2023
Q1 2023
|
Buckingham Strategic Partners
Saint Louis, MO |
SELL
|
- |
-5.85K- 71.93% |
$1.26M - $1.55M
|
2.28K
$848K
|
|
|
Apr 11, 2023
Q1 2023
|
Consolidated Capital Management, LLC
|
SELL
|
- |
-5.93K- 21.08% |
$1.28M - $1.57M
|
22.2K
$8.25M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-5.99K- 16.48% |
$1.29M - $1.59M
|
30.4K
$11.3M
|
|
|
Apr 28, 2023
Q1 2023
|
Townsend Asset Management Corp
|
SELL
|
- |
-6K- 74.84% |
$1.29M - $1.59M
|
2.02K
$748K
|
|
|
May 15, 2023
Q1 2023
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-6.07K- 1.41% |
$1.3M - $1.6M
|
426K
$158M
|
|
|
May 15, 2023
Q1 2023
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-6.09K- 20.74% |
$1.31M - $1.61M
|
23.3K
$8.65M
|
|
|
Apr 26, 2023
Q1 2023
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-6.25K- 22.9% |
$1.34M - $1.65M
|
21.1K
$7.82M
|
|
|
May 15, 2023
Q1 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-6.26K- 1.98% |
$1.35M - $1.66M
|
310K
$115M
|
|
|
Dec 19, 2023
Q1 2023
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-6.26K- 1.98% |
$1.35M - $1.66M
|
310K
$115M
|
|
|
Apr 27, 2023
Q1 2023
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-6.37K- 0.35% |
$1.37M - $1.68M
|
1.82M
$676M
|
|
|
May 03, 2023
Q1 2023
|
Agf Management LTD
Toronto Ontario Canada, A6 |
SELL
|
- |
-6.38K- 45.1% |
$1.37M - $1.69M
|
7.77K
$2.88M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.4K- 1.97% |
$1.38M - $1.69M
|
318K
$118M
|
|
|
May 02, 2023
Q1 2023
|
Financial Counselors Inc
|
SELL
|
- |
-6.45K- 3.44% |
$1.39M - $1.71M
|
181K
$67.2M
|
|
|
May 05, 2023
Q1 2023
|
Community Bank Of Raymore
|
SELL
|
- |
-6.48K- 10.41% |
$1.39M - $1.72M
|
55.8K
$20.7M
|
|
|
May 12, 2023
Q1 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-6.56K- 79.85% |
$1.41M - $1.74M
|
1.66K
$615K
|
|
|
May 15, 2023
Q1 2023
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-6.65K- 3.45% |
$1.43M - $1.76M
|
186K
$69.2M
|
|
|
Aug 06, 2024
Q1 2023
|
Hantz Financial Services, Inc.
|
SELL
|
- |
-6.72K- 13.95% |
$1.44M - $1.78M
|
41.4K
$15.4M
|
|
|
May 12, 2023
Q1 2023
|
Uss Investment Management LTD
|
SELL
|
- |
-6.75K- 5.79% |
$1.45M - $1.79M
|
110K
$40.8M
|
|
|
May 02, 2023
Q1 2023
|
Lee Danner & Bass Inc
|
SELL
|
- |
-6.87K- 12.0% |
$1.48M - $1.82M
|
50.3K
$18.7M
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-6.89K- 31.61% |
$1.48M - $1.82M
|
14.9K
$5.54M
|
|
|
May 08, 2023
Q1 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
SELL
|
- |
-6.94K- 88.63% |
$1.49M - $1.84M
|
890
$331K
|
|
|
May 02, 2023
Q1 2023
|
Yousif Capital Management, LLC
|
SELL
|
- |
-7.08K- 5.83% |
$1.52M - $1.87M
|
114K
$42.4M
|