Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
72.3K+ 5.87% |
$15.5M - $19.1M
|
1.3M
$530M
|
|
|
May 15, 2023
Q1 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
72.2K+ 441.17% |
$15.5M - $19.1M
|
88.5K
$36M
|
|
|
Jul 11, 2023
Q1 2023
|
Virginia Retirement Systems Et Al
Richmond, VA |
BUY
|
- |
71.3K+ 82.92% |
$15.3M - $18.9M
|
157K
$63.9M
|
|
|
May 10, 2023
Q1 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
70.8K+ 7.71% |
$15.2M - $18.7M
|
989K
$402M
|
|
|
May 04, 2023
Q1 2023
|
Kbc Group Nv
|
BUY
|
- |
64.2K+ 130.04% |
$13.8M - $17M
|
114K
$46.1M
|
|
|
May 11, 2023
Q1 2023
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
63.6K+ 42.75% |
$13.7M - $16.8M
|
212K
$86.3M
|
|
|
Aug 02, 2023
Q1 2023
|
Strs Ohio
|
BUY
|
- |
63.2K+ 20.15% |
$13.6M - $16.7M
|
377K
$153M
|
|
|
May 12, 2023
Q1 2023
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
BUY
|
- |
61.5K+ 1249.33% |
$13.2M - $16.3M
|
66.4K
$27M
|
|
|
May 12, 2023
Q1 2023
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
60.5K+ 2017333.38% |
$13M - $16M
|
60.5K
$24.6M
|
|
|
May 09, 2023
Q1 2023
|
Altshuler Shaham LTD
|
BUY
|
- |
60.3K+ 6.98% |
$13M - $16M
|
924K
$376M
|
|
|
May 02, 2023
Q1 2023
|
Ariose Capital Management LTD
Central, Hong Kong, K3 |
BUY
|
- |
54KNew |
$11.6M - $14.3M
|
54K
$21.9M
|
|
|
May 11, 2023
Q1 2023
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
53.3K+ 55.6% |
$11.5M - $14.1M
|
149K
$60.6M
|
|
|
May 03, 2023
Q1 2023
|
Mizuho Markets Americas LLC
|
BUY
|
- |
52.1K+ 83.72% |
$11.2M - $13.8M
|
114K
$46.5M
|
|
|
May 15, 2023
Q1 2023
|
Avalon Investment & Advisory
Houston, TX |
BUY
|
- |
50.3K+ 1849.3% |
$10.8M - $13.3M
|
53.1K
$21.6M
|
|
|
Apr 24, 2023
Q1 2023
|
Fifth Third Bancorp
|
BUY
|
- |
48.8K+ 13.36% |
$10.5M - $12.9M
|
414K
$168M
|
|
|
May 11, 2023
Q1 2023
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
BUY
|
- |
47.7K+ 6.04% |
$10.3M - $12.6M
|
839K
$341M
|
|
|
May 12, 2023
Q1 2023
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
47.2K+ 19.74% |
$10.1M - $12.5M
|
286K
$116M
|
|
|
May 01, 2023
Q1 2023
|
Main Street Research LLC
Sausalito, CA |
BUY
|
- |
46.8K+ 677.35% |
$10.1M - $12.4M
|
53.7K
$21.8M
|
|
|
Apr 14, 2023
Q1 2023
|
Dakota Wealth Management
|
BUY
|
- |
46.1K+ 227.11% |
$9.91M - $12.2M
|
66.4K
$27M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
46K+ 25.42% |
$9.9M - $12.2M
|
227K
$92.3M
|
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
45.5K+ 10.71% |
$9.77M - $12M
|
470K
$191M
|
|
|
May 15, 2023
Q1 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
44.7KNew |
$9.61M - $11.8M
|
44.7K
$18.2M
|
|
|
Mar 07, 2024
Q1 2023
|
Willis Investment Counsel
Gainesville, GA |
BUY
|
- |
43.9K+ 46.71% |
$9.44M - $11.6M
|
138K
$56M
|
|
|
May 02, 2023
Q1 2023
|
Lsv Asset Management
Chicago, IL |
BUY
|
- |
42.5K+ 10625.0% |
$9.14M - $11.2M
|
42.9K
$17.4M
|
|
|
May 15, 2023
Q1 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
42.2KNew |
$9.07M - $11.2M
|
42.2K
$17.2M
|
|
|
May 11, 2023
Q1 2023
|
M&T Bank Corp
|
BUY
|
- |
42K+ 17.62% |
$9.04M - $11.1M
|
281K
$114M
|
|
|
May 08, 2023
Q1 2023
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
BUY
|
- |
41.2K+ 6.15% |
$8.86M - $10.9M
|
711K
$289M
|
|
|
May 12, 2023
Q1 2023
|
Marvin & Palmer Associates Inc
Wilmington, DE |
BUY
|
- |
40.4KNew |
$8.69M - $10.7M
|
40.4K
$16.4M
|
|
|
May 01, 2023
Q1 2023
|
Stillwater Capital Advisors, LLC
|
BUY
|
- |
40.1KNew |
$8.62M - $10.6M
|
40.1K
$16.3M
|
|
|
May 10, 2023
Q1 2023
|
Freemont Management S.A.
|
BUY
|
- |
40KNew |
$8.6M - $10.6M
|
40K
$16.3M
|
|
|
May 12, 2023
Q1 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
40KNew |
$8.6M - $10.6M
|
40K
$16.3M
|
|
|
May 15, 2023
Q1 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
39.4KNew |
$8.47M - $10.4M
|
39.4K
$16M
|
|
|
Apr 26, 2023
Q1 2023
|
Employees Retirement System Of Texas
|
BUY
|
- |
39.1K+ 39.43% |
$8.4M - $10.3M
|
138K
$56.2M
|
|
|
Apr 28, 2023
Q1 2023
|
Main Street Investment Advisors LLC
|
BUY
|
- |
38.8KNew |
$8.35M - $10.3M
|
38.8K
$15.8M
|
|
|
Apr 11, 2023
Q1 2023
|
Massmutual Trust CO Fsb
|
BUY
|
- |
37.5K+ 157.56% |
$8.06M - $9.92M
|
61.3K
$24.9M
|
|
|
May 08, 2023
Q1 2023
|
Clari Vest Asset Management LLC
San Diego, CA |
BUY
|
- |
37.3KNew |
$8.02M - $9.86M
|
37.3K
$15.2M
|
|
|
May 15, 2023
Q1 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
36.9K+ 6824.21% |
$7.94M - $9.77M
|
37.5K
$15.2M
|
|
|
May 08, 2023
Q1 2023
|
Bnp Paribas Asset Management Holding S.A.
|
BUY
|
- |
35.6K+ 30.95% |
$7.66M - $9.42M
|
151K
$61.3M
|
|
|
May 12, 2023
Q1 2023
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
35.6K+ 4.43% |
$7.65M - $9.42M
|
840K
$341M
|
|
|
Apr 28, 2023
Q1 2023
|
Abrdn PLC
|
BUY
|
- |
35.5K+ 11.34% |
$7.63M - $9.39M
|
349K
$142M
|
|
|
Jun 20, 2024
Q1 2023
|
Abrdn PLC
|
BUY
|
- |
35.5K+ 11.34% |
$7.63M - $9.39M
|
349K
$142M
|
|
|
May 15, 2023
Q1 2023
|
Point72 Middle East Fze
Stamford, CT |
BUY
|
- |
35.5KNew |
$7.62M - $9.38M
|
35.5K
$14.4M
|
|
|
May 15, 2023
Q1 2023
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
34.8K+ 99.38% |
$7.48M - $9.2M
|
69.8K
$28.3M
|
|
|
May 01, 2023
Q1 2023
|
Texas Permanent School Fund
Austin, TX |
BUY
|
- |
34.6K+ 46.74% |
$7.43M - $9.14M
|
108K
$44.1M
|
|
|
May 10, 2023
Q1 2023
|
Capula Management LTD
Grand Cayman, E9 |
BUY
|
- |
32.7K+ 318.6% |
$7.04M - $8.66M
|
43K
$17.5M
|
|
|
May 02, 2023
Q1 2023
|
Pacer Advisors, Inc.
Malvern, PA |
BUY
|
- |
32.5K+ 1486.81% |
$6.98M - $8.59M
|
34.7K
$14.1M
|
|
|
May 15, 2023
Q1 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
BUY
|
- |
31.5KNew |
$6.77M - $8.33M
|
31.5K
$12.8M
|
|
|
May 11, 2023
Q1 2023
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
30.6K+ 19.08% |
$6.58M - $8.09M
|
191K
$77.6M
|
|
|
May 08, 2023
Q1 2023
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
BUY
|
- |
30.5K+ 15.0% |
$6.57M - $8.08M
|
234K
$95.2M
|
|
|
Sep 25, 2023
Q1 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
BUY
|
- |
30K+ 2069.4% |
$6.46M - $7.94M
|
31.5K
$12.8M
|