Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.59K+ 2.73% |
$341K - $419K
|
59.6K
$24.2M
|
|
|
May 12, 2023
Q1 2023
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
1.58K+ 1.18% |
$340K - $419K
|
136K
$55.1M
|
|
|
Apr 24, 2023
Q1 2023
|
Qcm Cayman, Ltd.
|
BUY
|
- |
1.55KNew |
$334K - $411K
|
1.55K
$632K
|
|
|
Apr 13, 2023
Q1 2023
|
Leavell Investment Management, Inc.
|
BUY
|
- |
1.55K+ 13.42% |
$334K - $411K
|
13.1K
$5.33M
|
|
|
May 15, 2023
Q1 2023
|
Mid West One Financial Group, Inc.
Iowa City, IA |
BUY
|
- |
1.54K+ 25.07% |
$330K - $406K
|
7.66K
$3.11M
|
|
|
May 10, 2023
Q1 2023
|
Pictet Asset Management Sa
Geneva 73, V8 |
BUY
|
- |
1.52K+ 0.61% |
$327K - $402K
|
252K
$103M
|
|
|
May 19, 2023
Q1 2023
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
1.51KNew |
$325K - $400K
|
1.51K
$614K
|
|
|
May 09, 2023
Q1 2023
|
Foster & Motley Inc
Cincinnati, OH |
BUY
|
- |
1.51K+ 11.65% |
$324K - $399K
|
14.5K
$5.87M
|
|
|
May 10, 2023
Q1 2023
|
Citizens Financial Group Inc
|
BUY
|
- |
1.51K+ 25.33% |
$324K - $399K
|
7.46K
$3.03M
|
|
|
May 15, 2023
Q1 2023
|
C2 C Wealth Management, LLC
|
BUY
|
- |
1.51KNew |
$324K - $398K
|
1.51K
$612K
|
|
|
May 11, 2023
Q1 2023
|
Tokio Marine Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.47K+ 16.71% |
$316K - $389K
|
10.3K
$4.18M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.46K+ 3.91% |
$313K - $385K
|
38.7K
$15.7M
|
|
|
May 10, 2023
Q1 2023
|
Mai Capital Management
|
BUY
|
- |
1.44K+ 11.71% |
$309K - $380K
|
13.7K
$5.57M
|
|
|
May 15, 2023
Q1 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
BUY
|
- |
1.43K+ 1.56% |
$308K - $379K
|
93.3K
$37.9M
|
|
|
May 11, 2023
Q1 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
1.42KNew |
$306K - $377K
|
1.42K
$579K
|
|
|
May 08, 2023
Q1 2023
|
Weil Company, Inc.
|
BUY
|
- |
1.42KNew |
$306K - $376K
|
1.42K
$578K
|
|
|
May 15, 2023
Q1 2023
|
Northcape Wealth Management, LLC
Williamsville, NY |
BUY
|
- |
1.42KNew |
$306K - $376K
|
1.42K
$578K
|
|
|
Apr 24, 2023
Q1 2023
|
Machina Capital S.A.S.
Paris, I0 |
BUY
|
- |
1.42KNew |
$304K - $375K
|
1.42K
$575K
|
|
|
Apr 25, 2023
Q1 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
1.4K+ 17.05% |
$301K - $371K
|
9.63K
$3.91M
|
|
|
Apr 28, 2023
Q1 2023
|
State Of Michigan Retirement System
|
BUY
|
- |
1.4K+ 0.99% |
$301K - $370K
|
143K
$58.1M
|
|
|
May 04, 2023
Q1 2023
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
1.4K+ 1.24% |
$300K - $369K
|
114K
$46.2M
|
|
|
May 03, 2023
Q1 2023
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
1.38KNew |
$296K - $365K
|
1.38K
$560K
|
|
|
May 12, 2023
Q1 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
1.36KNew |
$292K - $359K
|
1.36K
$552K
|
|
|
Apr 24, 2023
Q1 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
1.35K+ 15.03% |
$291K - $358K
|
10.3K
$4.21M
|
|
|
May 08, 2023
Q1 2023
|
Charter Research & Investment Group, Inc.
Southport, CT |
BUY
|
- |
1.33K+ 39.21% |
$287K - $353K
|
4.73K
$1.92M
|
|
|
Jun 07, 2023
Q1 2023
|
Sweeney & Michel, LLC
Chico, CA |
BUY
|
- |
1.33KNew |
$286K - $352K
|
1.33K
$540K
|
|
|
Apr 07, 2023
Q1 2023
|
Diversified Trust CO
|
BUY
|
- |
1.32K+ 16.25% |
$284K - $350K
|
9.46K
$3.85M
|
|
|
May 12, 2023
Q1 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.32K+ 0.41% |
$284K - $349K
|
321K
$130M
|
|
|
Apr 28, 2023
Q1 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
1.3K+ 13.19% |
$280K - $345K
|
11.2K
$4.55M
|
|
|
May 09, 2023
Q1 2023
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
BUY
|
- |
1.3K+ 102.52% |
$280K - $344K
|
2.57K
$1.05M
|
|
|
May 12, 2023
Q1 2023
|
Quintet Private Bank (Europe) S.A.
Luxembourg, N4 |
BUY
|
- |
1.3KNew |
$280K - $344K
|
1.3K
$529K
|
|
|
May 03, 2023
Q1 2023
|
Gyroscope Capital Management Group, LLC
|
BUY
|
- |
1.3KNew |
$280K - $344K
|
1.3K
$528K
|
|
|
May 15, 2023
Q1 2023
|
Capital Fund Management S.A.
Paris, I0 |
BUY
|
- |
1.29K+ 1.47% |
$277K - $341K
|
89.2K
$36.2M
|
|
|
Apr 14, 2023
Q1 2023
|
Green Square Capital Advisors LLC
|
BUY
|
- |
1.29KNew |
$277K - $340K
|
1.29K
$523K
|
|
|
Jul 14, 2023
Q1 2023
|
Vanguard Group Inc
Valley Forge, PA |
BUY
|
- |
1.29K+ 0.0% |
$277K - $340K
|
49.1M
$20B
|
|
|
Apr 28, 2023
Q1 2023
|
Aia Group LTD
Hong Kong, K3 |
BUY
|
- |
1.27K+ 19.5% |
$274K - $337K
|
7.81K
$3.17M
|
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.26K+ 3.12% |
$270K - $333K
|
41.6K
$16.9M
|
|
|
May 15, 2023
Q1 2023
|
Gallagher Fiduciary Advisors, LLC
Rolling Meadows, IL |
BUY
|
- |
1.22KNew |
$263K - $324K
|
1.22K
$497K
|
|
|
May 11, 2023
Q1 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
1.21K+ 8.13% |
$260K - $320K
|
16.1K
$6.54M
|
|
|
Apr 26, 2023
Q1 2023
|
Pinnacle Wealth Management Group, Inc.
|
BUY
|
- |
1.2KNew |
$258K - $317K
|
1.2K
$488K
|
|
|
Apr 18, 2023
Q1 2023
|
Willis Investment Counsel
Gainesville, GA |
BUY
|
- |
1.19K+ 0.87% |
$255K - $314K
|
138K
$56M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.18K+ 0.28% |
$255K - $313K
|
432K
$175M
|
|
|
May 12, 2023
Q1 2023
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
1.18K+ 1.5% |
$254K - $312K
|
80.1K
$32.5M
|
|
|
May 12, 2023
Q1 2023
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
1.17KNew |
$251K - $309K
|
1.17K
$475K
|
|
|
Aug 14, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
1.16K+ 0.72% |
$250K - $307K
|
162K
$65.9M
|
|
|
Oct 09, 2024
Q1 2023
|
Cladis Investment Advisory, LLC
Billings, MT |
BUY
|
- |
1.16K+ 27.48% |
$249K - $306K
|
5.37K
$2.18M
|
|
|
May 08, 2023
Q1 2023
|
Evoke Wealth, LLC
|
BUY
|
- |
1.15KNew |
$247K - $304K
|
1.15K
$467K
|
|
|
May 12, 2023
Q1 2023
|
Oxford Financial Group LTD
Indianapolis, IN |
BUY
|
- |
1.14KNew |
$246K - $302K
|
1.14K
$465K
|
|
|
May 12, 2023
Q1 2023
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
1.14K+ 10.5% |
$245K - $302K
|
12K
$4.88M
|
|
|
May 18, 2023
Q1 2023
|
Harvest Portfolios Group Inc.
Oakville, A6 |
BUY
|
- |
1.14K+ 1.68% |
$245K - $302K
|
69.1K
$28.1M
|