Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2023
Q1 2023
|
Gouws Capital LLC
|
BUY
|
- |
533+ 5.52% |
$115K - $141K
|
10.2K
$4.14M
|
|
|
May 12, 2023
Q1 2023
|
Fund Management At Engine No. 1 LLC
San Francisco, CA |
BUY
|
- |
528+ 3.4% |
$114K - $140K
|
16.1K
$6.53M
|
|
|
May 15, 2023
Q1 2023
|
Silvercrest Asset Management Group LLC
New York, NY |
BUY
|
- |
513+ 3.22% |
$110K - $136K
|
16.4K
$6.67M
|
|
|
Apr 17, 2023
Q1 2023
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
512+ 16.52% |
$110K - $135K
|
3.61K
$1.47M
|
|
|
May 15, 2023
Q1 2023
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
506+ 16.62% |
$109K - $134K
|
3.55K
$1.44M
|
|
|
May 04, 2023
Q1 2023
|
Hyman Charles D
|
BUY
|
- |
504+ 0.31% |
$108K - $133K
|
161K
$65.3M
|
|
|
Apr 13, 2023
Q1 2023
|
Accurate Wealth Management, LLC
|
BUY
|
- |
501+ 13.87% |
$108K - $133K
|
4.11K
$1.67M
|
|
|
Apr 20, 2023
Q1 2023
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
500+ 14.0% |
$108K - $132K
|
4.07K
$1.65M
|
|
|
May 03, 2023
Q1 2023
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
498+ 13.3% |
$107K - $132K
|
4.24K
$1.72M
|
|
|
Apr 27, 2023
Q1 2023
|
Mastrapasqua Asset Management Inc
|
BUY
|
- |
490+ 1.07% |
$105K - $130K
|
46.5K
$18.9M
|
|
|
May 04, 2023
Q1 2023
|
Capital Wealth Planning, LLC
|
BUY
|
- |
490+ 13.1% |
$105K - $130K
|
4.23K
$1.72M
|
|
|
May 15, 2023
Q1 2023
|
Liberty One Investment Management, LLC
|
BUY
|
- |
487+ 4.43% |
$105K - $129K
|
11.5K
$4.66M
|
|
|
May 12, 2023
Q1 2023
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
485+ 20.17% |
$104K - $128K
|
2.89K
$1.17M
|
|
|
Apr 26, 2023
Q1 2023
|
Lindbrook Capital, LLC
|
BUY
|
- |
476+ 11.45% |
$102K - $126K
|
4.63K
$1.88M
|
|
|
Apr 25, 2023
Q1 2023
|
Peterson Financial Group, Inc.
|
BUY
|
- |
474+ 37.41% |
$102K - $125K
|
1.74K
$708K
|
|
|
May 03, 2023
Q1 2023
|
Rollins Financial
|
BUY
|
- |
470+ 34.11% |
$101K - $124K
|
1.85K
$751K
|
|
|
May 09, 2023
Q1 2023
|
Nicolet Bankshares Inc
Green Bay, WI |
BUY
|
- |
465+ 16.45% |
$100K - $123K
|
3.29K
$1.34M
|
|
|
May 12, 2023
Q1 2023
|
Jackson Wealth Management, LLC
|
BUY
|
- |
457+ 23.23% |
$98.3K - $121K
|
2.42K
$985K
|
|
|
May 15, 2023
Q1 2023
|
Warren Averett Asset Management, LLC
Birmingham, AL |
BUY
|
- |
456+ 10.8% |
$98K - $121K
|
4.68K
$1.9M
|
|
|
Apr 24, 2023
Q1 2023
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
454+ 23.86% |
$97.6K - $120K
|
2.36K
$958K
|
|
|
Jan 02, 2024
Q1 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
451+ 4.5% |
$97K - $119K
|
10.5K
$4.25M
|
|
|
May 05, 2023
Q1 2023
|
Destination Wealth Management
|
BUY
|
- |
448+ 48.75% |
$96.3K - $119K
|
1.37K
$556K
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
446New |
$95.9K - $118K
|
446
$181K
|
|
|
May 12, 2023
Q1 2023
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
446+ 5.14% |
$95.9K - $118K
|
9.13K
$3.71M
|
|
|
May 11, 2023
Q1 2023
|
Essex Financial Services, Inc.
|
BUY
|
- |
444+ 3.75% |
$95.5K - $117K
|
12.3K
$5M
|
|
|
May 04, 2023
Q1 2023
|
Cable Hill Partners, LLC
Portland, OR |
BUY
|
- |
443+ 42.93% |
$95.2K - $117K
|
1.48K
$599K
|
|
|
May 08, 2023
Q1 2023
|
Tbh Global Asset Management, LLC
Brentwood, TN |
BUY
|
- |
439+ 25.19% |
$94.4K - $116K
|
2.18K
$887K
|
|
|
May 02, 2023
Q1 2023
|
Waldron Private Wealth LLC
|
BUY
|
- |
438+ 4.8% |
$94.2K - $116K
|
9.56K
$3.88M
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
433+ 15.07% |
$93.1K - $115K
|
3.31K
$1.34M
|
|
|
May 04, 2023
Q1 2023
|
Nordwand Advisors, LLC
Radnor, PA |
BUY
|
- |
420New |
$90.3K - $111K
|
420
$171K
|
|
|
May 15, 2023
Q1 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
415+ 1.88% |
$89.2K - $110K
|
22.5K
$9.14M
|
|
|
Apr 26, 2023
Q1 2023
|
Rooted Wealth Advisors, Inc.
Bourbonnais, IL |
BUY
|
- |
413+ 15.06% |
$88.8K - $109K
|
3.16K
$1.28M
|
|
|
Apr 20, 2023
Q1 2023
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
410+ 31.11% |
$88.2K - $108K
|
1.73K
$702K
|
|
|
Apr 17, 2023
Q1 2023
|
Ignite Planners, LLC
|
BUY
|
- |
406+ 4.31% |
$87.3K - $107K
|
9.83K
$4M
|
|
|
May 09, 2023
Q1 2023
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
405+ 14.91% |
$87.1K - $107K
|
3.12K
$1.27M
|
|
|
Apr 26, 2023
Q1 2023
|
Arlington Partners LLC
|
BUY
|
- |
403+ 1060.53% |
$86.6K - $107K
|
441
$179K
|
|
|
May 10, 2023
Q1 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
402+ 3.69% |
$86.4K - $106K
|
11.3K
$4.59M
|
|
|
Sep 27, 2024
Q1 2023
|
Jarislowsky, Fraser LTD
|
BUY
|
- |
392+ 55.6% |
$84.3K - $104K
|
1.1K
$446K
|
|
|
Apr 17, 2023
Q1 2023
|
Manning & Napier Group, LLC
|
BUY
|
- |
389+ 0.28% |
$83.6K - $103K
|
140K
$57M
|
|
|
May 10, 2023
Q1 2023
|
Tilia Fiduciary Partners, Inc.
|
BUY
|
- |
386+ 46.79% |
$83K - $102K
|
1.21K
$492K
|
|
|
May 11, 2023
Q1 2023
|
Highland Capital Management, LLC
|
BUY
|
- |
382+ 1.73% |
$82.1K - $101K
|
22.5K
$9.15M
|
|
|
Apr 12, 2023
Q1 2023
|
Baker Tilly Wealth Management, LLC
|
BUY
|
- |
380+ 8.28% |
$81.7K - $101K
|
4.97K
$2.02M
|
|
|
May 15, 2023
Q1 2023
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
380+ 17.89% |
$81.7K - $101K
|
2.5K
$1.02M
|
|
|
Apr 07, 2023
Q1 2023
|
Thrive Wealth Management, LLC
|
BUY
|
- |
374+ 30.11% |
$80.4K - $98.9K
|
1.62K
$657K
|
|
|
Apr 25, 2023
Q1 2023
|
Parallel Advisors, LLC
|
BUY
|
- |
374+ 5.37% |
$80.4K - $98.9K
|
7.34K
$2.98M
|
|
|
May 15, 2023
Q1 2023
|
Coldstream Capital Management Inc
|
BUY
|
- |
372+ 3.06% |
$80K - $98.4K
|
12.5K
$5.09M
|
|
|
May 01, 2023
Q1 2023
|
Pds Planning, Inc
|
BUY
|
- |
371+ 21.65% |
$79.8K - $98.1K
|
2.09K
$847K
|
|
|
Apr 17, 2023
Q1 2023
|
Czech National Bank
Prague, 2N |
BUY
|
- |
368+ 0.6% |
$79.1K - $97.4K
|
61.3K
$24.9M
|
|
|
May 08, 2023
Q1 2023
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
368+ 1.69% |
$79.1K - $97.4K
|
22.2K
$9.01M
|
|
|
Apr 06, 2023
Q1 2023
|
Parsec Financial Management, Inc.
|
BUY
|
- |
367+ 5.79% |
$78.9K - $97.1K
|
6.7K
$2.72M
|