Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
830+ 43.18% |
$178K - $220K
|
2.75K
$1.12M
|
|
|
Apr 11, 2023
Q1 2023
|
Chicago Trust CO Na
|
BUY
|
- |
820+ 27.48% |
$176K - $217K
|
3.8K
$1.55M
|
|
|
May 11, 2023
Q1 2023
|
Qtron Investments LLC
Boston, MA |
BUY
|
- |
810+ 13.21% |
$174K - $214K
|
6.94K
$2.82M
|
|
|
Apr 10, 2023
Q1 2023
|
Appleton Partners Inc
|
BUY
|
- |
800+ 42.44% |
$172K - $212K
|
2.69K
$1.09M
|
|
|
Apr 19, 2023
Q1 2023
|
Carmel Capital Partners, LLC
|
BUY
|
- |
795New |
$171K - $210K
|
795
$323K
|
|
|
Apr 26, 2023
Q1 2023
|
Financial & Tax Architects, LLC
St Louis, MO |
BUY
|
- |
786+ 3.98% |
$169K - $208K
|
20.6K
$8.35M
|
|
|
May 11, 2023
Q1 2023
|
Avalon Trust CO
Santa Fe, NM |
BUY
|
- |
784New |
$169K - $207K
|
784
$319K
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
BUY
|
- |
778+ 2.47% |
$167K - $206K
|
32.3K
$13.1M
|
|
|
May 15, 2023
Q1 2023
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
776+ 13.9% |
$167K - $205K
|
6.36K
$2.58M
|
|
|
May 02, 2023
Q1 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
BUY
|
- |
768+ 24.84% |
$165K - $203K
|
3.86K
$1.57M
|
|
|
Jul 18, 2023
Q1 2023
|
First County Bank /Ct/
Stamford, CT |
BUY
|
- |
764+ 20.37% |
$164K - $202K
|
4.51K
$1.83M
|
|
|
Apr 20, 2023
Q1 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
757+ 46.19% |
$163K - $200K
|
2.4K
$974K
|
|
|
May 12, 2023
Q1 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
743+ 3.86% |
$160K - $197K
|
20K
$8.13M
|
|
|
May 10, 2023
Q1 2023
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
739+ 30.6% |
$159K - $195K
|
3.15K
$1.28M
|
|
|
May 17, 2023
Q1 2023
|
Ccm Investment Advisers LLC
|
BUY
|
- |
738+ 1.11% |
$159K - $195K
|
67.2K
$27.3M
|
|
|
May 12, 2023
Q1 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
727+ 1.17% |
$156K - $192K
|
62.9K
$25.6M
|
|
|
May 08, 2023
Q1 2023
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
721+ 2.53% |
$155K - $191K
|
29.3K
$11.9M
|
|
|
Aug 15, 2023
Q1 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
714+ 8.4% |
$154K - $189K
|
9.21K
$3.74M
|
|
|
May 11, 2023
Q1 2023
|
Y.D. More Investments LTD
Ramat Gan, L3 |
BUY
|
- |
703+ 39.88% |
$151K - $186K
|
2.47K
$1M
|
|
|
Apr 14, 2023
Q1 2023
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
700+ 46.54% |
$151K - $185K
|
2.2K
$896K
|
|
|
May 11, 2023
Q1 2023
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
699+ 4.7% |
$150K - $185K
|
15.6K
$6.33M
|
|
|
May 02, 2023
Q1 2023
|
V Wealth Advisors LLC
|
BUY
|
- |
695+ 8.59% |
$149K - $184K
|
8.78K
$3.57M
|
|
|
May 09, 2023
Q1 2023
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
688+ 37.68% |
$148K - $182K
|
2.51K
$1.02M
|
|
|
May 12, 2023
Q1 2023
|
Elo Mutual Pension Insurance CO
|
BUY
|
- |
687+ 1.68% |
$148K - $182K
|
41.6K
$16.9M
|
|
|
May 12, 2023
Q1 2023
|
Foster Dykema Cabot & CO Inc
|
BUY
|
- |
674New |
$145K - $178K
|
674
$274K
|
|
|
Dec 14, 2023
Q1 2023
|
One River Asset Management, LLC
Stamford, CT |
BUY
|
- |
656+ 72.01% |
$141K - $174K
|
1.57K
$637K
|
|
|
May 09, 2023
Q1 2023
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
655+ 682.29% |
$141K - $173K
|
751
$305K
|
|
|
Apr 13, 2023
Q1 2023
|
Kmg Fiduciary Partners, LLC
|
BUY
|
- |
648+ 4.18% |
$139K - $171K
|
16.1K
$6.56M
|
|
|
May 16, 2023
Q1 2023
|
Quilter PLC
|
BUY
|
- |
643+ 1.4% |
$138K - $170K
|
46.7K
$19M
|
|
|
Apr 05, 2023
Q1 2023
|
Empirical Finance, LLC
|
BUY
|
- |
642+ 4.51% |
$138K - $170K
|
14.9K
$6.05M
|
|
|
May 02, 2023
Q1 2023
|
1900 Wealth Management LLC
|
BUY
|
- |
625+ 17.96% |
$134K - $165K
|
4.11K
$1.67M
|
|
|
Apr 27, 2023
Q1 2023
|
Strs Ohio
|
BUY
|
- |
618+ 0.16% |
$133K - $163K
|
377K
$153M
|
|
|
May 15, 2023
Q1 2023
|
Family Legacy, Inc.
|
BUY
|
- |
615+ 3.22% |
$132K - $163K
|
19.7K
$8.01M
|
|
|
May 11, 2023
Q1 2023
|
Icon Wealth Partners, LLC
|
BUY
|
- |
613New |
$132K - $162K
|
613
$249K
|
|
|
May 12, 2023
Q1 2023
|
American International Group, Inc.
New York, NY |
BUY
|
- |
612+ 0.4% |
$132K - $162K
|
154K
$62.5M
|
|
|
May 10, 2023
Q1 2023
|
Burney CO
Reston, VA |
BUY
|
- |
604+ 3.07% |
$130K - $160K
|
20.3K
$8.23M
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
599+ 12.71% |
$129K - $158K
|
5.31K
$2.16M
|
|
|
May 02, 2023
Q1 2023
|
Pacific Wealth Strategies Group, Inc.
|
BUY
|
- |
585+ 14.83% |
$126K - $155K
|
4.53K
$1.84M
|
|
|
May 11, 2023
Q1 2023
|
Ipg Investment Advisors LLC
San Diego, CA |
BUY
|
- |
585+ 16.95% |
$126K - $155K
|
4.04K
$1.64M
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
582+ 2.82% |
$125K - $154K
|
21.2K
$8.62M
|
|
|
Apr 16, 2024
Q1 2023
|
Fidelity D & D Bancorp Inc
Dunmore, PA |
BUY
|
- |
576New |
$124K - $152K
|
576
$234K
|
|
|
Apr 11, 2023
Q1 2023
|
Columbia Trust CO 01012016
|
BUY
|
- |
572+ 8.13% |
$123K - $151K
|
7.61K
$3.09M
|
|
|
May 12, 2023
Q1 2023
|
Sound View Wealth Advisors Group, LLC
|
BUY
|
- |
563+ 14.15% |
$121K - $149K
|
4.54K
$1.85M
|
|
|
May 15, 2023
Q1 2023
|
Capital Research Global Investors
Los Angeles, CA |
BUY
|
- |
561+ 0.03% |
$121K - $148K
|
1.81M
$736M
|
|
|
Apr 13, 2023
Q1 2023
|
Peoples Financial Services Corp.
|
BUY
|
- |
559+ 21.27% |
$120K - $148K
|
3.19K
$1.3M
|
|
|
Apr 04, 2023
Q1 2023
|
Trust CO Of Toledo Na
Holland, OH |
BUY
|
- |
548+ 5.11% |
$118K - $145K
|
11.3K
$4.58M
|
|
|
Apr 05, 2023
Q1 2023
|
Astoria Portfolio Advisors Llc.
|
BUY
|
- |
548+ 31.26% |
$118K - $145K
|
2.3K
$935K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
542New |
$117K - $143K
|
542
$220K
|
|
|
May 11, 2023
Q1 2023
|
Abbrea Capital, LLC
|
BUY
|
- |
537+ 3.23% |
$115K - $142K
|
17.1K
$6.97M
|
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
536+ 24.88% |
$115K - $142K
|
2.69K
$1.09M
|