Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Hodges Capital Management Inc.
|
SELL
|
- |
-7.15K- 40.05% |
$1.54M - $1.89M
|
10.7K
$3.89M
|
|
|
Apr 05, 2023
Q1 2023
|
Cullinan Associates Inc
|
SELL
|
- |
-7.36K- 19.14% |
$1.58M - $1.95M
|
31.1K
$11.3M
|
|
|
May 04, 2023
Q1 2023
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-7.38K- 14.32% |
$1.59M - $1.95M
|
44.2K
$16.1M
|
|
|
May 15, 2023
Q1 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-7.48K- 6.96% |
$1.61M - $1.98M
|
99.9K
$36.3M
|
|
|
May 12, 2023
Q1 2023
|
Public Sector Pension Investment Board
Montreal, A8 |
SELL
|
- |
-7.54K- 11.63% |
$1.62M - $1.99M
|
57.3K
$20.8M
|
|
|
Apr 26, 2023
Q1 2023
|
Madison Asset Management, LLC
Madison, WI |
SELL
|
- |
-7.84K- 5.12% |
$1.69M - $2.07M
|
145K
$52.9M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8K- 4.29% |
$1.72M - $2.11M
|
179K
$65M
|
|
|
May 03, 2023
Q1 2023
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-8.06K- 21.41% |
$1.73M - $2.13M
|
29.6K
$10.8M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-8.1K- 54.52% |
$1.74M - $2.14M
|
6.76K
$2.46M
|
|
|
Apr 27, 2023
Q1 2023
|
Conning Inc.
|
SELL
|
- |
-8.15K- 4.94% |
$1.75M - $2.16M
|
157K
$57M
|
|
|
Apr 17, 2023
Q1 2023
|
Xponance, Inc.
|
SELL
|
- |
-8.26K- 7.36% |
$1.78M - $2.18M
|
104K
$37.8M
|
|
|
May 10, 2023
Q1 2023
|
B. Metzler Seel. Sohn & Co. Ag
Frankfurt, 2M |
SELL
|
- |
-8.29K- 13.61% |
$1.78M - $2.19M
|
52.6K
$19.1M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-8.41K- 63.96% |
$1.81M - $2.22M
|
4.74K
$1.72M
|
|
|
Apr 26, 2023
Q1 2023
|
First American Trust, Fsb
|
SELL
|
- |
-8.43K- 21.03% |
$1.81M - $2.23M
|
31.6K
$11.5M
|
|
|
May 12, 2023
Q1 2023
|
Cboe Vest Financial, LLC
Mclean, VA |
SELL
|
- |
-8.47K- 17.72% |
$1.82M - $2.24M
|
39.3K
$14.3M
|
|
|
May 15, 2023
Q1 2023
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-8.52K- 45.66% |
$1.83M - $2.25M
|
10.1K
$3.69M
|
|
|
May 15, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-8.6K- 5.03% |
$1.85M - $2.27M
|
162K
$59.1M
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-8.6K- 6.55% |
$1.85M - $2.28M
|
123K
$44.6M
|
|
|
May 15, 2023
Q1 2023
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-8.61K- 18.46% |
$1.85M - $2.28M
|
38K
$13.8M
|
|
|
May 09, 2023
Q1 2023
|
Hartford Investment Management CO
|
SELL
|
- |
-8.79K- 16.64% |
$1.89M - $2.32M
|
44K
$16M
|
|
|
May 11, 2023
Q1 2023
|
Industrial Alliance Investment Management Inc.
Quebec, A8 |
SELL
|
- |
-9.02K- 59.82% |
$1.94M - $2.38M
|
6.06K
$2.2M
|
|
|
May 15, 2023
Q1 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-9.19K- 31.26% |
$1.98M - $2.43M
|
20.2K
$7.35M
|
|
|
May 11, 2023
Q1 2023
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-9.72K- 46.76% |
$2.09M - $2.57M
|
11.1K
$4.03M
|
|
|
Apr 11, 2023
Q1 2023
|
Meyer Handelman CO
|
SELL
|
- |
-9.8K- 6.91% |
$2.11M - $2.59M
|
132K
$48M
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-9.82K- 21.98% |
$2.11M - $2.6M
|
34.8K
$12.7M
|
|
|
Nov 26, 2024
Q1 2023
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-10K- 9.24% |
$2.15M - $2.65M
|
98.3K
$35.8M
|
|
|
May 11, 2023
Q1 2023
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-10K- 1.66% |
$2.15M - $2.65M
|
594K
$216M
|
|
|
Jun 14, 2023
Q1 2023
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-10K- 1.66% |
$2.15M - $2.65M
|
594K
$216M
|
|
|
Apr 13, 2023
Q1 2023
|
Country Trust Bank
|
SELL
|
- |
-10K- 5.37% |
$2.15M - $2.65M
|
176K
$64.2M
|
|
|
May 08, 2023
Q1 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-10.1K- 85.99% |
$2.17M - $2.67M
|
1.64K
$598K
|
|
|
May 01, 2023
Q1 2023
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-10.2K- 49.6% |
$2.2M - $2.71M
|
10.4K
$3.78M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-10.3K- 7.99% |
$2.21M - $2.72M
|
119K
$43.2M
|
|
|
May 15, 2023
Q1 2023
|
Fjarde Ap Fonden
|
SELL
|
- |
-10.4K- 10.22% |
$2.24M - $2.75M
|
91.4K
$33.2M
|
|
|
May 11, 2023
Q1 2023
|
Bank Of Nova Scotia
|
SELL
|
- |
-10.4K- 22.57% |
$2.24M - $2.75M
|
35.7K
$13M
|
|
|
May 12, 2023
Q1 2023
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-10.7K- 8.45% |
$2.3M - $2.83M
|
116K
$42.2M
|
|
|
May 09, 2023
Q1 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-10.9K- 49.74% |
$2.35M - $2.89M
|
11K
$4.01M
|
|
|
Apr 17, 2023
Q1 2023
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-11K- 13.33% |
$2.36M - $2.9M
|
71.3K
$25.9M
|
|
|
May 12, 2023
Q1 2023
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-11.2K- 34.54% |
$2.42M - $2.97M
|
21.3K
$7.75M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
SELL
|
- |
-11.6K- 10.64% |
$2.49M - $3.07M
|
97.4K
$35.4M
|
|
|
May 03, 2023
Q1 2023
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-11.7K- 7.61% |
$2.51M - $3.09M
|
142K
$51.6M
|
|
|
Apr 27, 2023
Q1 2023
|
New York State Teachers Retirement System
|
SELL
|
- |
-12K- 1.92% |
$2.59M - $3.18M
|
615K
$224M
|
|
|
Apr 12, 2023
Q1 2023
|
National Bank Of Canada
|
SELL
|
- |
-12.2K- 7.94% |
$2.62M - $3.23M
|
141K
$51.5M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.3K- 40.81% |
$2.64M - $3.24M
|
17.8K
$6.47M
|
|
|
Jun 03, 2024
Q1 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-12.4K- 10.94% |
$2.66M - $3.28M
|
101K
$36.7M
|
|
|
May 01, 2023
Q1 2023
|
Retirement Systems Of Alabama
|
SELL
|
- |
-12.9K- 3.57% |
$2.77M - $3.41M
|
348K
$127M
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-13.1K- 1.85% |
$2.82M - $3.47M
|
695K
$253M
|
|
|
Apr 21, 2023
Q1 2023
|
Beach Investment Counsel Inc/Pa
West Conshohocken, PA |
SELL
|
- |
-13.4K- 88.7% |
$2.89M - $3.56M
|
1.71K
$623K
|
|
|
May 08, 2023
Q1 2023
|
New York Life Investment Management LLC
New York, NY |
SELL
|
- |
-13.7K- 15.62% |
$2.95M - $3.62M
|
74K
$26.9M
|
|
|
Apr 06, 2023
Q1 2023
|
Anderson Hoagland & CO
|
SELL
|
- |
-13.8K- 40.27% |
$2.96M - $3.64M
|
20.4K
$7.43M
|
|
|
May 12, 2023
Q1 2023
|
Callan Family Office, LLC
Radnor, PA |
SELL
|
- |
-14K- 89.05% |
$3.02M - $3.71M
|
1.73K
$628K
|