Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2023
Q1 2023
|
L.M. Kohn & Company
|
BUY
|
- |
46+ 3.2% |
$9.89K - $12.2K
|
1.48K
$605K
|
|
|
May 15, 2023
Q1 2023
|
Asset Management Group, Inc.
Stamford, CT |
BUY
|
- |
45+ 0.42% |
$9.68K - $11.9K
|
10.8K
$4.39M
|
|
|
May 01, 2023
Q1 2023
|
Alera Investment Advisors, LLC
|
BUY
|
- |
44+ 1.44% |
$9.46K - $11.6K
|
3.1K
$1.26M
|
|
|
May 15, 2023
Q1 2023
|
Meeder Asset Management Inc
|
BUY
|
- |
44+ 4.78% |
$9.46K - $11.6K
|
965
$393K
|
|
|
May 15, 2023
Q1 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
43+ 0.52% |
$9.25K - $11.4K
|
8.35K
$3.41M
|
|
|
May 10, 2023
Q1 2023
|
Rock Creek Group, LP
|
BUY
|
- |
42+ 13.46% |
$9.03K - $11.1K
|
354
$144K
|
|
|
May 15, 2023
Q1 2023
|
Crawford Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
42+ 1.13% |
$9.03K - $11.1K
|
3.77K
$1.54M
|
|
|
Apr 11, 2023
Q1 2023
|
Wedge Capital Management L L P
|
BUY
|
- |
41+ 4.26% |
$8.82K - $10.8K
|
1K
$409K
|
|
|
May 01, 2023
Q1 2023
|
Pine Haven Investment Counsel, Inc
Fairhaven, MA |
BUY
|
- |
41+ 1.52% |
$8.82K - $10.8K
|
2.74K
$1.12M
|
|
|
Apr 03, 2023
Q1 2023
|
Global Wealth Strategies & Associates
Denver, CO |
BUY
|
- |
40+ 70.18% |
$8.6K - $10.6K
|
97
$39.5K
|
|
|
May 10, 2023
Q1 2023
|
Cerro Pacific Wealth Advisors LLC
|
BUY
|
- |
40+ 4.52% |
$8.6K - $10.6K
|
925
$377K
|
|
|
Apr 06, 2023
Q1 2023
|
Indiana Trust & Investment Management CO
|
BUY
|
- |
39+ 0.8% |
$8.39K - $10.3K
|
4.91K
$2M
|
|
|
May 05, 2023
Q1 2023
|
Gilbert & Cook, Inc.
|
BUY
|
- |
39+ 0.93% |
$8.39K - $10.3K
|
4.21K
$1.72M
|
|
|
Dec 18, 2023
Q1 2023
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
39+ 17.89% |
$8.39K - $10.3K
|
257
$105K
|
|
|
Apr 26, 2023
Q1 2023
|
Breakwater Capital Group
Paramus, NJ |
BUY
|
- |
38+ 3.26% |
$8.17K - $10.1K
|
1.2K
$490K
|
|
|
Apr 19, 2023
Q1 2023
|
Hf Advisory Group, LLC
Annapolis, MD |
BUY
|
- |
37+ 3.13% |
$7.96K - $9.79K
|
1.22K
$497K
|
|
|
May 08, 2023
Q1 2023
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
37+ 5.68% |
$7.96K - $9.79K
|
688
$280K
|
|
|
May 11, 2023
Q1 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
37+ 2.2% |
$7.96K - $9.79K
|
1.72K
$700K
|
|
|
May 12, 2023
Q1 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
37New |
$7.96K - $9.79K
|
37
$15.1K
|
|
|
May 04, 2023
Q1 2023
|
Ellevest, Inc.
|
BUY
|
- |
36+ 10.75% |
$7.74K - $9.52K
|
371
$151K
|
|
|
Apr 03, 2023
Q1 2023
|
Verity & Verity, LLC
Beaufort, SC |
BUY
|
- |
35+ 1.27% |
$7.53K - $9.26K
|
2.79K
$1.14M
|
|
|
May 04, 2023
Q1 2023
|
Eagle Claw Capital Managment, LLC
Boston, MA |
BUY
|
- |
35+ 0.23% |
$7.53K - $9.26K
|
15.5K
$6.33M
|
|
|
May 10, 2023
Q1 2023
|
Mendel Money Management
Northbrook, IL |
BUY
|
- |
35+ 1.33% |
$7.53K - $9.26K
|
2.67K
$1.09M
|
|
|
May 11, 2023
Q1 2023
|
Brown Brothers Harriman & CO
New York, NY |
BUY
|
- |
34+ 0.25% |
$7.31K - $8.99K
|
13.8K
$5.62M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
33+ 0.13% |
$7.1K - $8.73K
|
25K
$10.2M
|
|
|
Apr 12, 2023
Q1 2023
|
Founders Capital Management
|
BUY
|
- |
31+ 38.75% |
$6.67K - $8.2K
|
111
$45.2K
|
|
|
May 03, 2023
Q1 2023
|
Le Jeune Puetz Investment Counsel LLC
|
BUY
|
- |
31+ 0.18% |
$6.67K - $8.2K
|
17.3K
$7.06M
|
|
|
May 17, 2023
Q1 2023
|
Apexium Financial, LP
|
BUY
|
- |
31+ 3.28% |
$6.67K - $8.2K
|
975
$397K
|
|
|
Apr 14, 2023
Q1 2023
|
Kessler Investment Group, LLC
|
BUY
|
- |
30+ 2.86% |
$6.45K - $7.94K
|
1.08K
$440K
|
|
|
May 05, 2023
Q1 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
30+ 1.71% |
$6.45K - $7.94K
|
1.78K
$727K
|
|
|
May 15, 2023
Q1 2023
|
Thomas White International LTD
Chicago, IL |
BUY
|
- |
30+ 0.46% |
$6.45K - $7.94K
|
6.57K
$2.68M
|
|
|
May 15, 2023
Q1 2023
|
Garner Asset Management Corp
|
BUY
|
- |
30+ 1.27% |
$6.45K - $7.94K
|
2.4K
$976K
|
|
|
May 15, 2023
Q1 2023
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
BUY
|
- |
29+ 1.22% |
$6.24K - $7.67K
|
2.41K
$984K
|
|
|
May 10, 2023
Q1 2023
|
Redw Wealth LLC
|
BUY
|
- |
28+ 1.49% |
$6.02K - $7.41K
|
1.91K
$777K
|
|
|
Apr 07, 2023
Q1 2023
|
General Partner, Inc.
Pittsburgh, PA |
BUY
|
- |
27+ 6.91% |
$5.81K - $7.14K
|
418
$170K
|
|
|
May 12, 2023
Q1 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
27+ 0.25% |
$5.81K - $7.14K
|
10.8K
$4.4M
|
|
|
May 03, 2023
Q1 2023
|
Exchange Capital Management, Inc.
|
BUY
|
- |
26+ 2.73% |
$5.59K - $6.88K
|
979
$399K
|
|
|
May 05, 2023
Q1 2023
|
Cornerstone Retirement Group, Inc.
|
BUY
|
- |
26+ 2.16% |
$5.59K - $6.88K
|
1.23K
$501K
|
|
|
May 05, 2023
Q1 2023
|
Mengis Capital Management, Inc.
|
BUY
|
- |
25+ 1.68% |
$5.38K - $6.61K
|
1.51K
$616K
|
|
|
May 08, 2023
Q1 2023
|
Spreng Capital Management, Inc.
|
BUY
|
- |
25+ 0.39% |
$5.38K - $6.61K
|
6.48K
$2.64M
|
|
|
May 09, 2023
Q1 2023
|
Finer Wealth Management, Inc.
Salem, MA |
BUY
|
- |
25+ 0.28% |
$5.38K - $6.61K
|
9.11K
$3.72M
|
|
|
May 24, 2023
Q1 2023
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
25+ 0.52% |
$5.38K - $6.61K
|
4.84K
$1.97M
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
24+ 0.6% |
$5.16K - $6.35K
|
4.02K
$1.64M
|
|
|
May 03, 2023
Q1 2023
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
24+ 16.78% |
$5.16K - $6.35K
|
167
$68.1K
|
|
|
May 12, 2023
Q1 2023
|
Beacon Investment Advisors LLC
Gaithersburg, MD |
BUY
|
- |
24+ 0.5% |
$5.16K - $6.35K
|
4.85K
$1.98M
|
|
|
Apr 20, 2023
Q1 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
23+ 0.71% |
$4.95K - $6.08K
|
3.27K
$1.33M
|
|
|
Apr 28, 2023
Q1 2023
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
23+ 1.7% |
$4.95K - $6.08K
|
1.38K
$562K
|
|
|
May 08, 2023
Q1 2023
|
Baker Ellis Asset Management LLC
|
BUY
|
- |
23+ 2.56% |
$4.95K - $6.08K
|
923
$376K
|
|
|
May 09, 2023
Q1 2023
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
23+ 1.87% |
$4.95K - $6.08K
|
1.25K
$511K
|
|
|
May 10, 2023
Q1 2023
|
Sepio Capital, LP
|
BUY
|
- |
23+ 1.43% |
$4.95K - $6.08K
|
1.63K
$663K
|