Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 10, 2023
Q1 2023
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
9+ 1.16% |
$1.94K - $2.38K
|
782
$319K
|
|
|
May 15, 2023
Q1 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
9+ 0.65% |
$1.94K - $2.38K
|
1.4K
$570K
|
|
|
Apr 24, 2023
Q1 2023
|
Marion Wealth Management
|
BUY
|
- |
8+ 0.35% |
$1.72K - $2.12K
|
2.31K
$942K
|
|
|
May 04, 2023
Q1 2023
|
Cornerstone Advisory, LLC
|
BUY
|
- |
8+ 0.63% |
$1.72K - $2.12K
|
1.27K
$519K
|
|
|
May 04, 2023
Q1 2023
|
Sanchez Wealth Management Group
|
BUY
|
- |
8+ 0.5% |
$1.72K - $2.12K
|
1.61K
$658K
|
|
|
May 10, 2023
Q1 2023
|
Zions Bancorporation, N.A.
|
BUY
|
- |
8+ 0.37% |
$1.72K - $2.12K
|
2.18K
$888K
|
|
|
May 10, 2023
Q1 2023
|
Van Strum & Towne Inc.
San Francisco, CA |
BUY
|
- |
8+ 0.15% |
$1.72K - $2.12K
|
5.46K
$2.23M
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
8+ 27.59% |
$1.72K - $2.12K
|
37
$15.1K
|
|
|
Apr 14, 2023
Q1 2023
|
Gleason Group, Inc.
|
BUY
|
- |
7+ 0.19% |
$1.51K - $1.85K
|
3.61K
$1.47M
|
|
|
Apr 25, 2023
Q1 2023
|
Strategic Equity Management
|
BUY
|
- |
7+ 0.48% |
$1.51K - $1.85K
|
1.48K
$602K
|
|
|
Apr 28, 2023
Q1 2023
|
New Millennium Group LLC
Sandy, UT |
BUY
|
- |
7+ 31.82% |
$1.51K - $1.85K
|
29
$11.8K
|
|
|
May 02, 2023
Q1 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
7+ 0.17% |
$1.51K - $1.85K
|
4.13K
$1.68M
|
|
|
May 02, 2023
Q1 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
7+ 0.47% |
$1.51K - $1.85K
|
1.51K
$616K
|
|
|
May 04, 2023
Q1 2023
|
Full Sail Capital, LLC
Oklahoma City, OK |
BUY
|
- |
7+ 0.28% |
$1.51K - $1.85K
|
2.48K
$1.01M
|
|
|
May 04, 2023
Q1 2023
|
Hutchinson Capital Management
San Rafael, CA |
BUY
|
- |
7+ 0.59% |
$1.51K - $1.85K
|
1.2K
$490K
|
|
|
May 08, 2023
Q1 2023
|
Investment Partners, Ltd.
|
BUY
|
- |
7+ 0.15% |
$1.51K - $1.85K
|
4.79K
$1.95M
|
|
|
May 12, 2023
Q1 2023
|
O'Rourke & Company, Inc
Boston, MA |
BUY
|
- |
7+ 0.78% |
$1.51K - $1.85K
|
908
$370K
|
|
|
Apr 17, 2023
Q1 2023
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
6+ 0.38% |
$1.29K - $1.59K
|
1.61K
$654K
|
|
|
Apr 19, 2023
Q1 2023
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
6+ 0.39% |
$1.29K - $1.59K
|
1.54K
$629K
|
|
|
May 09, 2023
Q1 2023
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
6+ 0.38% |
$1.29K - $1.59K
|
1.58K
$642K
|
|
|
May 09, 2023
Q1 2023
|
25 LLC
St. Louis, MO |
BUY
|
- |
6New |
$1.29K - $1.59K
|
6
$2.45K
|
|
|
May 12, 2023
Q1 2023
|
Millington Financial Advisors, LLC
Naperville, IL |
BUY
|
- |
6+ 0.46% |
$1.29K - $1.59K
|
1.32K
$537K
|
|
|
May 16, 2023
Q1 2023
|
Pacific Center For Financial Services
San Ramon, CA |
BUY
|
- |
6+ 0.91% |
$1.29K - $1.59K
|
663
$270K
|
|
|
Apr 12, 2023
Q1 2023
|
Chapin Davis, Inc.
Baltimore, MD |
BUY
|
- |
5+ 0.06% |
$1.08K - $1.32K
|
8.18K
$3.34M
|
|
|
Apr 14, 2023
Q1 2023
|
Asset Management Corp
|
BUY
|
- |
5+ 0.35% |
$1.08K - $1.32K
|
1.43K
$584K
|
|
|
Apr 19, 2023
Q1 2023
|
Boyd Watterson Asset Management LLC
|
BUY
|
- |
5+ 0.05% |
$1.08K - $1.32K
|
10.8K
$4.41M
|
|
|
Apr 26, 2023
Q1 2023
|
Carson Allaria Wealth Management, Ltd.
|
BUY
|
- |
5+ 0.35% |
$1.08K - $1.32K
|
1.41K
$576K
|
|
|
Apr 26, 2023
Q1 2023
|
Tiedemann Advisors, LLC
|
BUY
|
- |
5+ 0.44% |
$1.08K - $1.32K
|
1.14K
$463K
|
|
|
Apr 26, 2023
Q1 2023
|
Jessup Wealth Management, Inc
Dayton, OH |
BUY
|
- |
5+ 0.43% |
$1.08K - $1.32K
|
1.16K
$474K
|
|
|
May 03, 2023
Q1 2023
|
Guardian Wealth Advisors, LLC
Bloomington, MN |
BUY
|
- |
5New |
$1.08K - $1.32K
|
5
$2.04K
|
|
|
May 04, 2023
Q1 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
5+ 0.29% |
$1.08K - $1.32K
|
1.74K
$711K
|
|
|
May 05, 2023
Q1 2023
|
Triad Financial Advisors, Inc.
Greensboro, NC |
BUY
|
- |
5+ 0.05% |
$1.08K - $1.32K
|
9.25K
$3.77M
|
|
|
May 08, 2023
Q1 2023
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
5+ 0.45% |
$1.08K - $1.32K
|
1.11K
$453K
|
|
|
May 09, 2023
Q1 2023
|
Concorde Asset Management, LLC
|
BUY
|
- |
5+ 0.5% |
$1.08K - $1.32K
|
1.01K
$411K
|
|
|
May 11, 2023
Q1 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
5+ 0.24% |
$1.08K - $1.32K
|
2.08K
$847K
|
|
|
May 12, 2023
Q1 2023
|
Private Portfolio Partners LLC
|
BUY
|
- |
5+ 0.46% |
$1.08K - $1.32K
|
1.08K
$442K
|
|
|
Apr 25, 2024
Q1 2023
|
Wall Street Access Asset Management, LLC
New York, NY |
BUY
|
- |
5+ 0.24% |
$1.08K - $1.32K
|
2.08K
$847K
|
|
|
Apr 03, 2023
Q1 2023
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
4+ 0.14% |
$860 - $1.06K
|
2.79K
$1.14M
|
|
|
Apr 11, 2023
Q1 2023
|
Affinity Capital Advisors, LLC
|
BUY
|
- |
4+ 0.25% |
$860 - $1.06K
|
1.59K
$649K
|
|
|
Apr 12, 2023
Q1 2023
|
Bath Savings Trust CO
|
BUY
|
- |
4+ 0.17% |
$860 - $1.06K
|
2.36K
$962K
|
|
|
Apr 19, 2023
Q1 2023
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
4+ 0.27% |
$860 - $1.06K
|
1.5K
$611K
|
|
|
Apr 20, 2023
Q1 2023
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
4+ 0.13% |
$860 - $1.06K
|
3.12K
$1.27M
|
|
|
Apr 21, 2023
Q1 2023
|
Wealth Architects, LLC
|
BUY
|
- |
4+ 0.12% |
$860 - $1.06K
|
3.4K
$1.38M
|
|
|
Apr 24, 2023
Q1 2023
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
4+ 0.19% |
$860 - $1.06K
|
2.15K
$874K
|
|
|
Apr 25, 2023
Q1 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
4+ 2.01% |
$860 - $1.06K
|
203
$82.7K
|
|
|
Apr 25, 2023
Q1 2023
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
4New |
$860 - $1.06K
|
4
$1.63K
|
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
4+ 0.16% |
$860 - $1.06K
|
2.46K
$1M
|
|
|
May 02, 2023
Q1 2023
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
4+ 0.26% |
$860 - $1.06K
|
1.52K
$619K
|
|
|
May 04, 2023
Q1 2023
|
Canal Capital Management, LLC
|
BUY
|
- |
4+ 0.34% |
$860 - $1.06K
|
1.19K
$484K
|
|
|
May 09, 2023
Q1 2023
|
American Money Management, LLC
|
BUY
|
- |
4+ 0.25% |
$860 - $1.06K
|
1.63K
$663K
|