Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 21, 2023
Q1 2023
|
Monument Capital Management
|
SELL
|
- |
-30- 0.17% |
$6.45K - $7.94K
|
18.1K
$7.38M
|
|
|
May 03, 2023
Q1 2023
|
Citizens National Bank Trust Department
|
SELL
|
- |
-30- 0.13% |
$6.45K - $7.94K
|
22.4K
$9.13M
|
|
|
May 12, 2023
Q1 2023
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-30- 1.94% |
$6.45K - $7.94K
|
1.51K
$617K
|
|
|
Apr 07, 2023
Q1 2023
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-31- 1.36% |
$6.67K - $8.2K
|
2.25K
$917K
|
|
|
Apr 13, 2023
Q1 2023
|
Htg Investment Advisors, Inc.
New Canaan, CT |
SELL
|
- |
-31- 3.42% |
$6.67K - $8.2K
|
875
$357K
|
|
|
Apr 24, 2023
Q1 2023
|
Beaird Harris Wealth Management, LLC
Dallas, TX |
SELL
|
- |
-31- 5.84% |
$6.67K - $8.2K
|
500
$204K
|
|
|
Apr 21, 2023
Q1 2023
|
Financial Management Network Inc
|
SELL
|
- |
-32- 1.08% |
$6.88K - $8.47K
|
2.92K
$1.19M
|
|
|
May 15, 2023
Q1 2023
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
SELL
|
- |
-32- 2.6% |
$6.88K - $8.47K
|
1.2K
$489K
|
|
|
Apr 14, 2023
Q1 2023
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-33- 4.39% |
$7.1K - $8.73K
|
718
$293K
|
|
|
May 03, 2023
Q1 2023
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-35- 0.85% |
$7.53K - $9.26K
|
4.08K
$1.66M
|
|
|
May 04, 2023
Q1 2023
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-35- 2.48% |
$7.53K - $9.26K
|
1.38K
$561K
|
|
|
May 15, 2023
Q1 2023
|
Mairs & Power Inc
St Paul, MN |
SELL
|
- |
-35- 0.19% |
$7.53K - $9.26K
|
17.9K
$7.3M
|
|
|
May 15, 2023
Q1 2023
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-36- 0.76% |
$7.74K - $9.52K
|
4.7K
$1.92M
|
|
|
Apr 14, 2023
Q1 2023
|
Sweet Financial Partners, LLC
|
SELL
|
- |
-38- 1.21% |
$8.17K - $10.1K
|
3.09K
$1.26M
|
|
|
Apr 19, 2023
Q1 2023
|
Windsor Group LTD
|
SELL
|
- |
-38- 0.88% |
$8.17K - $10.1K
|
4.27K
$1.74M
|
|
|
Apr 27, 2023
Q1 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-38- 0.24% |
$8.17K - $10.1K
|
15.6K
$6.35M
|
|
|
Apr 17, 2023
Q1 2023
|
First Financial Corp
|
SELL
|
- |
-39- 1.81% |
$8.39K - $10.3K
|
2.12K
$863K
|
|
|
Apr 19, 2023
Q1 2023
|
Field & Main Bank
|
SELL
|
- |
-39- 1.0% |
$8.39K - $10.3K
|
3.86K
$1.57M
|
|
|
May 08, 2023
Q1 2023
|
Front Barnett Associates LLC
Chicago, IL |
SELL
|
- |
-39- 0.04% |
$8.39K - $10.3K
|
92.7K
$37.8M
|
|
|
Jul 18, 2023
Q1 2023
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-39- 2.67% |
$8.39K - $10.3K
|
1.42K
$580K
|
|
|
May 11, 2023
Q1 2023
|
Nvwm, LLC
|
SELL
|
- |
-40- 1.29% |
$8.6K - $10.6K
|
3.06K
$1.25M
|
|
|
May 15, 2023
Q1 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-40- 3.14% |
$8.6K - $10.6K
|
1.24K
$503K
|
|
|
Apr 05, 2023
Q1 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-41- 1.25% |
$8.82K - $10.8K
|
3.24K
$1.32M
|
|
|
May 15, 2023
Q1 2023
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-41- 0.25% |
$8.82K - $10.8K
|
16.1K
$6.56M
|
|
|
Apr 10, 2023
Q1 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-42- 3.28% |
$9.03K - $11.1K
|
1.24K
$505K
|
|
|
Apr 06, 2023
Q1 2023
|
Fulton Bank, N.A.
|
SELL
|
- |
-43- 1.51% |
$9.25K - $11.4K
|
2.81K
$1.15M
|
|
|
Apr 11, 2023
Q1 2023
|
Cedar Mountain Advisors, LLC
|
SELL
|
- |
-43- 31.85% |
$9.25K - $11.4K
|
92
$37.5K
|
|
|
Apr 24, 2023
Q1 2023
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-43- 0.24% |
$9.25K - $11.4K
|
17.8K
$7.24M
|
|
|
May 11, 2023
Q1 2023
|
Executive Wealth Management, LLC
|
SELL
|
- |
-43- 3.73% |
$9.25K - $11.4K
|
1.11K
$452K
|
|
|
Apr 11, 2023
Q1 2023
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-45- 1.17% |
$9.68K - $11.9K
|
3.82K
$1.56M
|
|
|
Apr 28, 2023
Q1 2023
|
Pacific Global Investment Management CO
|
SELL
|
- |
-45- 3.77% |
$9.68K - $11.9K
|
1.15K
$468K
|
|
|
May 12, 2023
Q1 2023
|
Crewe Advisors LLC
|
SELL
|
- |
-45- 3.01% |
$9.68K - $11.9K
|
1.45K
$591K
|
|
|
Apr 28, 2023
Q1 2023
|
American Institute For Advanced Investment Management, LLP
|
SELL
|
- |
-46- 4.58% |
$9.89K - $12.2K
|
959
$391K
|
|
|
May 11, 2023
Q1 2023
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
SELL
|
- |
-46- 4.53% |
$9.89K - $12.2K
|
970
$395K
|
|
|
May 08, 2023
Q1 2023
|
Sunburst Financial Group, LLC
|
SELL
|
- |
-47- 2.82% |
$10.1K - $12.4K
|
1.62K
$660K
|
|
|
May 12, 2023
Q1 2023
|
Martingale Asset Management L P
Boston, MA |
SELL
|
- |
-47- 4.63% |
$10.1K - $12.4K
|
968
$395K
|
|
|
May 24, 2023
Q1 2023
|
Old North State Trust, LLC
Greensboro, NC |
SELL
|
- |
-48- 9.45% |
$10.3K - $12.7K
|
460
$188K
|
|
|
Apr 13, 2023
Q1 2023
|
Churchill Management Corp
|
SELL
|
- |
-48- 0.22% |
$10.3K - $12.7K
|
21.7K
$8.83M
|
|
|
Apr 19, 2023
Q1 2023
|
Seelaus Asset Management LLC
|
SELL
|
- |
-48- 1.9% |
$10.3K - $12.7K
|
2.48K
$1.01M
|
|
|
Apr 21, 2023
Q1 2023
|
Ghp Investment Advisors, Inc.
Denver, CO |
SELL
|
- |
-48- 2.31% |
$10.3K - $12.7K
|
2.03K
$829K
|
|
|
May 09, 2023
Q1 2023
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-48- 1.49% |
$10.3K - $12.7K
|
3.18K
$1.3M
|
|
|
May 11, 2023
Q1 2023
|
Profund Advisors LLC
|
SELL
|
- |
-48- 0.48% |
$10.3K - $12.7K
|
10K
$4.09M
|
|
|
May 12, 2023
Q1 2023
|
Epoch Investment Partners, Inc.
New York, NY |
SELL
|
- |
-48- 1.1% |
$10.3K - $12.7K
|
4.33K
$1.77M
|
|
|
May 15, 2023
Q1 2023
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-48- 4.38% |
$10.3K - $12.7K
|
1.05K
$428K
|
|
|
Apr 25, 2023
Q1 2023
|
Sterling Investment Advisors, Ltd.
|
SELL
|
- |
-49- 2.59% |
$10.5K - $13K
|
1.84K
$750K
|
|
|
May 09, 2023
Q1 2023
|
Widmann Financial Services, Inc.
|
SELL
|
- |
-49- 1.02% |
$10.5K - $13K
|
4.74K
$1.93M
|
|
|
Apr 14, 2023
Q1 2023
|
Beacon Financial Group
|
SELL
|
- |
-50- 4.4% |
$10.8K - $13.2K
|
1.09K
$443K
|
|
|
Apr 18, 2023
Q1 2023
|
Macroview Investment Management LLC
|
SELL
|
- |
-50- 62.5% |
$10.8K - $13.2K
|
30
$12.2K
|
|
|
Apr 24, 2023
Q1 2023
|
Financial Sense Advisors, Inc.
|
SELL
|
- |
-50- 0.43% |
$10.8K - $13.2K
|
11.5K
$4.7M
|
|
|
May 01, 2023
Q1 2023
|
Investors Asset Management Of Georgia Inc
|
SELL
|
- |
-50- 0.62% |
$10.8K - $13.2K
|
7.97K
$3.25M
|