Purchases and Sales Made in Q1 2023 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q1 2023. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 22, 2023
Q1 2023
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-15- 0.5% |
$3.23K - $3.97K
|
2.99K
$1.22M
|
|
|
Apr 26, 2023
Q1 2023
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-16- 1.03% |
$3.44K - $4.23K
|
1.54K
$629K
|
|
|
May 04, 2023
Q1 2023
|
Ifrah Financial Services, Inc.
|
SELL
|
- |
-16- 1.62% |
$3.44K - $4.23K
|
969
$395K
|
|
|
May 10, 2023
Q1 2023
|
Wallace Advisory Group, LLC
Lafayette, CA |
SELL
|
- |
-16- 1.34% |
$3.44K - $4.23K
|
1.18K
$480K
|
|
|
May 11, 2023
Q1 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-16- 0.26% |
$3.44K - $4.23K
|
6.05K
$2.47M
|
|
|
May 15, 2023
Q1 2023
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-16- 0.03% |
$3.44K - $4.23K
|
50.6K
$20.6M
|
|
|
May 15, 2023
Q1 2023
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-16- 1.15% |
$3.44K - $4.23K
|
1.38K
$563K
|
|
|
Apr 13, 2023
Q1 2023
|
Lakewood Asset Management LLC
Naperville, IL |
SELL
|
- |
-17- 0.63% |
$3.66K - $4.5K
|
2.69K
$1.1M
|
|
|
May 11, 2023
Q1 2023
|
True Private Wealth Advisors
|
SELL
|
- |
-17- 0.4% |
$3.66K - $4.5K
|
4.23K
$1.72M
|
|
|
May 15, 2023
Q1 2023
|
Avitas Wealth Management LLC
|
SELL
|
- |
-17- 0.19% |
$3.66K - $4.5K
|
8.72K
$3.55M
|
|
|
Sep 12, 2023
Q1 2023
|
New Republic Capital, LLC
Charlotte, NC |
SELL
|
- |
-17- 0.99% |
$3.66K - $4.5K
|
1.7K
$693K
|
|
|
Apr 27, 2023
Q1 2023
|
Aspiriant, LLC
|
SELL
|
- |
-18- 0.64% |
$3.87K - $4.76K
|
2.79K
$1.14M
|
|
|
Apr 28, 2023
Q1 2023
|
Northeast Investment Management
|
SELL
|
- |
-18- 0.09% |
$3.87K - $4.76K
|
20.6K
$8.4M
|
|
|
May 04, 2023
Q1 2023
|
Intrust Bank Na
Wichita, KS |
SELL
|
- |
-18- 0.68% |
$3.87K - $4.76K
|
2.64K
$1.08M
|
|
|
May 10, 2023
Q1 2023
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-18- 0.56% |
$3.87K - $4.76K
|
3.2K
$1.3M
|
|
|
Apr 13, 2023
Q1 2023
|
Act Wealth Management, LLC
|
SELL
|
- |
-19- 1.88% |
$4.09K - $5.03K
|
989
$403K
|
|
|
May 04, 2023
Q1 2023
|
Cic Wealth, LLC
Rockville, MD |
SELL
|
- |
-19- 0.64% |
$4.09K - $5.03K
|
2.94K
$1.2M
|
|
|
May 08, 2023
Q1 2023
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-19- 1.08% |
$4.09K - $5.03K
|
1.74K
$708K
|
|
|
May 10, 2023
Q1 2023
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-19- 0.64% |
$4.09K - $5.03K
|
2.94K
$1.2M
|
|
|
Apr 14, 2023
Q1 2023
|
Wood Trust Financial Corp
|
SELL
|
- |
-20- 1.96% |
$4.3K - $5.29K
|
1K
$408K
|
|
|
Apr 18, 2023
Q1 2023
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-20- 1.08% |
$4.3K - $5.29K
|
1.83K
$746K
|
|
|
Apr 19, 2023
Q1 2023
|
Strateg Iq Financial Group, LLC
|
SELL
|
- |
-21- 0.72% |
$4.52K - $5.56K
|
2.9K
$1.18M
|
|
|
Apr 20, 2023
Q1 2023
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-21- 0.08% |
$4.52K - $5.56K
|
25.8K
$10.5M
|
|
|
Apr 20, 2023
Q1 2023
|
Well Done, LLC
|
SELL
|
- |
-21- 0.74% |
$4.52K - $5.56K
|
2.83K
$1.15M
|
|
|
Apr 12, 2023
Q1 2023
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-22- 0.54% |
$4.73K - $5.82K
|
4.07K
$1.66M
|
|
|
Apr 25, 2023
Q1 2023
|
North Point Portfolio Managers Corp
|
SELL
|
- |
-22- 1.2% |
$4.73K - $5.82K
|
1.82K
$740K
|
|
|
May 15, 2023
Q1 2023
|
True North Advisors, LLC
|
SELL
|
- |
-22- 0.37% |
$4.73K - $5.82K
|
5.85K
$2.38M
|
|
|
Oct 28, 2024
Q1 2023
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
SELL
|
- |
-22- 91.67% |
$4.73K - $5.82K
|
2
$815
|
|
|
Apr 05, 2023
Q1 2023
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-23- 0.64% |
$4.95K - $6.08K
|
3.57K
$1.46M
|
|
|
Apr 13, 2023
Q1 2023
|
Waypoint Capital Advisors, LLC
|
SELL
|
- |
-23- 1.66% |
$4.95K - $6.08K
|
1.37K
$557K
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-23- 0.1% |
$4.95K - $6.08K
|
21.9K
$8.94M
|
|
|
May 10, 2023
Q1 2023
|
Principle Wealth Partners LLC
|
SELL
|
- |
-23- 0.1% |
$4.95K - $6.08K
|
23.4K
$9.54M
|
|
|
Apr 20, 2023
Q1 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-24- 0.46% |
$5.16K - $6.35K
|
5.15K
$2.1M
|
|
|
Apr 26, 2023
Q1 2023
|
Atlas Private Wealth Management
|
SELL
|
- |
-24- 1.45% |
$5.16K - $6.35K
|
1.63K
$666K
|
|
|
Apr 21, 2023
Q1 2023
|
Janiczek Wealth Management, LLC
|
SELL
|
- |
-25- 8.33% |
$5.38K - $6.61K
|
275
$112K
|
|
|
May 03, 2023
Q1 2023
|
Lcnb Corp
Lebanon, OH |
SELL
|
- |
-25- 0.94% |
$5.38K - $6.61K
|
2.64K
$1.08M
|
|
|
May 04, 2023
Q1 2023
|
Washington Trust Advisors, Inc.
|
SELL
|
- |
-25- 0.81% |
$5.38K - $6.61K
|
3.08K
$1.25M
|
|
|
May 12, 2023
Q1 2023
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-25- 0.31% |
$5.38K - $6.61K
|
8K
$3.26M
|
|
|
May 15, 2023
Q1 2023
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
SELL
|
- |
-25- 0.89% |
$5.38K - $6.61K
|
2.77K
$1.13M
|
|
|
May 15, 2023
Q1 2023
|
Barr E S & CO
Lexington, KY |
SELL
|
- |
-25- 1.87% |
$5.38K - $6.61K
|
1.31K
$535K
|
|
|
May 15, 2023
Q1 2023
|
First Dallas Securities Inc.
|
SELL
|
- |
-25- 0.3% |
$5.38K - $6.61K
|
8.23K
$3.36M
|
|
|
Apr 06, 2023
Q1 2023
|
Bangor Savings Bank
Bangor, ME |
SELL
|
- |
-26- 1.97% |
$5.59K - $6.88K
|
1.29K
$526K
|
|
|
May 08, 2023
Q1 2023
|
Bailard, Inc.
|
SELL
|
- |
-26- 0.16% |
$5.59K - $6.88K
|
16.3K
$6.66M
|
|
|
May 09, 2023
Q1 2023
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
SELL
|
- |
-27- 1.24% |
$5.81K - $7.14K
|
2.16K
$879K
|
|
|
May 12, 2023
Q1 2023
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-28- 0.24% |
$6.02K - $7.41K
|
11.8K
$4.8M
|
|
|
May 15, 2023
Q1 2023
|
Pgim Custom Harvest LLC
Newark, NJ |
SELL
|
- |
-28- 2.94% |
$6.02K - $7.41K
|
925
$377K
|
|
|
Apr 20, 2023
Q1 2023
|
High Mark Wealth Management LLC
|
SELL
|
- |
-29- 7.63% |
$6.24K - $7.67K
|
351
$143K
|
|
|
Apr 27, 2023
Q1 2023
|
Smith Chas P & Associates Pa Cpas
|
SELL
|
- |
-29- 1.93% |
$6.24K - $7.67K
|
1.48K
$602K
|
|
|
May 08, 2023
Q1 2023
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-29- 1.71% |
$6.24K - $7.67K
|
1.66K
$678K
|
|
|
Apr 14, 2023
Q1 2023
|
Dumont & Blake Investment Advisors LLC
|
SELL
|
- |
-30- 0.83% |
$6.45K - $7.94K
|
3.59K
$1.47M
|