Purchases and Sales Made in Q1 2023 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
509KNew |
$1.45M - $1.75M
|
509K
$2.25M
|
|
|
May 08, 2023
Q1 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
161K+ 155.39% |
$457K - $554K
|
264K
$1.17M
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
61.3KNew |
$174K - $211K
|
61.3K
$271K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
37.5KNew |
$106K - $129K
|
37.5K
$166K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
35.3K+ 8.97% |
$100K - $121K
|
429K
$1.9M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
33.4K+ 5.8% |
$94.9K - $115K
|
610K
$2.7M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
22.5K+ 32.55% |
$64K - $77.6K
|
91.8K
$406K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
17.1KNew |
$48.5K - $58.7K
|
17.1K
$75.4K
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
15.5KNew |
$43.9K - $53.2K
|
15.5K
$68.4K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
11.5KNew |
$32.5K - $39.4K
|
11.5K
$50.6K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10K+ 13.95% |
$28.4K - $34.4K
|
81.7K
$361K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.64K+ 4.73% |
$21.7K - $26.3K
|
169K
$749K
|
|
|
Apr 27, 2023
Q1 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
2.56K+ 8.8% |
$7.28K - $8.82K
|
31.7K
$140K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.34K+ 3.88% |
$6.63K - $8.03K
|
62.6K
$276K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1K+ 2.61% |
$2.84K - $3.44K
|
39.3K
$174K
|
|
|
May 05, 2023
Q1 2023
|
Good Life Advisors, LLC
|
BUY
|
- |
599+ 1.18% |
$1.7K - $2.06K
|
51.3K
$227K
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
30New |
$85.2 - $103
|
30
$133
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-334- 2.46% |
$949 - $1.15K
|
13.2K
$58.5K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-800- 33.47% |
$2.27K - $2.75K
|
1.59K
$7.03K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.23K- 7.49% |
$3.5K - $4.24K
|
15.2K
$67.3K
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.51K- 4.94% |
$4.28K - $5.19K
|
29K
$128K
|
|
|
Apr 12, 2023
Q1 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.9K- 1.34% |
$5.4K - $6.54K
|
140K
$620K
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
SELL
|
- |
-3.45K- 4.55% |
$9.79K - $11.9K
|
72.3K
$319K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.93K- 2.55% |
$14K - $16.9K
|
189K
$834K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-11K- 38.51% |
$31.3K - $38K
|
17.6K
$77.9K
|