Purchases and Sales Made in Q1 2024 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q1 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 22, 2024
Q1 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
554KNew |
$1.94M - $2.09M
|
554K
$2.38M
|
|
|
May 15, 2024
Q1 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
443K+ 227.35% |
$1.55M - $1.67M
|
638K
$2.74M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
93.6K+ 9.9% |
$328K - $353K
|
1.04M
$4.46M
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
69.6K+ 26.0% |
$243K - $262K
|
337K
$1.45M
|
|
|
May 07, 2024
Q1 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
26.3KNew |
$92K - $99.1K
|
26.3K
$113K
|
|
|
May 15, 2024
Q1 2024
|
Mendel Capital Management LLC
|
BUY
|
- |
19.9KNew |
$69.8K - $75.2K
|
19.9K
$85.5K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
19.1K+ 3.54% |
$66.8K - $72K
|
558K
$2.39M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
19.1K+ 3.54% |
$66.8K - $72K
|
558K
$2.39M
|
|
|
May 20, 2024
Q1 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
13.9KNew |
$48.6K - $52.4K
|
13.9K
$59.6K
|
|
|
May 14, 2024
Q1 2024
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
13.5KNew |
$47.3K - $50.9K
|
13.5K
$57.9K
|
|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
13.3KNew |
$46.5K - $50.1K
|
13.3K
$57K
|
|
|
Apr 30, 2024
Q1 2024
|
Hartline Investment Corp
Winnetka, IL |
BUY
|
- |
12.3KNew |
$43K - $46.3K
|
12.3K
$52.7K
|
|
|
May 15, 2024
Q1 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
11.4K+ 29.83% |
$39.9K - $42.9K
|
49.6K
$213K
|
|
|
May 15, 2024
Q1 2024
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
10.7K+ 11.92% |
$37.3K - $40.2K
|
100K
$429K
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.5K+ 7.09% |
$36.8K - $39.6K
|
159K
$681K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
5.42K+ 147.87% |
$19K - $20.4K
|
9.09K
$39K
|
|
|
Apr 16, 2024
Q1 2024
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
3.4K+ 3.03% |
$11.9K - $12.8K
|
116K
$496K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.29K+ 2.9% |
$8.01K - $8.63K
|
81.3K
$349K
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.23K+ 2.57% |
$4.31K - $4.64K
|
49.2K
$211K
|
|
|
May 02, 2024
Q1 2024
|
Good Life Advisors, LLC
|
BUY
|
- |
612+ 1.19% |
$2.14K - $2.31K
|
52.1K
$223K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 06, 2024
Q1 2024
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.67K- 8.74% |
$5.86K - $6.31K
|
17.5K
$75K
|
|
|
Jul 30, 2024
Q1 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.08K- 24.44% |
$7.29K - $7.85K
|
6.44K
$27.6K
|
|
|
May 03, 2024
Q1 2024
|
Csenge Advisory Group
|
SELL
|
- |
-4.83K- 13.21% |
$16.9K - $18.2K
|
31.8K
$136K
|
|
|
May 06, 2024
Q1 2024
|
Sym Financial Corp
|
SELL
|
- |
-6.07K- 12.63% |
$21.2K - $22.9K
|
42K
$180K
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-9.38K- 1.65% |
$32.8K - $35.4K
|
558K
$2.39M
|
|
|
Apr 30, 2024
Q1 2024
|
Consolidated Portfolio Review Corp
Woodbury, NY |
SELL
|
- |
-9.5K- 1.65% |
$33.3K - $35.8K
|
566K
$2.43M
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-12.8K- 29.0% |
$44.9K - $48.3K
|
31.4K
$135K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-24.9K- 65.19% |
$87.1K - $93.9K
|
13.3K
$57K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-26.5K- 18.66% |
$92.9K - $100K
|
116K
$496K
|
|
|
Apr 30, 2024
Q1 2024
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-32.4K- 72.49% |
$113K - $122K
|
12.3K
$52.7K
|
|
|
Apr 30, 2024
Q1 2024
|
Matisse Capital
|
SELL
|
- |
-43K- 17.31% |
$150K - $162K
|
205K
$880K
|