Purchases and Sales Made in Q1 2025 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q1 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 13, 2025
Q1 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
134K+ 13.28% |
$553K - $623K
|
1.15M
$4.43M
|
|
|
Apr 29, 2025
Q1 2025
|
Absolute Investment Advisers LLC
|
BUY
|
- |
95.2K+ 181.26% |
$392K - $442K
|
148K
$572K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
72.1K+ 1201250.0% |
$297K - $334K
|
72.1K
$279K
|
|
|
May 14, 2025
Q1 2025
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
17.6K+ 15.28% |
$72.3K - $81.5K
|
132K
$513K
|
|
|
Apr 21, 2025
Q1 2025
|
L.M. Kohn & Company
|
BUY
|
- |
11.8KNew |
$48.6K - $54.8K
|
11.8K
$45.7K
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
11KNew |
$45.3K - $51K
|
11K
$42.6K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.7K+ 52.82% |
$44.3K - $49.9K
|
31.1K
$120K
|
|
|
Apr 17, 2025
Q1 2025
|
Good Life Advisors, LLC
|
BUY
|
- |
8.91K+ 20.89% |
$36.7K - $41.3K
|
51.5K
$199K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.33K+ 21.29% |
$34.3K - $38.6K
|
47.4K
$184K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.42KNew |
$9.96K - $11.2K
|
2.42K
$9.36K
|
|
|
May 05, 2025
Q1 2025
|
Csenge Advisory Group
|
BUY
|
- |
1.34K+ 5.9% |
$5.51K - $6.2K
|
24K
$92.8K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 30, 2025
Q1 2025
|
Park Square Financial Group, LLC
Roswell, GA |
SELL
|
- |
-727- 18.53% |
$3K - $3.37K
|
3.2K
$12.4K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-1K- 14.65% |
$4.12K - $4.64K
|
5.82K
$22.5K
|
|
|
Apr 23, 2025
Q1 2025
|
Kpp Advisory Services LLC
Louisville, KY |
SELL
|
- |
-1K- 7.41% |
$4.12K - $4.64K
|
12.5K
$48.4K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.19K- 1.46% |
$4.9K - $5.52K
|
80K
$310K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-1.68K- 89.32% |
$6.93K - $7.8K
|
201
$778
|
|
|
May 06, 2025
Q1 2025
|
Sym Financial Corp
|
SELL
|
- |
-3.08K- 4.94% |
$12.7K - $14.3K
|
59.2K
$229K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.2K- 3.46% |
$25.5K - $28.8K
|
173K
$670K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-15K- 20.59% |
$61.8K - $69.6K
|
57.9K
$224K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-27.5K- 2.58% |
$113K - $128K
|
1.04M
$4.02M
|
|
|
May 14, 2025
Q1 2025
|
Cf Capital LLC
Cohasset, MA |
SELL
|
- |
-82.6K- 46.0% |
$340K - $383K
|
96.9K
$375K
|