Purchases and Sales Made in Q2 2023 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
102K+ 20.13% |
$294K - $347K
|
611K
$2.62M
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
93K+ 600.97% |
$267K - $315K
|
108K
$465K
|
|
|
Aug 14, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
75KNew |
$215K - $254K
|
75K
$322K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
47.1K+ 10.98% |
$135K - $160K
|
476K
$2.04M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
19.1K+ 3.13% |
$54.8K - $64.7K
|
629K
$2.7M
|
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
16KNew |
$45.9K - $54.2K
|
16K
$68.6K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.87K+ 4.73% |
$11.1K - $13.1K
|
85.5K
$367K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
2.64KNew |
$7.56K - $8.93K
|
2.64K
$11.3K
|
|
|
Aug 11, 2023
Q2 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
2.33K+ 7.35% |
$6.69K - $7.9K
|
34K
$146K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
871+ 2903.33% |
$2.5K - $2.95K
|
901
$3.87K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
365+ 0.58% |
$1.05K - $1.24K
|
62.9K
$270K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 11, 2023
Q2 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-890- 3.07% |
$2.55K - $3.02K
|
28.1K
$121K
|
|
|
Jul 10, 2023
Q2 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-1.15K- 2.25% |
$3.31K - $3.91K
|
50.2K
$215K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-1.17K- 6.63% |
$3.35K - $3.96K
|
16.5K
$70.6K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.27K- 0.67% |
$3.65K - $4.31K
|
187K
$804K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-4.03K- 2.38% |
$11.6K - $13.7K
|
165K
$709K
|
|
|
Jul 20, 2023
Q2 2023
|
Csenge Advisory Group
|
SELL
|
- |
-5.57K- 7.71% |
$16K - $18.9K
|
66.7K
$286K
|
|
|
Jul 17, 2023
Q2 2023
|
Silverhawk Asset Management, LLC
|
SELL
|
- |
-6.75K- 28.97% |
$19.4K - $22.9K
|
16.6K
$71K
|
|
|
Nov 21, 2023
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-14.3K- 16.02% |
$41.1K - $48.5K
|
75K
$322K
|
|
|
Jul 11, 2023
Q2 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-15.6K- 11.14% |
$44.8K - $53K
|
125K
$534K
|
|
|
Aug 06, 2024
Q2 2023
|
Alpine Global Management, LLC
New York, NY |
SELL
|
- |
-25K- 24.97% |
$71.6K - $84.6K
|
75K
$322K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-55.5K- 60.49% |
$159K - $188K
|
36.3K
$156K
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-138K- 52.1% |
$395K - $467K
|
127K
$543K
|