Purchases and Sales Made in Q3 2022 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
93.5K+ 86.91% |
$262K - $352K
|
201K
$889K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
70.1K+ 20.14% |
$196K - $264K
|
418K
$1.85M
|
|
|
Nov 14, 2022
Q3 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
47KNew |
$132K - $177K
|
47K
$208K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
43.5K+ 8.68% |
$122K - $164K
|
545K
$2.41M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
24.3K+ 65.01% |
$67.9K - $91.5K
|
61.6K
$272K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
6.64K+ 10.84% |
$18.6K - $25K
|
67.9K
$300K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
5.48K+ 53.53% |
$15.3K - $20.7K
|
15.7K
$69.4K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
2.94KNew |
$8.23K - $11.1K
|
2.94K
$13K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
626+ 3.72% |
$1.75K - $2.36K
|
17.4K
$77.1K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
604New |
$1.69K - $2.28K
|
604
$2.67K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-229- 0.74% |
$641 - $863
|
30.5K
$135K
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-425- 0.78% |
$1.19K - $1.6K
|
53.9K
$238K
|
|
|
Oct 13, 2022
Q3 2022
|
Good Life Advisors, LLC
|
SELL
|
- |
-606- 1.19% |
$1.7K - $2.28K
|
50.2K
$222K
|
|
|
Oct 27, 2022
Q3 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.93K- 6.42% |
$5.4K - $7.28K
|
28.1K
$124K
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
SELL
|
- |
-3.1K- 5.12% |
$8.69K - $11.7K
|
57.5K
$254K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.62K- 1.55% |
$12.9K - $17.4K
|
293K
$1.3M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.07K- 3.83% |
$19.8K - $26.6K
|
177K
$784K
|
|
|
Oct 13, 2022
Q3 2022
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-8K- 5.3% |
$22.4K - $30.2K
|
143K
$632K
|
|
|
Oct 25, 2022
Q3 2022
|
Nova R Wealth, Inc.
|
SELL
|
- |
-12K- 25.69% |
$33.6K - $45.2K
|
34.7K
$153K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-24.6K- 27.81% |
$69K - $92.9K
|
64K
$283K
|