Purchases and Sales Made in Q4 2024 in First Trust Specialty Finance & Financial Opportunities Fund (FGB)
This table provides information about the institutional ownership of First Trust Specialty Finance & Financial Opportunities Fund (FGB) during Q4 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
726K+ 255.09% |
$2.94M - $3.17M
|
1.01M
$3.91M
|
|
|
Feb 14, 2025
Q4 2024
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
180KNew |
$727K - $783K
|
180K
$695K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
72.9KNew |
$295K - $318K
|
72.9K
$282K
|
|
|
Jan 24, 2025
Q4 2024
|
Absolute Investment Advisers LLC
|
BUY
|
- |
52.5KNew |
$213K - $229K
|
52.5K
$203K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
46.9K+ 8.23% |
$190K - $205K
|
617K
$2.39M
|
|
|
Feb 14, 2025
Q4 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
45.4K+ 357.91% |
$184K - $198K
|
58.1K
$225K
|
|
|
Feb 14, 2025
Q4 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
33.7K+ 18.76% |
$136K - $147K
|
213K
$825K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32K+ 64.94% |
$129K - $139K
|
81.2K
$314K
|
|
|
May 14, 2025
Q4 2024
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
31.1KNew |
$126K - $135K
|
31.1K
$120K
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
23.5KNew |
$95.2K - $102K
|
23.5K
$90.9K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
21.8KNew |
$88.1K - $94.9K
|
21.8K
$84.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Quarry LP
New York, NY |
BUY
|
- |
20.4KNew |
$82.6K - $89K
|
20.4K
$79K
|
|
|
Jan 24, 2025
Q4 2024
|
Sym Financial Corp
|
BUY
|
- |
20.3K+ 48.23% |
$82K - $88.3K
|
62.2K
$241K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20KNew |
$80.8K - $87K
|
20K
$77.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
19.9KNew |
$80.4K - $86.6K
|
19.9K
$76.8K
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
10.2KNew |
$41.4K - $44.6K
|
10.2K
$39.6K
|
|
|
Jan 16, 2025
Q4 2024
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
6.89K+ 6.38% |
$27.9K - $30K
|
115K
$445K
|
|
|
Feb 28, 2025
Q4 2024
|
Park Square Financial Group, LLC
Roswell, GA |
BUY
|
- |
3.92KNew |
$15.9K - $17.1K
|
3.92K
$15.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
1.15K+ 158.52% |
$4.67K - $5.03K
|
1.88K
$7.28K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.15K+ 0.64% |
$4.64K - $5K
|
179K
$694K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
701New |
$2.84K - $3.06K
|
701
$2.71K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
191+ 0.02% |
$774 - $833
|
1.07M
$4.13M
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
91+ 0.23% |
$369 - $397
|
39.1K
$151K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-900- 6.77% |
$3.65K - $3.92K
|
12.4K
$47.9K
|
|
|
Jan 30, 2025
Q4 2024
|
Csenge Advisory Group
|
SELL
|
- |
-2K- 8.11% |
$8.09K - $8.71K
|
22.6K
$87.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-6.14K- 23.19% |
$24.9K - $26.8K
|
20.3K
$78.7K
|
|
|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-6.32K- 99.91% |
$25.6K - $27.5K
|
6
$23.2
|
|
|
Jan 21, 2025
Q4 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-6.5K- 5.86% |
$26.3K - $28.3K
|
104K
$404K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-10.4K- 25.05% |
$42.1K - $45.4K
|
31.1K
$120K
|
|
|
Feb 14, 2025
Q4 2024
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-48.9K- 6.54% |
$198K - $213K
|
699K
$2.71M
|
|
|
Jan 31, 2025
Q4 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-64.4K- 60.17% |
$261K - $281K
|
42.6K
$165K
|
|
|
Jan 31, 2025
Q4 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-106K- 83.49% |
$429K - $462K
|
21K
$81.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-131K- 33.34% |
$531K - $572K
|
262K
$1.02M
|