Purchases and Sales Made in Q4 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
4.16M+ 534.4% |
$64.3M - $70.4M
|
4.94M
$88.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
2.82M+ 26692.76% |
$43.7M - $47.8M
|
2.84M
$50.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
1.76M+ 459.22% |
$27.2M - $29.7M
|
2.14M
$38.2M
|
|
|
Sep 05, 2024
Q4 2023
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
1.73M+ 704.48% |
$26.7M - $29.2M
|
1.97M
$35.2M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.69M+ 1586.01% |
$26.2M - $28.6M
|
1.8M
$32.2M
|
|
|
Jan 24, 2024
Q4 2023
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
1.39M+ 241.21% |
$21.6M - $23.6M
|
1.97M
$35.2M
|
|
|
Jan 25, 2024
Q4 2023
|
Price Capital Management, Inc.
Lafayette, LA |
BUY
|
- |
1.2MNew |
$18.6M - $20.4M
|
1.2M
$21.5M
|
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
839KNew |
$13M - $14.2M
|
839K
$15M
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
791KNew |
$12.2M - $13.4M
|
791K
$14.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
635K+ 9.3% |
$9.81M - $10.7M
|
7.46M
$133M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
502K+ 288.98% |
$7.77M - $8.5M
|
676K
$12.1M
|
|
|
Feb 08, 2024
Q4 2023
|
Barings LLC
|
BUY
|
- |
427K+ 207.58% |
$6.61M - $7.23M
|
633K
$11.3M
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
409K+ 69.09% |
$6.32M - $6.92M
|
1M
$17.9M
|
|
|
Feb 12, 2024
Q4 2023
|
Orba Wealth Advisors, L.L.C.
Chicago, IL |
BUY
|
- |
387KNew |
$5.98M - $6.54M
|
387K
$6.91M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
342K+ 57.94% |
$5.29M - $5.79M
|
933K
$16.7M
|
|
|
Jan 22, 2024
Q4 2023
|
Wright Fund Management, LLC
Santa Monica, CA |
BUY
|
- |
289K+ 48.74% |
$4.46M - $4.88M
|
881K
$15.7M
|
|
|
Jan 17, 2024
Q4 2023
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
282KNew |
$4.35M - $4.77M
|
282K
$5.03M
|
|
|
Jan 10, 2024
Q4 2023
|
Marion Wealth Management
|
BUY
|
- |
279KNew |
$4.31M - $4.72M
|
279K
$4.99M
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
238KNew |
$3.69M - $4.04M
|
238K
$4.26M
|
|
|
Feb 13, 2024
Q4 2023
|
Traction Financial Partners, LLC
Littleton, CO |
BUY
|
- |
237KNew |
$3.66M - $4M
|
237K
$4.23M
|
|
|
Feb 05, 2024
Q4 2023
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
194K+ 16.49% |
$2.99M - $3.28M
|
1.37M
$24.4M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
188KNew |
$2.91M - $3.19M
|
188K
$3.37M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
176K+ 13.63% |
$2.72M - $2.98M
|
1.47M
$26.2M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
169K+ 5.77% |
$2.62M - $2.86M
|
3.1M
$55.4M
|
|
|
Jan 11, 2024
Q4 2023
|
Hudson Capital Management LLC
|
BUY
|
- |
166K+ 1025.49% |
$2.56M - $2.81M
|
182K
$3.25M
|
|
|
Feb 09, 2024
Q4 2023
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
164K+ 21.57% |
$2.54M - $2.77M
|
924K
$16.5M
|
|
|
Feb 06, 2024
Q4 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
157K+ 12.82% |
$2.43M - $2.65M
|
1.38M
$24.7M
|
|
|
Feb 23, 2024
Q4 2023
|
Beacon Financial Group
|
BUY
|
- |
148KNew |
$2.28M - $2.5M
|
148K
$2.64M
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
125K+ 35.8% |
$1.94M - $2.12M
|
475K
$8.49M
|
|
|
Jan 30, 2024
Q4 2023
|
Private Client Services, LLC
Louisville, KY |
BUY
|
- |
115KNew |
$1.78M - $1.95M
|
115K
$2.06M
|
|
|
Feb 06, 2024
Q4 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
113K+ 28.6% |
$1.74M - $1.9M
|
506K
$9.04M
|
|
|
Feb 12, 2024
Q4 2023
|
Darden Wealth Group Inc
Ann Arbor, MI |
BUY
|
- |
110KNew |
$1.7M - $1.86M
|
110K
$1.96M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
103KNew |
$1.58M - $1.73M
|
103K
$1.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
90.6K+ 8.46% |
$1.4M - $1.53M
|
1.16M
$20.8M
|
|
|
Jan 19, 2024
Q4 2023
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
90.1K+ 150.51% |
$1.39M - $1.52M
|
150K
$2.68M
|
|
|
Feb 12, 2024
Q4 2023
|
Wiser Advisor Group LLC
Phoenix, AZ |
BUY
|
- |
88.3KNew |
$1.37M - $1.49M
|
88.3K
$1.58M
|
|
|
Feb 13, 2024
Q4 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
74KNew |
$1.14M - $1.25M
|
74K
$1.32M
|
|
|
Jan 08, 2024
Q4 2023
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
71KNew |
$1.1M - $1.2M
|
71K
$1.27M
|
|
|
Feb 12, 2024
Q4 2023
|
Harvest Investment Services, LLC
|
BUY
|
- |
70.6KNew |
$1.09M - $1.19M
|
70.6K
$1.26M
|
|
|
Feb 14, 2024
Q4 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
70KNew |
$1.08M - $1.18M
|
70K
$1.25M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
63.6K+ 40.03% |
$983K - $1.08M
|
222K
$3.97M
|
|
|
Jan 29, 2024
Q4 2023
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
59.6K+ 22.39% |
$921K - $1.01M
|
326K
$5.82M
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
55.3K+ 48.28% |
$856K - $936K
|
170K
$3.04M
|
|
|
Jan 11, 2024
Q4 2023
|
Brookstone Capital Management
|
BUY
|
- |
55.2K+ 172.86% |
$853K - $933K
|
87.1K
$1.56M
|
|
|
Feb 05, 2024
Q4 2023
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
54.8KNew |
$848K - $928K
|
54.8K
$980K
|
|
|
Feb 13, 2024
Q4 2023
|
Roi Financial Advisors, LLC
Beaverton, OR |
BUY
|
- |
51.5KNew |
$796K - $871K
|
51.5K
$920K
|
|
|
Feb 06, 2024
Q4 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
48.9K+ 4.87% |
$756K - $828K
|
1.05M
$18.8M
|
|
|
Jan 09, 2024
Q4 2023
|
Howard Financial Services, Ltd.
|
BUY
|
- |
42.9K+ 27.9% |
$664K - $727K
|
197K
$3.52M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
42.5K+ 0.4% |
$657K - $719K
|
10.6M
$189M
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
39.5K+ 10.26% |
$611K - $669K
|
425K
$7.59M
|