Purchases and Sales Made in Q4 2021 in Horizon Technology Finance Corp (HRZN)
This table provides information about the institutional ownership of Horizon Technology Finance Corp (HRZN) during Q4 2021. The information is specifically focused on institutions that hold shares of Horizon Technology Finance Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
105KNew |
$1.62M - $1.93M
|
105K
$919K
|
|
|
Feb 11, 2022
Q4 2021
|
Shelton Capital Management
Denver, CO |
BUY
|
- |
53K+ 16.31% |
$820K - $981K
|
378K
$3.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
48K+ 235.61% |
$744K - $889K
|
68.4K
$602K
|
|
|
Feb 14, 2022
Q4 2021
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
44.1KNew |
$682K - $815K
|
44.1K
$387K
|
|
|
Feb 11, 2022
Q4 2021
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
34.2KNew |
$530K - $633K
|
34.2K
$301K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
29.8K+ 23.23% |
$462K - $552K
|
158K
$1.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
26.6KNew |
$412K - $492K
|
26.6K
$234K
|
|
|
Feb 16, 2022
Q4 2021
|
ETF Store, Inc.
|
BUY
|
- |
22.2KNew |
$344K - $411K
|
22.2K
$195K
|
|
|
Feb 10, 2022
Q4 2021
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
18.4KNew |
$285K - $340K
|
18.4K
$162K
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
18.2KNew |
$282K - $337K
|
18.2K
$160K
|
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
18KNew |
$279K - $333K
|
18K
$158K
|
|
|
Feb 14, 2022
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
18KNew |
$279K - $333K
|
18K
$158K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
17.3K+ 7.43% |
$267K - $319K
|
249K
$2.19M
|
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
12.8KNew |
$199K - $238K
|
12.8K
$113K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
12.8KNew |
$197K - $236K
|
12.8K
$112K
|
|
|
Feb 14, 2022
Q4 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
12K+ 6.8% |
$186K - $223K
|
189K
$1.66M
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
11.6K+ 9.28% |
$179K - $214K
|
136K
$1.2M
|
|
|
Feb 15, 2022
Q4 2021
|
First Affirmative Financial Network
|
BUY
|
- |
10.7KNew |
$165K - $198K
|
10.7K
$93.9K
|
|
|
Feb 14, 2022
Q4 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
10.3K+ 6.59% |
$159K - $191K
|
166K
$1.46M
|
|
|
Jan 12, 2022
Q4 2021
|
Green Alpha Advisors, LLC
|
BUY
|
- |
9.68K+ 8.61% |
$150K - $179K
|
122K
$1.07M
|
|
|
Feb 08, 2022
Q4 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
7.66K+ 22.34% |
$119K - $142K
|
41.9K
$369K
|
|
|
Feb 10, 2022
Q4 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
7.38K+ 245900.0% |
$114K - $136K
|
7.38K
$64.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.05K+ 16.47% |
$93.6K - $112K
|
42.8K
$376K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
4.44K+ 8.31% |
$68.8K - $82.2K
|
57.9K
$509K
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.24K+ 14.17% |
$50.2K - $60K
|
26.1K
$230K
|
|
|
Feb 11, 2022
Q4 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
2.6KNew |
$40.3K - $48.1K
|
2.6K
$22.9K
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
2.21KNew |
$34.2K - $40.8K
|
2.21K
$19.4K
|
|
|
Feb 01, 2022
Q4 2021
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
2.15K+ 7.15% |
$33.3K - $39.8K
|
32.2K
$283K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2K+ 11.84% |
$31K - $37K
|
18.9K
$166K
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
700New |
$10.8K - $13K
|
700
$6.15K
|
|
|
Feb 14, 2022
Q4 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
- |
623+ 2.32% |
$9.64K - $11.5K
|
27.4K
$241K
|
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
530+ 16.14% |
$8.2K - $9.81K
|
3.81K
$33.5K
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
220New |
$3.41K - $4.07K
|
220
$1.93K
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
177+ 0.21% |
$2.74K - $3.27K
|
86.1K
$757K
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
141+ 1.68% |
$2.18K - $2.61K
|
8.53K
$74.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
81+ 0.48% |
$1.25K - $1.5K
|
17K
$149K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2+ 0.01% |
$31 - $37
|
14.5K
$128K
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
1+ 1.22% |
$15.5 - $18.5
|
83
$730
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-23- 0.11% |
$356 - $426
|
20.1K
$177K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-42- 0.26% |
$650 - $777
|
16.4K
$144K
|
|
|
Feb 14, 2022
Q4 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-222- 3.36% |
$3.44K - $4.11K
|
6.39K
$56.2K
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-369Closed |
$5.71K - $6.83K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-443Closed |
$6.86K - $8.2K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-782Closed |
$12.1K - $14.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-1.46K- 10.12% |
$22.6K - $27K
|
13K
$114K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2K- 47.39% |
$31K - $37K
|
2.22K
$19.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-3.5K- 11.22% |
$54.2K - $64.8K
|
27.7K
$244K
|
|
|
Feb 11, 2022
Q4 2021
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-6.23KClosed |
$96.4K - $115K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.17K- 17.28% |
$111K - $133K
|
34.3K
$302K
|