Purchases and Sales Made in Q1 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q1 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2022
Q1 2022
|
Leeward Investments, LLC Ma
|
BUY
|
- |
796KNew |
$13.2M - $14.5M
|
796K
$15.3M
|
|
|
May 16, 2022
Q1 2022
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
397K+ 68.99% |
$6.57M - $7.23M
|
972K
$18.7M
|
|
|
May 10, 2022
Q1 2022
|
Van Eck Associates Corp
|
BUY
|
- |
396K+ 26.87% |
$6.57M - $7.23M
|
1.87M
$36M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
260KNew |
$4.31M - $4.75M
|
260K
$5M
|
|
|
May 16, 2022
Q1 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
150K+ 19.69% |
$2.48M - $2.73M
|
909K
$17.5M
|
|
|
May 16, 2022
Q1 2022
|
Uniplan Investment Counsel, Inc.
Union Grove, WI |
BUY
|
- |
134K+ 91.98% |
$2.22M - $2.44M
|
279K
$5.36M
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
96.7K+ 34.64% |
$1.6M - $1.76M
|
376K
$7.22M
|
|
|
May 16, 2022
Q1 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
89.2K+ 303.47% |
$1.48M - $1.63M
|
119K
$2.28M
|
|
|
May 16, 2022
Q1 2022
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
84.7K+ 133.81% |
$1.4M - $1.54M
|
148K
$2.84M
|
|
|
May 05, 2022
Q1 2022
|
Aigen Investment Management, LP
|
BUY
|
- |
56.8KNew |
$940K - $1.03M
|
56.8K
$1.09M
|
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
32.8K+ 8.26% |
$543K - $598K
|
430K
$8.26M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
32KNew |
$530K - $584K
|
32K
$615K
|
|
|
May 16, 2022
Q1 2022
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
29.6K+ 13.47% |
$490K - $540K
|
249K
$4.79M
|
|
|
May 16, 2022
Q1 2022
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
28.3K+ 131.51% |
$468K - $515K
|
49.7K
$955K
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
25.6K+ 9.61% |
$424K - $466K
|
292K
$5.6M
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
24.9K+ 49.34% |
$413K - $454K
|
75.4K
$1.45M
|
|
|
May 16, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
23K+ 1840.0% |
$381K - $419K
|
24.3K
$466K
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
22.6K+ 27.03% |
$375K - $412K
|
106K
$2.04M
|
|
|
May 13, 2022
Q1 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
20.2K+ 33.14% |
$335K - $369K
|
81.3K
$1.56M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
19.6K+ 50.93% |
$324K - $357K
|
58K
$1.11M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
17.7K+ 1.94% |
$293K - $322K
|
930K
$17.9M
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
17.5K+ 19.42% |
$290K - $319K
|
108K
$2.07M
|
|
|
May 16, 2022
Q1 2022
|
Caxton Associates LP
New York, NY |
BUY
|
- |
16.7K+ 54.26% |
$277K - $305K
|
47.5K
$913K
|
|
|
May 13, 2022
Q1 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
16KNew |
$265K - $292K
|
16K
$307K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
15.7K+ 11.26% |
$260K - $286K
|
155K
$2.98M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.7K+ 38.51% |
$243K - $267K
|
52.7K
$1.01M
|
|
|
May 03, 2022
Q1 2022
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
13.9K+ 9.43% |
$230K - $253K
|
161K
$3.09M
|
|
|
Apr 21, 2022
Q1 2022
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
13.8KNew |
$229K - $252K
|
13.8K
$266K
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.8K+ 90.41% |
$212K - $234K
|
27K
$519K
|
|
|
May 10, 2022
Q1 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
12.5K+ 1.44% |
$207K - $228K
|
883K
$17M
|
|
|
Apr 11, 2022
Q1 2022
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
12.5KNew |
$207K - $227K
|
12.5K
$240K
|
|
|
May 20, 2022
Q1 2022
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
12.2K+ 41.18% |
$202K - $223K
|
41.9K
$805K
|
|
|
Apr 12, 2022
Q1 2022
|
Brookstone Capital Management
|
BUY
|
- |
12KNew |
$198K - $218K
|
12K
$230K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.5K+ 6.28% |
$191K - $210K
|
195K
$3.75M
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
10.9K+ 7.67% |
$180K - $198K
|
152K
$2.93M
|
|
|
May 16, 2022
Q1 2022
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10.8KNew |
$180K - $198K
|
10.8K
$208K
|
|
|
May 09, 2022
Q1 2022
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
10.7K+ 14.56% |
$177K - $195K
|
84.2K
$1.62M
|
|
|
Apr 13, 2022
Q1 2022
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
10.5KNew |
$174K - $191K
|
10.5K
$202K
|
|
|
May 13, 2022
Q1 2022
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
10.2KNew |
$169K - $186K
|
10.2K
$196K
|
|
|
May 16, 2022
Q1 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
10.1K+ 18.99% |
$168K - $185K
|
63.5K
$1.22M
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
9.95K+ 8.98% |
$165K - $181K
|
121K
$2.32M
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
9.56K+ 42.29% |
$158K - $174K
|
32.2K
$618K
|
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
8.6KNew |
$142K - $157K
|
8.6K
$165K
|
|
|
Apr 28, 2022
Q1 2022
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
7.92K+ 15.0% |
$131K - $144K
|
60.8K
$1.17M
|
|
|
May 03, 2022
Q1 2022
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
7.4K+ 15.45% |
$123K - $135K
|
55.3K
$1.06M
|
|
|
May 09, 2022
Q1 2022
|
Duality Advisers, LP
Miami, FL |
BUY
|
- |
6.92K+ 10.73% |
$115K - $126K
|
71.4K
$1.37M
|
|
|
May 16, 2022
Q1 2022
|
Barclays PLC
London, X0 |
BUY
|
- |
6.32KNew |
$105K - $115K
|
6.32K
$121K
|
|
|
Aug 11, 2022
Q1 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
6.29K+ 9.32% |
$104K - $115K
|
73.8K
$1.42M
|
|
|
May 16, 2022
Q1 2022
|
S&T Bank
Indiana, PA |
BUY
|
- |
6.27K+ 0.97% |
$104K - $114K
|
655K
$12.6M
|
|
|
May 13, 2022
Q1 2022
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
6.17K+ 8.25% |
$102K - $112K
|
81K
$1.56M
|