Purchases and Sales Made in Q3 2022 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q3 2022. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
T. Rowe Price Investment Management, Inc.
Baltimore, MD |
BUY
|
- |
1.59MNew |
$18.2M - $40.6M
|
1.59M
$30.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
1.37M+ 1123.25% |
$15.7M - $35M
|
1.49M
$28.7M
|
|
|
Oct 24, 2022
Q3 2022
|
Granite Investment Partners, LLC
|
BUY
|
- |
829KNew |
$9.49M - $21.1M
|
829K
$15.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
343K+ 349.81% |
$3.93M - $8.73M
|
441K
$8.47M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
317KNew |
$3.63M - $8.08M
|
317K
$6.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
281K+ 576.21% |
$3.21M - $7.15M
|
329K
$6.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
281K+ 576.21% |
$3.21M - $7.15M
|
329K
$6.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
273KNew |
$3.12M - $6.94M
|
273K
$5.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
215K+ 41.14% |
$2.46M - $5.48M
|
738K
$14.2M
|
|
|
Dec 05, 2022
Q3 2022
|
Centaurus Financial, Inc.
|
BUY
|
- |
159K+ 76.74% |
$1.82M - $4.05M
|
366K
$7.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
159K+ 18.53% |
$1.82M - $4.04M
|
1.01M
$19.5M
|
|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
88.3K+ 4.17% |
$1.01M - $2.25M
|
2.21M
$42.4M
|
|
|
Nov 07, 2022
Q3 2022
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
85.2KNew |
$975K - $2.17M
|
85.2K
$1.64M
|
|
|
Nov 14, 2022
Q3 2022
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
68.2KNew |
$781K - $1.74M
|
68.2K
$1.31M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
67.2K+ 14.14% |
$770K - $1.71M
|
543K
$10.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
64K+ 8.91% |
$733K - $1.63M
|
782K
$15M
|
|
|
Nov 08, 2022
Q3 2022
|
New York State Common Retirement Fund
|
BUY
|
- |
59.1KNew |
$677K - $1.51M
|
59.1K
$1.14M
|
|
|
Nov 14, 2022
Q3 2022
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
BUY
|
- |
54.3KNew |
$622K - $1.38M
|
54.3K
$1.04M
|
|
|
Nov 10, 2022
Q3 2022
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
51.7K+ 173.84% |
$592K - $1.32M
|
81.5K
$1.57M
|
|
|
Nov 16, 2022
Q3 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
48.4K+ 5.27% |
$554K - $1.23M
|
966K
$18.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
46.5KNew |
$533K - $1.18M
|
46.5K
$893K
|
|
|
Feb 14, 2023
Q3 2022
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
45.3K+ 340.89% |
$519K - $1.15M
|
58.6K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
41.8K+ 346.53% |
$478K - $1.06M
|
53.8K
$1.03M
|
|
|
Nov 14, 2022
Q3 2022
|
Twinbeech Capital LP
Purchase, NY |
BUY
|
- |
40.9KNew |
$468K - $1.04M
|
40.9K
$786K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
33.8K+ 16.54% |
$387K - $860K
|
238K
$4.57M
|
|
|
Nov 08, 2022
Q3 2022
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
33.4K+ 28.6% |
$382K - $851K
|
150K
$2.88M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
32K+ 17.74% |
$367K - $816K
|
213K
$4.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
31.6K+ 78.31% |
$361K - $804K
|
71.9K
$1.38M
|
|
|
Nov 14, 2022
Q3 2022
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
31.5KNew |
$361K - $802K
|
31.5K
$605K
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
30.3KNew |
$347K - $771K
|
30.3K
$582K
|
|
|
Oct 18, 2022
Q3 2022
|
Triad Investment Management
|
BUY
|
- |
27.9K+ 43.26% |
$319K - $709K
|
92.2K
$1.77M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
26.2K+ 6.19% |
$300K - $666K
|
449K
$8.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24K+ 6.87% |
$274K - $610K
|
373K
$7.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
23.4KNew |
$268K - $597K
|
23.4K
$450K
|
|
|
Oct 14, 2022
Q3 2022
|
Diligent Investors, LLC
|
BUY
|
- |
23.2K+ 213.69% |
$266K - $591K
|
34.1K
$655K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
19.3KNew |
$221K - $492K
|
19.3K
$371K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
19.2KNew |
$220K - $490K
|
19.2K
$369K
|
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
18.4K+ 14.1% |
$210K - $468K
|
149K
$2.86M
|
|
|
Nov 07, 2022
Q3 2022
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
17.9KNew |
$205K - $456K
|
17.9K
$344K
|
|
|
Nov 08, 2022
Q3 2022
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
16.4KNew |
$187K - $417K
|
16.4K
$314K
|
|
|
Nov 14, 2022
Q3 2022
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
16.1K+ 50.93% |
$184K - $409K
|
47.6K
$914K
|
|
|
Oct 18, 2022
Q3 2022
|
Security National Bank
|
BUY
|
- |
15.6K+ 9.58% |
$178K - $397K
|
178K
$3.42M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.5K+ 3.46% |
$166K - $369K
|
433K
$8.31M
|
|
|
Nov 10, 2022
Q3 2022
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
13.7KNew |
$156K - $348K
|
13.7K
$262K
|
|
|
Nov 14, 2022
Q3 2022
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
12.9KNew |
$148K - $329K
|
12.9K
$248K
|
|
|
Nov 01, 2022
Q3 2022
|
Mas Advisors LLC
Miami, FL |
BUY
|
- |
11.2KNew |
$129K - $286K
|
11.2K
$216K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
11.1K+ 33.31% |
$127K - $283K
|
44.5K
$854K
|
|
|
Nov 04, 2022
Q3 2022
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
11.1KNew |
$127K - $282K
|
11.1K
$213K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
11K+ 7.59% |
$125K - $279K
|
155K
$2.98M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
10.5K+ 13.27% |
$120K - $266K
|
89.3K
$1.71M
|