Purchases and Sales Made in Q4 2021 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2021. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|
Feb 14, 2022
Q4 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
188K+ 1006.69% |
$3.03M - $3.39M
|
206K
$3.81M
|
|
|
Feb 15, 2022
Q4 2021
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
159K+ 28.65% |
$2.57M - $2.88M
|
715K
$13.2M
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
BUY
|
- |
156K+ 11.85% |
$2.52M - $2.82M
|
1.48M
$27.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
139KNew |
$2.25M - $2.52M
|
139K
$2.57M
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
115K+ 245.99% |
$1.85M - $2.07M
|
161K
$2.98M
|
|
|
Feb 14, 2022
Q4 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
108K+ 145.3% |
$1.74M - $1.95M
|
182K
$3.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
98.1K+ 198.16% |
$1.58M - $1.77M
|
148K
$2.72M
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
98KNew |
$1.58M - $1.77M
|
98K
$1.81M
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
91.4K+ 182.19% |
$1.48M - $1.65M
|
142K
$2.61M
|
|
|
Feb 14, 2022
Q4 2021
|
Fil LTD
Hamilton, D0 |
BUY
|
- |
74.9K+ 76.23% |
$1.21M - $1.35M
|
173K
$3.19M
|
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
68.5K+ 7.35% |
$1.11M - $1.24M
|
1M
$18.5M
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
67.5KNew |
$1.09M - $1.22M
|
67.5K
$1.25M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
65.6K+ 12.86% |
$1.06M - $1.18M
|
575K
$10.6M
|
|
|
May 16, 2022
Q4 2021
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
52.8KNew |
$852K - $954K
|
52.8K
$974K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
44.1KNew |
$712K - $797K
|
44.1K
$814K
|
|
|
Feb 08, 2022
Q4 2021
|
Granite Shares Advisors LLC
|
BUY
|
- |
42.4KNew |
$684K - $766K
|
42.4K
$782K
|
|
|
Feb 14, 2022
Q4 2021
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
38.6KNew |
$623K - $698K
|
38.6K
$713K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
34.4K+ 3.92% |
$555K - $622K
|
913K
$16.8M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
33.6K+ 52.12% |
$542K - $607K
|
98.1K
$1.81M
|
|
|
Feb 11, 2022
Q4 2021
|
Mqs Management LLC
|
BUY
|
- |
31.9KNew |
$514K - $576K
|
31.9K
$588K
|
|
|
Feb 15, 2022
Q4 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
31.2K+ 71.5% |
$503K - $563K
|
74.8K
$1.38M
|
|
|
Jan 13, 2022
Q4 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
31K+ 1.51% |
$500K - $560K
|
2.08M
$38.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Voloridge Investment Management, LLC
Jupiter, FL |
BUY
|
- |
30.5K+ 16.1% |
$492K - $551K
|
220K
$4.06M
|
|
|
Feb 14, 2022
Q4 2021
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
30.1KNew |
$486K - $545K
|
30.1K
$556K
|
|
|
Feb 14, 2022
Q4 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
29.4KNew |
$474K - $531K
|
29.4K
$542K
|
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
29.2KNew |
$472K - $528K
|
29.2K
$539K
|
|
|
Jan 18, 2022
Q4 2021
|
Abundance Wealth Counselors
|
BUY
|
- |
28.8KNew |
$464K - $520K
|
28.8K
$531K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
28.2K+ 34.13% |
$455K - $510K
|
111K
$2.05M
|
|
|
Feb 15, 2022
Q4 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
27.6K+ 10.38% |
$446K - $499K
|
294K
$5.42M
|
|
|
Jan 18, 2022
Q4 2021
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
25.5K+ 4.99% |
$412K - $461K
|
537K
$9.92M
|
|
|
Feb 11, 2022
Q4 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
23.9K+ 13.7% |
$385K - $431K
|
198K
$3.66M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
23.3K+ 6.22% |
$376K - $421K
|
397K
$7.33M
|
|
|
Feb 14, 2022
Q4 2021
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
23K+ 1840.0% |
$371K - $416K
|
24.3K
$448K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
22.6KNew |
$365K - $409K
|
22.6K
$417K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
22.2K+ 32.64% |
$358K - $401K
|
90.1K
$1.66M
|
|
|
Feb 11, 2022
Q4 2021
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
22KNew |
$355K - $398K
|
22K
$407K
|
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
21.5KNew |
$347K - $388K
|
21.5K
$397K
|
|
|
Jan 28, 2022
Q4 2021
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
21.2KNew |
$342K - $383K
|
21.2K
$391K
|
|
|
Feb 02, 2022
Q4 2021
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
20.7K+ 39.13% |
$334K - $374K
|
73.5K
$1.36M
|
|
|
Jan 20, 2022
Q4 2021
|
Sciencast Management LP
|
BUY
|
- |
20.5KNew |
$331K - $371K
|
20.5K
$379K
|
|
|
Feb 14, 2022
Q4 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
20.4K+ 47.55% |
$329K - $369K
|
63.3K
$1.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
19.7K+ 67.74% |
$318K - $356K
|
48.8K
$901K
|
|
|
Jan 19, 2022
Q4 2021
|
Bristlecone Advisors, LLC
|
BUY
|
- |
19KNew |
$306K - $343K
|
19K
$350K
|
|
|
Feb 15, 2022
Q4 2021
|
Lebenthal Global Advisors, LLC
|
BUY
|
- |
18.5KNew |
$298K - $333K
|
18.5K
$341K
|
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
18.2KNew |
$294K - $329K
|
18.2K
$336K
|
|
|
Feb 11, 2022
Q4 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
18.1KNew |
$293K - $328K
|
18.1K
$335K
|
|
|
Feb 02, 2022
Q4 2021
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
14.1K+ 10.63% |
$228K - $255K
|
147K
$2.71M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
14KNew |
$225K - $252K
|
14K
$258K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
13.7K+ 16.09% |
$220K - $247K
|
98.5K
$1.82M
|
|
|
Feb 07, 2022
Q4 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
13.5K+ 9.9% |
$218K - $244K
|
150K
$2.77M
|