Purchases and Sales Made in Q1 2023 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q1 2023. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
71.2K+ 10.28% |
$455K - $496K
|
764K
$6.03M
|
|
|
Apr 26, 2023
Q1 2023
|
Benedetti & Gucer, Inc.
|
BUY
|
- |
41.3KNew |
$264K - $288K
|
41.3K
$326K
|
|
|
May 12, 2023
Q1 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
40.5K+ 0.89% |
$259K - $283K
|
4.59M
$36.2M
|
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
31.5K+ 151.3% |
$201K - $220K
|
52.4K
$414K
|
|
|
May 15, 2023
Q1 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
29.6K+ 0.61% |
$189K - $206K
|
4.9M
$38.7M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
26.2K+ 254.83% |
$168K - $183K
|
36.5K
$289K
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
18.5K+ 22.61% |
$118K - $129K
|
100K
$794K
|
|
|
May 08, 2023
Q1 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
16.9K+ 12.89% |
$108K - $118K
|
148K
$1.17M
|
|
|
May 12, 2023
Q1 2023
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
10.9K+ 41.37% |
$69.7K - $76K
|
37.3K
$294K
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.6K+ 67.9% |
$68K - $74.1K
|
26.3K
$208K
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.91K+ 2.88% |
$12.2K - $13.3K
|
68.4K
$541K
|
|
|
May 10, 2023
Q1 2023
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.5K+ 71.29% |
$9.59K - $10.5K
|
3.6K
$28.5K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
863+ 25.88% |
$5.51K - $6.02K
|
4.2K
$33.2K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
673+ 90.21% |
$4.3K - $4.69K
|
1.42K
$11.2K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
553New |
$3.53K - $3.85K
|
553
$4.37K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
439+ 0.44% |
$2.81K - $3.06K
|
99.6K
$787K
|
|
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
100+ 20.0% |
$639 - $697
|
600
$4.74K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2- 0.04% |
$12.8 - $13.9
|
5.28K
$41.7K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-500- 11.9% |
$3.2K - $3.49K
|
3.7K
$29.2K
|
|
|
May 15, 2023
Q1 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-863- 6.23% |
$5.51K - $6.02K
|
13K
$103K
|
|
|
Apr 12, 2023
Q1 2023
|
National Bank Of Canada
|
SELL
|
- |
-1K- 20.0% |
$6.39K - $6.97K
|
4K
$31.6K
|
|
|
May 10, 2023
Q1 2023
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-1.89K- 15.59% |
$12.1K - $13.2K
|
10.2K
$80.9K
|
|
|
May 12, 2023
Q1 2023
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-3.07K- 5.03% |
$19.6K - $21.4K
|
57.8K
$457K
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-3.35K- 0.05% |
$21.4K - $23.3K
|
6.37M
$50.3M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.49K- 4.15% |
$22.3K - $24.3K
|
80.4K
$635K
|
|
|
Apr 17, 2023
Q1 2023
|
Guild Investment Management, Inc.
|
SELL
|
- |
-6.3K- 9.01% |
$40.3K - $43.9K
|
63.6K
$503K
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-8.17K- 0.23% |
$52.2K - $56.9K
|
3.5M
$27.6M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-8.28K- 2.12% |
$52.9K - $57.7K
|
382K
$3.02M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-12.7K- 9.46% |
$81K - $88.4K
|
121K
$959K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-12.8K- 5.67% |
$82K - $89.4K
|
213K
$1.69M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.9K- 11.13% |
$102K - $111K
|
127K
$1M
|
|
|
May 12, 2023
Q1 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-28K- 9.56% |
$179K - $195K
|
265K
$2.1M
|
|
|
Apr 27, 2023
Q1 2023
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-61.2K- 17.86% |
$391K - $427K
|
282K
$2.23M
|