Purchases and Sales Made in Q3 2022 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q3 2022. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2022
Q3 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
158K+ 2.71% |
$915K - $1.06M
|
5.98M
$47.2M
|
|
|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
112K+ 2.48% |
$647K - $748K
|
4.61M
$36.4M
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
84.8K+ 1152.97% |
$491K - $568K
|
92.2K
$728K
|
|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
43.5K+ 14.36% |
$252K - $291K
|
346K
$2.73M
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
23.5K+ 41.61% |
$136K - $158K
|
80K
$632K
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.4KNew |
$89K - $103K
|
15.4K
$121K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.27K+ 1.05% |
$24.7K - $28.6K
|
410K
$3.24M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
4.2KNew |
$24.3K - $28.1K
|
4.2K
$33.2K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
3.62K+ 3037.82% |
$20.9K - $24.2K
|
3.73K
$29.5K
|
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.07K+ 1.66% |
$6.17K - $7.14K
|
65.1K
$515K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
678+ 0.48% |
$3.93K - $4.54K
|
143K
$1.13M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
236+ 0.28% |
$1.37K - $1.58K
|
83.4K
$659K
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
200+ 3.62% |
$1.16K - $1.34K
|
5.73K
$45.3K
|
|
|
Nov 10, 2022
Q3 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
133+ 0.83% |
$770 - $891
|
16.2K
$128K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-150- 0.66% |
$869 - $1.01K
|
22.7K
$179K
|
|
|
Nov 09, 2022
Q3 2022
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-300- 1.13% |
$1.74K - $2.01K
|
26.3K
$208K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-520- 41.07% |
$3.01K - $3.48K
|
746
$5.89K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-551- 7.37% |
$3.19K - $3.69K
|
6.92K
$54.7K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.73K- 13.77% |
$10K - $11.6K
|
10.8K
$85.4K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-1.89K- 0.8% |
$10.9K - $12.6K
|
234K
$1.85M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.55K- 2.52% |
$14.8K - $17.1K
|
98.7K
$780K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.75K- 1.98% |
$15.9K - $18.4K
|
136K
$1.07M
|
|
|
Nov 09, 2022
Q3 2022
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-5K- 29.25% |
$29K - $33.5K
|
12.1K
$95.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-12.5K- 1.85% |
$72.5K - $84K
|
666K
$5.26M
|
|
|
Oct 12, 2022
Q3 2022
|
Guild Investment Management, Inc.
|
SELL
|
- |
-15.4K- 19.88% |
$89.2K - $103K
|
62.1K
$490K
|
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-33K- 0.7% |
$191K - $221K
|
4.67M
$36.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-35.7K- 70.93% |
$207K - $239K
|
14.6K
$116K
|
|
|
Oct 24, 2022
Q3 2022
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-105K- 17.83% |
$609K - $705K
|
485K
$3.83M
|