Purchases and Sales Made in Q4 2022 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q4 2022. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
393K+ 6.58% |
$2.21M - $2.58M
|
6.37M
$50.3M
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
204K+ 4.37% |
$1.15M - $1.34M
|
4.87M
$38.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
81.5K+ 16974.58% |
$458K - $534K
|
82K
$647K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
39.1K+ 42.37% |
$220K - $256K
|
131K
$1.04M
|
|
|
Feb 15, 2023
Q4 2022
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
26.3K+ 3.95% |
$148K - $173K
|
693K
$5.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
22.2KNew |
$125K - $146K
|
22.2K
$175K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.7KNew |
$88K - $103K
|
15.7K
$124K
|
|
|
Jan 30, 2023
Q4 2022
|
Seed Wealth Management, Inc.
Evanston, IL |
BUY
|
- |
12.4KNew |
$69.7K - $81.3K
|
12.4K
$98K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.1KNew |
$68.2K - $79.6K
|
12.1K
$95.8K
|
|
|
Feb 14, 2023
Q4 2022
|
Mill Creek Capital Advisors, LLC
Conshohocken, PA |
BUY
|
- |
11KNew |
$61.8K - $72.2K
|
11K
$86.9K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
10.3KNew |
$57.9K - $67.6K
|
10.3K
$81.4K
|
|
|
Feb 02, 2023
Q4 2022
|
Guild Investment Management, Inc.
|
BUY
|
- |
7.87K+ 12.68% |
$44.2K - $51.6K
|
69.9K
$552K
|
|
|
Jan 24, 2023
Q4 2022
|
National Bank Of Canada
|
BUY
|
- |
5KNew |
$28.1K - $32.8K
|
5K
$39.5K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.2KNew |
$23.6K - $27.6K
|
4.2K
$33.2K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.35K+ 449.6% |
$18.8K - $22K
|
4.1K
$32.4K
|
|
|
Jan 30, 2023
Q4 2022
|
Waterfront Wealth Inc.
|
BUY
|
- |
2.6K+ 20.97% |
$14.6K - $17.1K
|
15K
$119K
|
|
|
Feb 14, 2023
Q4 2022
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
2.1KNew |
$11.8K - $13.8K
|
2.1K
$16.6K
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.37K+ 2.1% |
$7.69K - $8.97K
|
66.5K
$525K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
453+ 0.46% |
$2.55K - $2.97K
|
99.2K
$784K
|
|
|
Feb 14, 2023
Q4 2022
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
374+ 0.7% |
$2.1K - $2.45K
|
54.1K
$428K
|
|
|
Feb 14, 2023
Q4 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
154+ 0.69% |
$865 - $1.01K
|
22.3K
$176K
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
150+ 27.12% |
$843 - $984
|
703
$5.55K
|
|
|
Feb 10, 2023
Q4 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
6+ 0.02% |
$33.7 - $39.4
|
26.4K
$208K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-248- 0.17% |
$1.39K - $1.63K
|
143K
$1.13M
|
|
|
Feb 03, 2023
Q4 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-411- 7.17% |
$2.31K - $2.7K
|
5.32K
$42K
|
|
|
Feb 14, 2023
Q4 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1K- 66.67% |
$5.62K - $6.56K
|
500
$3.95K
|
|
|
Feb 13, 2023
Q4 2022
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-1.25K- 10.33% |
$7.03K - $8.2K
|
10.8K
$85.7K
|
|
|
Jan 17, 2023
Q4 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-1.82K- 8.03% |
$10.2K - $11.9K
|
20.8K
$165K
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.96K- 1.44% |
$11K - $12.9K
|
134K
$1.06M
|
|
|
Feb 14, 2023
Q4 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-2.37K- 14.62% |
$13.3K - $15.6K
|
13.9K
$110K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-2.99K- 80.02% |
$16.8K - $19.6K
|
746
$5.89K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.59K- 51.83% |
$20.2K - $23.5K
|
3.33K
$26.3K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-4.41K- 5.51% |
$24.8K - $28.9K
|
75.6K
$598K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.53K- 51.17% |
$31.1K - $36.3K
|
5.28K
$41.7K
|
|
|
Feb 07, 2023
Q4 2022
|
Dakota Wealth Management
|
SELL
|
- |
-5.56K- 22.25% |
$31.2K - $36.5K
|
19.4K
$154K
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-7.6K- 3.25% |
$42.7K - $49.9K
|
226K
$1.79M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-20.1K- 4.9% |
$113K - $132K
|
390K
$3.08M
|
|
|
Feb 07, 2023
Q4 2022
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-22K- 26.49% |
$123K - $144K
|
60.9K
$481K
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-52.5K- 15.18% |
$295K - $345K
|
293K
$2.32M
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-64.9K- 1.41% |
$365K - $426K
|
4.55M
$35.9M
|
|
|
Jan 25, 2023
Q4 2022
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-142K- 29.33% |
$800K - $933K
|
343K
$2.71M
|