Purchases and Sales Made in Q3 2021 in Novartis Ag (NVS)
This table provides information about the institutional ownership of Novartis Ag (NVS) during Q3 2021. The information is specifically focused on institutions that hold shares of NOVARTIS AG.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
26.4KNew |
$2.16M - $2.51M
|
26.4K
$2.92M
|
|
|
Oct 14, 2021
Q3 2021
|
Manning & Napier Group, LLC
|
BUY
|
- |
25.7K+ 1.36% |
$2.1M - $2.44M
|
1.91M
$211M
|
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
23.1KNew |
$1.89M - $2.19M
|
23.1K
$2.55M
|
|
|
Oct 12, 2021
Q3 2021
|
Salem Capital Management Inc
|
BUY
|
- |
22K+ 251.6% |
$1.8M - $2.09M
|
30.7K
$3.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
22K+ 109.99% |
$1.8M - $2.09M
|
42K
$4.64M
|
|
|
Nov 01, 2021
Q3 2021
|
Martin Investment Management, LLC
Palm Beach Gardens, FL |
BUY
|
- |
21.4K+ 7.95% |
$1.75M - $2.03M
|
290K
$32.1M
|
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
20.3K+ 134.58% |
$1.66M - $1.93M
|
35.4K
$3.91M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
19.6K+ 7.17% |
$1.61M - $1.87M
|
293K
$32.4M
|
|
|
Oct 05, 2021
Q3 2021
|
Professional Advisory Services Inc
|
BUY
|
- |
19.1K+ 7.67% |
$1.56M - $1.81M
|
268K
$29.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Fora Capital, LLC
Miami, FL |
BUY
|
- |
17.3K+ 87.71% |
$1.42M - $1.65M
|
37.1K
$4.1M
|
|
|
Nov 15, 2021
Q3 2021
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
15.3K+ 144.06% |
$1.25M - $1.46M
|
26K
$2.87M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
13.6K+ 97.79% |
$1.11M - $1.29M
|
27.5K
$3.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Ethic Inc.
New York, NY |
BUY
|
- |
12.9K+ 53.84% |
$1.05M - $1.22M
|
36.7K
$4.06M
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
12.7KNew |
$1.04M - $1.21M
|
12.7K
$1.41M
|
|
|
Nov 02, 2021
Q3 2021
|
Gw Henssler & Associates LTD
|
BUY
|
- |
12.3K+ 6.23% |
$1M - $1.17M
|
209K
$23.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Scotia Capital Inc.
|
BUY
|
- |
12.2K+ 6.92% |
$996K - $1.16M
|
188K
$20.8M
|
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
11.9KNew |
$971K - $1.13M
|
11.9K
$1.31M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
11.2K+ 27.13% |
$915K - $1.06M
|
52.4K
$5.79M
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
11.2K+ 155.14% |
$913K - $1.06M
|
18.4K
$2.03M
|
|
|
Oct 25, 2021
Q3 2021
|
Cubic Asset Management, LLC
|
BUY
|
- |
10.9K+ 32.11% |
$895K - $1.04M
|
45K
$4.98M
|
|
|
Nov 10, 2021
Q3 2021
|
Allianz Asset Management Gmb H
Munich, 2M |
BUY
|
- |
10.6K+ 9.53% |
$868K - $1.01M
|
122K
$13.5M
|
|
|
Nov 10, 2021
Q3 2021
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
10.2K+ 7.87% |
$830K - $966K
|
139K
$15.4M
|
|
|
Nov 09, 2021
Q3 2021
|
Q Pula Trading Management LP
New York, NY |
BUY
|
- |
9.7KNew |
$793K - $923K
|
9.7K
$1.07M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
9.39K+ 3.95% |
$768K - $893K
|
247K
$27.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
9.17K+ 4.57% |
$750K - $873K
|
210K
$23.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Boston Common Asset Management, LLC
Boston, MA |
BUY
|
- |
9.09K+ 5.47% |
$743K - $864K
|
175K
$19.4M
|
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
9.08K+ 1122.5% |
$743K - $864K
|
9.89K
$1.09M
|
|
|
Aug 28, 2024
Q3 2021
|
Farmers National Bank
Danville, KY |
BUY
|
- |
9.05KNew |
$740K - $861K
|
9.05K
$1M
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
8.65KNew |
$707K - $823K
|
8.65K
$956K
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
8.42K+ 95.11% |
$688K - $801K
|
17.3K
$1.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Federated Hermes, Inc.
Pittsburgh, PA |
BUY
|
- |
8.37K+ 7.66% |
$684K - $796K
|
118K
$13M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
7.88K+ 254.01% |
$645K - $750K
|
11K
$1.21M
|
|
|
Nov 10, 2021
Q3 2021
|
Zevin Asset Management LLC
|
BUY
|
- |
7.61K+ 11.55% |
$623K - $724K
|
73.5K
$8.13M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
7.34K+ 2.26% |
$600K - $698K
|
332K
$36.7M
|
|
|
Oct 07, 2021
Q3 2021
|
Cardinal Capital Management, Inc.
|
BUY
|
- |
6.59K+ 4.0% |
$539K - $627K
|
171K
$18.9M
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
6.46K+ 79.64% |
$528K - $614K
|
14.6K
$1.61M
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
6.46K+ 79.64% |
$528K - $614K
|
14.6K
$1.61M
|
|
|
Dec 06, 2021
Q3 2021
|
Mcdaniel Terry & CO
|
BUY
|
- |
6.46K+ 3.13% |
$528K - $614K
|
212K
$23.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Brandes Investment Partners, LP
La Jolla, CA |
BUY
|
- |
6.43K+ 2.73% |
$526K - $612K
|
242K
$26.8M
|
|
|
Oct 26, 2021
Q3 2021
|
First Affirmative Financial Network
|
BUY
|
- |
6.39KNew |
$523K - $608K
|
6.39K
$706K
|
|
|
Nov 15, 2021
Q3 2021
|
Greenwood Gearhart Inc
Fayetteville, AR |
BUY
|
- |
6.34K+ 7.26% |
$519K - $604K
|
93.8K
$10.4M
|
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
6.3KNew |
$515K - $599K
|
6.3K
$696K
|
|
|
Oct 21, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
BUY
|
- |
6.23K+ 33.17% |
$509K - $593K
|
25K
$2.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Corda Investment Management, Llc.
Houston, TX |
BUY
|
- |
5.81K+ 3.46% |
$475K - $553K
|
174K
$19.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Capital World Investors
Los Angeles, CA |
BUY
|
- |
5.81K+ 1.09% |
$475K - $552K
|
536K
$59.3M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
5.75K+ 18.88% |
$470K - $547K
|
36.2K
$4.01M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
5.63K+ 6.3% |
$461K - $536K
|
95.1K
$10.5M
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
5.54K+ 20.08% |
$453K - $527K
|
33.1K
$3.66M
|
|
|
Nov 12, 2021
Q3 2021
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
5.53K+ 15.68% |
$452K - $526K
|
40.8K
$4.51M
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
5.48K+ 26.74% |
$448K - $521K
|
26K
$2.87M
|